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- Introducing AFME
- Our People
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- Sustainable Finance
- EU Sustainability Omnibus Package
- AFME comments on the EU Sustainability Omnibus Package – press release (February 2025)
- AFME proposals for simplification of EU sustainable finance framework (January 2025)
- AFME views on Sustainability Omnibus proposals (March 2025)
- AFME response to the European Commission consultation on amendments to the Taxonomy Delegated Acts (March 2025)
- AFME response to EFRAG’s Call for Input on the revision of the European Sustainability Reporting Standards (ESRS) (May 2025)
- UK Sustainable Finance Framework
- Sustainable Finance in the UK: Partnering with the financial sector to deliver green growth (July 2024)
- AFME Response to UK Green Taxonomy Consultation (January 2025)
- AFME Technical Comments – Draft UK ESG Ratings Statutory Instrument (January 2025)
- AFME Response to the UK Transition Finance Market Review (TFMR) Call for Evidence (May 2024)
- AFME Response to Transition Plan Taskforce Bank Sectoral Guidance (December 2023)
- AFME/UK Finance Response to TAC Call for Evidence on UK Endorsement of ISSB Standards (October 2023)
- AFME Response to the FCA’s Discussion Paper (DP 23/1) (May 2023)
- UK TPT Framework and Guidance Consultation Response (February 2023)
- AFME Response to FCA’s Sustainability Disclosure Requirements and Investment Labels (January 2023)
- AFME and UK Finance response to Department for Business and Trade Exposure Drafts
- AFME Response to DESNZ consultation on transition plan requirements
- AFME ISDA Position Paper on the Review of SFDR
- AFME views on Sustainability Omnibus proposals
- AFME response to the European Commission consultation on amendments to the Taxonomy Delegated Acts
- AFME Response to HMT consultation on a UK Green Taxonomy
- EU and UK approaches to Greenwashing Enforcement in the Financial Market: A Comparison
- A Review of the DNSH Assessment in the EU Taxonomy - Progress, Gaps and Pathways Forward
- Sustainable Finance in Europe: Regulatory State of Play - Key impacts for banks and capital markets 2024
- Climate transition plans: current and emerging frameworks for the European financial services sector
- Sustainable Finance in the EU: Priorities to unlock financing and investment
- Sustainable Finance in Europe: Regulatory State of Play
- AFME Comments on European Commission consultation on EU Taxonomy delegated regulation
- Sustainable Finance in the UK: Partnering with the financial sector to deliver green growth (July 2024)
- AFME Response to UK Green Taxonomy Consultation (January 2025)
- AFME Technical Comments – Draft UK ESG Ratings Statutory Instrument (January 2025)
- AFME Response to the UK Transition Finance Market Review (TFMR) Call for Evidence (May 2024)
- AFME Response to Transition Plan Taskforce Bank Sectoral Guidance (December 2023)
- AFME/UK Finance Response to TAC Call for Evidence on UK Endorsement of ISSB Standards (October 2023)
- AFME Response to the FCA’s Discussion Paper (DP 23/1) (May 2023)
- AFME response to EFRAG’s Call for Input on the revision of the European Sustainability Reporting Standards (ESRS)
- AFME proposals for simplification of EU sustainable finance framework
- AFME Briefing Note: Understanding banks’ disclosure of emissions reduction targets
- Feedback on EC December 2023 Draft FAQs on the Disclosures Delegated Act under Article 8 of the EU Taxonomy Regulation
- AFME recommendations for the review of the Green Asset Ratio
- GFMA Response to BCBS Consultation on Disclosure of Climate-related Financial Risks
- AFME response to EFRAG’s consultation on the draft ESRS Implementation Guidance
- EU ESG Ratings Regulation – AFME’s reflections for the trilogues
- ESG Data for Financial Services in an Operational Environment
- AFME Views on proposed EU ESG Ratings Regulation
- Climate transition plans in the EU: consistency and clarity
- UK TPT framework and guidance consultation response
- AFME Response to FCA’s Sustainability Disclosure Requirements and investment labels
- CS3D An effective approach for financial institutions
- AFME Response to ESAs Call for Evidence on Greenwashing
- Into The Wild: Why nature may be the next frontier for capital markets
- AFME and EY highlight growing investor demand for nature-related finance, but banks face challenges to scale products
- AFME feedback on PSF Taxonomy minimum safeguards
- AFME feedback to the EFRAG draft European Sustainability Reporting Standards
- AFME and ISDA response to the EBA Discussion Paper on prudential treatment of Environmental Risks
- AFME Response to The Transition Plan Taskforce Call for Evidence on a Sector-Neutral Framework for private sector transition plans
- IIF/ISDA/GFMA Response to FSB Consultation on Interim Report on Supervisory and Regulatory Approaches to Climate-related Risks
- AFME recommends co-legislators focus on original objectives of EU Green Bond Standard
- AFME Response to HM Government Update to Green Finance Strategy Call for Evidence
- AFME ISDA Response to the consultation on the function of the ESG ratings market in the EU and the consideration of ESG factors in credit ratings
- Response to ESMA consultation on guidelines on sustainability aspects of the MiFID II suitability requirements
- AFME views on the CSRD proposal in the context of the trilogues
- AFME ISDA response to ESMA Call for Evidence on ESG Ratings
- AFME’s priorities for an effective and proportionate CSRD
- The importance of the international context for the CSRD
- EU Sustainability Omnibus Package
- Prudential Regulation & Supervision
- Fundamental Review of the Trading book
- Prudential Treatment of Crypto Assets
- EU-wide Stress Test 2025
- Securitisation
- AFME welcomes EU proposal to boost EU securitisation market
- European Benchmarking Exercise for Private Securitisations – Updated Report (H1 2024)
- EU Securitisation back on track – AFME’s 5-point plan
- Trade Associations respond to the European Commission’s targeted consultation on the functioning of the EU Securitisation Framework
- AFME priorities for banking regulation for the new EU legislative cycle
- Solvency II and Bank Capital Impact Analysis - AFME’s Response to the Commission’s Call for Evidence on the EU Securitisation Framework
- Article 5 of EU Securitisation Regulation: Impact Analysis
- CP13/24: Securitisation Bank Capital Analysis
- Article 5 of EU Securitisation Regulation: Impact Analysis (1)
- Crisis Management and Deposit Insurance (CMDI) Framework
- SRB consultation on Expectations on Valuation Capabilities
- SRB Operational guidance on resolvability testing
- Compliance and Tax
- Withholding Taxes
- AFME response to EBA Consultation on proposed RTS in the context of the EBA’s response to the European Commission’s Call for advice on new AMLA mandates
- AFME Response on FCA CP 24/24: The MiFID Organisational Regulation
- AFME Response on the PRA/FCA Remuneration Reform Consultation Paper CP 16/24
- FCA CP24/24 The MiFID Organisational Regulation – Chapter 3
- FCA CP24/2 Part 2 Greater transparency of our enforcement investigations
- ESMA Consultation on draft technical advice concerning MAR and MiFID II SME GM
- Artificial Intelligence: Challenges and Opportunities for Compliance
- EBA Consultation Paper on Draft Guidelines on the Benchmarking of Diversity Practices Including Diversity Policies and General Pay Gap Under Directive 2013/36/EU and Under Directive (EU) 2019/2034
- CBI Consultation Paper 153 ‘Enhanced Governance, Performance and Accountability in Financial Services’
- AML/CFT and Financial Inclusion – proposed changes to FATF Standards
- AFME response to HM Treasury’s consultation on improving the effectiveness of the Money Laundering Regulations
- Digital Innovation
- Artificial Intelligence (AI) adoption
- Digital Finance in the EU - Priorities for fostering resilient, innovative, and competitive financial markets
- Scaling DLT-Based SSA and Government Bond Markets - A Roadmap Strategy for European Issuers
- Future of Operations: Keeping Capital Markets on the Front Foot - Strategies for Enhancing Efficiency, Transparency, and Resilience in a Globalised Financial Landscape
- Streamlining Cyber and Operational Resilience Reporting
- Avoiding duplicative Cyber/Operational Resilience requirements
- Market-driven data sharing frameworks
- Scaling DLT in Capital Markets
- Capital Markets
- EU Savings & Investment Union
- AFME responds to Commission consultation on integration of EU Capital Markets
- AFME response to European Commission Consultation – Full Submission
- AFME response to European Commission Consultation – Executive Summary
- AFME comments on the EU’s Savings and Investment Union Strategy
- Joint Letter on Advancing EU capital markets: Prioritising key targets for the Savings and Investments Union
- AFME response to Commission call for evidence on a possible “Recommendation on savings and investment accounts”
- EU/ UK Securitisation Framework
- AFME welcomes EU proposal to boost EU securitisation market
- European Benchmarking Exercise for Private Securitisations – Updated Report (H1 2024)
- EU Securitisation back on track – AFME’s 5-point plan
- Trade Associations respond to the European Commission’s targeted consultation on the functioning of the EU Securitisation Framework
- AFME priorities for banking regulation for the new EU legislative cycle
- Solvency II and Bank Capital Impact Analysis - AFME’s Response to the Commission’s Call for Evidence on the EU Securitisation Framework
- Article 5 of EU Securitisation Regulation: Impact Analysis
- CP13/24: Securitisation Bank Capital Analysis
- Article 5 of EU Securitisation Regulation: Impact Analysis (1)
- AFME Bank Capital Analysis – PRA CP13/24
- Analysing Article 5 cost as a percentage of AUM
- Joint Response to the ESMA consultation on private securitisation
- Position paper in relation to the ESAs’ Article 44 Report
- AFME Briefing Note on Securitisation
- AFME Response to LCR Call for Feedback
- AFME Position Paper on Commission’s package of securitisation reforms
- AFME Bank Capital Analysis - Commission’s package of securitisation reforms
- AFME Response on the European Commission's draft amendments to the Solvency II Delegated Regulation
- AFME Impact Analysis - Solvency II Call for Feedback
- AFME, UK Finance and CREFC Europe response to PRA DP3/23 on securitisation capital requirements
- AFME response to 2023 ESA's Art.44 Survey
- AFME proposals on the definition of Public and Private securitisation
- European Benchmarking Exercise for Private Securitisations – Updated Report (H1 2023)
- Joint Response to the ESMA Consultation on Disclosure
- AFME LCR Survey in relation to Securitisation
- European Benchmarking Exercise for Private Securitisations – Updated Report (H2 2023)
- Targeted consultation on the functioning of the EU Securitisation Framework
- AFME Securitisation Bank Capital Impact Analysis
- Adjustments to the Securitisation Framework – CRR3 / CRD6
- Joint Trade Deadline Extension Request for SEC Conflicts of Interest Rule Final
- AFME Comments on the Proposed Rule 192 Under the Securities Act of 1933
- European Benchmarking Exercise for Private Securitisations – Updated Report (H1 2022)
- Article 5 Issues Report: Due-diligence requirements for institutional investors under Article 5 SECR
- AFME Response to the EBA consultation on its draft Guidelines on the STS criteria for on-balance-sheet securitisations
- AFME Response - Securitisation Regulations 2023 Draft SI
- AFME Response to the FSB invitation for feedback on the effects of the G20 reforms on securitisation
- European Benchmarking Exercise for Private Securitisations – Updated Report (H2 2022)
- AFME/UK Finance/CREFCE Response to PRA CP15/23 and FCA CP23/17
- Draft Regulatory Technical Standards on Performance Related Triggers for Synthetic STS Securitisation
- ABS and Covered Bond Risk and Solvency II Capital Charges
- Comparing ABS and Covered Bond Liquidity
- AFME/IACPM joint response to the ESAs’ consultation on sustainability disclosures for STS securitisations
- AFME letter to VP Valdis Dombrovskis
- AFME response to EIOPA consultation on the advice on the review of the securitisation framework in Solvency II
- European Benchmarking Exercise for Private Securitisations (H2 2021)
- AFME response to EBA consultation on Implementing Technical Standards on NPL transaction data templates
- Annual Review 2022 – Strengthening the competitiveness of European financial markets
- AFME comments on Commission report on functioning of the Securitisation Regulation
- AFME response to EBA consultation on technical standards to help originator institutions determine the exposure value of synthetic excess spread in securitisations
- AFME response to EBA consultation on draft standards on homogeneity of underlying exposures in simple, transparent and standardised securitisations
- Joint Letter EU Securitisation Framework
- Joint industry letter warns absence of EU securitisation market is a strategic loss for Europe
- Comparing CB, ABS and Corporate Bond Liquidity
- Research Report: Impact of the SA Output Floor on the European Securitisation Market
- Securitisation: Article 5(1)(e) letter
- Potential of green securitisation could exceed €300 billion annually by 2030
- European Green Securitisation Regulatory State of Play: Obstacles to growth and opportunities for leadership
- AFME disappointed by ESAs’ inaction on securitisation – EU legislators should provide leadership to address regulatory imbalances
- AFME Response to the HM Treasury Call for Evidence: Solvency II Review
- Discussion Paper: ESG Disclosure and Diligence Practices for the European Securitisation Market
- AFME: Securitisation can be a key driver for a post-pandemic sustainable recovery
- AFME Securitisation: UK consultation on Reform of the Taxation of Securitisation Companies
- EBA Discussion Paper – Review of the NPL transaction data templates
- Joint response of AFME and UK Finance to H.M. Treasury Call for Evidence on the Review of the Securitisation Regulation
- Securitisation as a key pillar of the UK Future Regulatory Framework
- AFME response to ESMA Consultation on STS notification for on-balance sheet securitisations
- Securitisation as an essential tool for Europe’s economy
- Opening remarks from Toby Williams at AFME/IMN Global ABS on 17 September 2021 – IBOR Transition: How Ready are We for 2022
- AFME response to European Banking Authority Consultation Paper on revised recast draft retention Regulatory Technical Standards
- Targeted Consultation on the functioning of the EU Securitisation framework (1)
- Capital Markets Union Key Performance Indicators – Fourth Edition 2021
- Understanding EU Bond Market Structure and Dynamics
- European Benchmarking Exercise (EBE) for Private Securitisations
- AFME appoints Shaun Baddeley as Managing Director of Securitisation
- Banks call for more clarity over roadmap to 2050 decarbonisation targets
- AFME Securitisation Division Response to European Commission – Consultation – Renewed Sustainable Finance Strategy
- Joint Trade Response to BCBS Consultation on NPL
- COM proposals on securitisation of NPEs to help the recovery from the Covid-19 pandemic
- New STS framework for on-balance-sheet securitisations
- Questions and answers on a new STS framework for on-balance-sheet securitisations
- EURIBOR Transition Model Wording for securitisation transactions
- AFME Response to the EC: Review of Prudential Rules for Insurance and Reinsurance Companies (Solvency II)
- Capital Markets Union Key Performance Indicators – Third Edition 2020
- Digital Market Developments
- T+1 Settlement Cycle
- Chair of the European T+1 Industry Committee welcomes the official launch of the governance structure for the transition to T+1 Settlement Cycle
- High-level Roadmap to T+1 Securities Settlement in the EU
- High-level Roadmap for Adoption of T+1 in EU Securities Markets
- ESMA Call for Evidence on Shortening the Settlement Cycle: High-Level Remarks of the European T+1 Industry Task Force
- ESMA Report on Shortening the Settlement Cycle
- he Accelerated Settlement Taskforce Technical Group: UK Implementation Plan for first day of trading for T+1 settlement – 11th October 2027
- UK Technical Group Draft Recommendations
- DTCC reporting metrics (W1-W2)
- Market Structure, Transparency and Reporting
- MiFIR / MiFID II reforms in the EU and the UK
- The vital role of systematic internalisers (SIs) in European equities markets
- Equities Market Share Data And Why It Matters
- AFME’s consultation response to the FCA discussion paper on "Improving the UK transaction reporting regime”
- AFME’s consultation response to the ESMA consultation paper on the review of RTS 22 and RTS 24 (January 2025)
- Joint Association Letter on Gas Price Cap
- AFME response to EC commodity derivatives markets consultation
- AFME and ISDA Response to FCA CP 23/27 on commodity derivatives
- AFME response to European Commission Consultation – Executive Summary
- Access to Market Data
- Joint trade association report on prioritising actions to improve the data quality cycle
- Market Structure Partners Report: There’s No Market in Market Data
- Fixed Income Market Data Costs - The Burden Continues to Rise
- The Rising Cost of European Fixed Income Market Data
- UK bonds consolidated tape is a major milestone for the UK - AFME responds to FCA consultation
- AFME Position Paper on the Consolidated Tape
- AFME welcomes UK Consolidated Tape proposal
- Investment Research
- MiFIR / MiFID II reforms in the EU and the UK: Implementation Guide for firms operating in wholesale secondary markets (2nd edition)
- Letter to the FCA on corporate access services
- AFME Response to ESMA’s Draft Regulatory Technical Standards for the establishment of an EU code of conduct for issuer-sponsored research
- AFME Response to Draft Technical Advice to the European Commission on the amendments to the research provisions in the MiFID II Delegated Directive in the context of the Listing Act
- AFME Response to FCA CP 24/21: Investment Research Payment Optionality for Fund Managers
- AFME Response to FCP CP 24/7: Payment Optionality for Investment Research
- Investor Protection
- Carbon Markets
- Limiting the role of financial firms in the EU ETS: Consequences for corporates, SMEs and the market
- Joint Associations call to safeguard the proper functioning of the EU ETS
- GFMA response to IOSCO Compliance Carbon Markets Consultation Report
- GFMA response to IOSCO Voluntary Carbon Markets Consultation Report
- GFMA response to IOSCO Voluntary Carbon Markets good practices consultation report
- AFME and ISDA response to the European Commission public consultation on the EU ETS and MSR
- Joint industry letter on Formal ETS negotiations following EU-UK Summit
- AFME response to the UK Government consultation on Voluntary Carbon and Nature Markets: Raising integrity
- MiFIR / MiFID II reforms in the EU and the UK - Implementation Guide for firms operating in wholesale secondary markets
- AFME response to Commission call for evidence on a possible “Recommendation on savings and investment accounts”
- AFME response to the ESMA call for evidence on the retail investor journey under MiFID II
- AFME’s recommendations for the EU Retail Investment Strategy (August 2023)
- Updated edition - MiFIR / MiFID II reforms in the EU and the UK - Implementation Guide for firms operating in wholesale secondary markets
- AFME and AGC letter to ESMA consultation on the review of CSDR Regulatory Technical Standards
- AFME comments on the European Commission's package of securitisation reforms adopted on 17 June 2025
- Joint Committee Report on the implementation and functioning of the Securitisation Regulation (Article 44)
- AFME response to the SI regime for bonds and derivatives including Discussion Paper on equity markets
- EU Savings & Investment Union
- Sustainable Finance
- News & Insights
- Press Releases
- AFME comments on final EBA guidelines on remuneration policies
- AFME comments on Financial Transaction Tax
- AFME calls for better functioning equity markets in Europe
- AFME welcomes new proposals for EU Prospectus regime
- AFME and ICMA welcome G20 Infrastructure recommendations
- AFME comments on final TLAC standard for G-SIBs
- SMEs struggle to navigate Europe’s funding landscape
- AFME welcomes the Commission’s action plan for securitisation
- AFME’s new model clause creates harmonisation for implementing contractual recognition of bail-in
- AFME and The Investment Association agree share-dealing code
- PwC report reviews state of global financial market liquidity
- Tanguy van de Werve joins AFME as Head of Brussels Office
- AFME comment on the European Commission's consultation prior to reviewing the CRR
- AFME comment on the UK Budget announcement
- Strengthening Individual Responsibility in Banking
- AFME welcomes central banks call for fair ABS rules
- AFME and ICMA welcome G20 Infrastructure recommendations (1)
- GFMA Posts Provisional Legal Entity Identifiers - Release Date: January 20, 2012
- AFME position on FSA Guidance on collateral upgrade transactions (including liquidity swaps)
- AFME comment on EC’s Green Paper on shadow banking
- Economic recovery will be hampered by negative impact of Solvency II on securitisation investment, according to new AFME Securitisation Investor Survey
- Finance Industry Launches ‘PCS’ Securitisation Label to Revitalise Market
- AFME comment on EC’s Banking Supervision proposal
- AFME position European Commission’s expanded approach to review of Solvency II capital charges
- AFME releases Position Paper on banking union issues
- ‘PCS’ Securitisation Label opens for business with senior Board appointments
- GFMA comment on G-SIFI Resolution paper from US FDIC and Bank of England
- AFME Comments on Liikanen HighLevel Expert Group’s Recommendations
- AFME comments on initiative by 11 EU states to introduce FTT
- US Treasury ‘final determination’ to exempt FX from central clearing under Dodd-Frank brings clarity, says GFMA’s Global FX Division
- AFME comment on EU appointment of ECB as European bank supervisor
- Bank separation rules will stifle banks’ ability to support Europe’s economic recovery, says new AFME/ISDA submission
- Proposed changes to flawed deferred reporting regime for equity trades will increase costs for investors and issuers, according to new AFME study
- EU’s Financial Transaction Tax could increase FX costs by 9 to 18 times for Europe’s businesses and pension funds
- Proposed Financial Transaction Tax is inefficient and European Commission is seriously underestimating the economic impact, says new report
- GFMA comment on the G20 Summit
- GFMA announces leadership transition in a defining year for global financial market regulation
- Resolving G‐Sifis – a Q&A with Simon Lewis, chief executive of the Global Financial Markets Association on the joint paper released earlier this week by the Federal Deposit Insurance Corporation (FDIC) and Bank of England
- New report highlights European investor concerns over proposed MiFID transparency regime for fixed income
- AFME and SIFMA Support European Council Seeking Free Trade Agreement with U.S.
- AFME comment on EU financial transaction tax
- AFME comment on legal challenge to EU financial transaction tax
- Board succession at AFME
- AFME comment on UK legal challenge to CRD4 remuneration proposals
- AFME publishes Model Block Trade Agreements for large EMEA equity deals
- GFMA appoints David Strongin as Executive Director
- AFME comment on EU Bank Recovery and Resolution Directive
- AFME comment on the final report of the Parliamentary Commission on Banking Standards
- EU FINANCIAL SERVICES BROAD INDUSTRY REPRESENTATION : COMMON PRINCIPLES ON MIFID-2
- AFME comments on EIOPA proposed changes to debt securitisation
- SIFMA and AFME Statement on TTIP Negotiations
- MiFID agreement is a major breakthrough but significant challenges remain
- AFME backs European Commission’s call for more capital markets financing options
- Financial services trade associations comment on trade talks
- AFME Comment on Additional EU Bank Structural Measures
- AFME Welcomes Richard Lambert’s Consultative Paper on Banking Standards
- AFME comment on Council and Parliament reaching agreement on the Single Resolution Mechanis
- GFMA Elects New Chair and CEO
- AFME welcomes the announcement of the composition of the new European Commission
- AFME comment on the details of the ECB’s ABS purchase programme
- AFME comment on the Delegated Act for Solvency II adopted by the European Commission
- AFME comments on the Fair and Effective Markets Review consultation
- AFME responds to the FCA and PRA consultation paper on “Strengthening accountability in banking: a new regulatory framework for individuals”
- AFME welcomes start to Single Supervisory Mechanism (SSM)
- AFME study highlights costs of Bank Structural Reform proposals
- AFME proposes an agenda for capital markets union
- FME comments on likely impact on fixed income markets of ESMA’s MiFID II consultation proposals
- AFME comment on the EBA’s report on the use of Allowances
- AFME welcomes central banks’ pro‐securitisation report
- European Court of Justice Financial Transaction Tax ruling
- AFME comment on the results of the EU-wide stress test and asset quality review
- AFME welcomes publication of Banking Standards Review final report
- AFME comment on the ‘Fair and Effective Financial Markets Review’
- Cyber Risk in the Context of Capital Raising and M&A
- European Union Financial Transaction Tax
- AFME comment on PRA policy statement on clawback
- AFME comments on STS securitisation vote: Europe risks losing a vital financing tool
- AFME comments on publication of prudential and resolution proposals
- Joint trades issue new paper highlighting importance of securitisation for jobs and growth in Europe
- AFME brings City Giving Day to Canary Wharf
- AFME welcomes Commission’s commitment to accelerate CMU
- Model clauses for the contractual recognition of bail-in under Article 55 BRRD
- AFME responds to Commission’s Cumulative Impact Assessment and calls for regulation that drives jobs and growth
- EU insolvency law reform could boost growth and jobs across Europe, finds new AFME report
- Buy and sell side join forces in support of STS securitisation
- GFMA, IIF and ISDA Statement on the Fundamental Review of the Trading Book (FRTB) Framework issued today by the Basel Committee on Banking Supervision
- Investors and brokers unite to make algo-trading more transparent
- AFME promotes industry-wide best practice in high yield debt securities offerings
- AFME comments on FCA investment banking market study findings
- Five Industry Associations Publish SFTR Information Statement
- AFME welcomes conclusions from ECOFIN Council meeting
- AFME comments on the outcome of the EU Referendum
- Supporting the EU‐U.S. Financial Services Marketplace focusing on TTIP
- Investors and brokers unite to make algo-trading more transparent (1)
- Insolvency Q and A
- AFME seeks to harmonise Post Trade network selection process with new standardised due diligence questionnaire
- AFME opens new office in Frankfurt
- AFME comments on the publication of the UK Government’s White Paper on Brexit
- AFME publishes standard investor questions for high yield transactions
- AFME publishes new report on the challenges of raising pre-IPO finance
- AFME statement on 60th Anniversary of Treaties of Rome
- AFME comments on UK government decision to trigger Article 50
- AFME welcomes agreement on STS legislation
- AFME welcomes European Commission’s CMU mid-term review
- AFME comments on EMIR Amendment
- AFME welcomes proposals for a pan-European personal pensions product
- New report outlines impact of Brexit on European SMEs, corporates & investors
- ICMA and AFME release a ‘stock-take’ on the state of European infrastructure financing
- AFME publishes new paper on the need for early clarity on a Brexit transition
- AFME welcomes UK Government’s call for an implementation period
- AFME signs up to Women in Finance Charter
- AFME and IA publish Electronic Trading Questionnaire for MiFID II
- AFME responds to European Commission Consultation on Post Trade in a CMU
- New report on impact of banking reforms on European capital markets and the real economy
- AFME appoints Michael Cole-Fontayn as Independent Chairman
- Joint-industry group publishes directory of global and regional green finance policy initiatives
- GFMA Publishes Key Principles for Cybersecurity Penetration Testing Framework
- AFME welcomes Council decision to move to Phase II of Brexit negotiations
- AFME welcomes Bank of England announcement on EU bank branches in UK
- AFME publishes revised Due Diligence Questionnaire to further standardise process for global custodians
- AFME comments on the coming into effect of MiFID II
- AFME welcomes EU negotiating directives on transition
- Joint Trades Launch Benchmark Transition Roadmap
- AFME publishes industry-wide Guidelines for high yield bonds
- AFME welcomes a number of Commission legislative initiatives on NPLs
- AFME welcomes initial agreement on a transition period
- AFME welcomes further progress in Brexit negotiations
- AFME welcomes Bank of England update on approach to Brexit preparations for banks
- AFME welcomes EU/UK cooperation on risk management ahead of Brexit
- AFME calls for further progress in European post trade reform
- AFME comments on Commission’s SBBS proposal
- European trade body, AFME joins European Banking Institute
- AFME welcomes further progress on Banking Union
- AFME welcomes UK government announcement on Brexit
- AFME welcomes publication of UK Government White Paper
- AFME and Euro IRP publish guidance on how unconnected research analysts can access issuer information in UK IPOs
- AFME and PwC identify technology and innovation trends and challenges forEurope’s investment banks
- AFME and EY set out future of compliance function within investment banks
- AFME comments on publication of Withdrawal Agreement
- AFME welcomes EU Summit agreement on Withdrawal Agreement
- AFME comments on EU Swiss equivalence for the Share Trading Obligation
- The GFMA and ICMA Repo Market Study
- AFME welcomes temporary equivalence for UK CCPs and CSDs in a no deal Brexit
- New Financial Releases Global Capital Markets Growth Index
- New high yield investor group established
- AFME publishes revised Due Diligence Questionnaire to further standardise process for global custodians (1)
- AFME comments on UK Parliament meaningful vote
- AFME welcomes extension of Benchmarks Regulation transition to 2021
- AFME welcomes progress on Investment Firms Review
- AFME responds to UK Parliament rejection of the Withdrawal Agreement
- AFME urges continued prioritisation of Capital Markets Union goals
- GFMA and PwC identify global technology and innovation trends and challenges for investment banks
- Natixis joins the AFME Board
- GFMA Issues IBOR Transition Documents
- Simon Lewis, Founding CEO of AFME, to step down after 9 years
- AFME says more work to do as European Parliament agrees Banking Package
- AFME calls for more progress on creating integrated financial markets
- AFME and ELFA agree to end formal affiliation
- AFME recommends key priorities for the next EU legislative cycle
- AFME publishes list of remaining no-deal Brexit risks
- AFME says potential for green securitisation is huge
- AFME appoints Adam Farkas as new CEO
- Capital Markets Union needs bolder action to tackle remaining obstacles
- AFME responds to Brexit extension
- AFME publishes 14 industry recommendations for supporting the adoption of public cloud in capital markets
- Traders call for shorter EU market hours to improve diversity & market efficiency
- AFME calls for greater supervisory convergence in European crypto-asset regulation
- Trade Organisations call for Extension of Temporary Equivalence and Recognition of UK CCPs
- AFME welcomes Commission announcement on extending temporary equivalence for UK central counterparties (CCPs)
- AFME welcomes ESMA final report on prices for market data and the consolidated tape for equities
- AFME welcomes the European Green Deal
- AFME welcomes publication of final report of Expert Group on Regulatory Obstacles to Financial Innovation
- AFME and Simmons & Simmons publish white paper on managing conduct risk during LIBOR transition
- AFME, FIA, ICMA, ISDA and ISLA Publish Master Regulatory Reporting Agreement
- AFME recommends further improvements to the EU equivalence framework
- AFME and Linklaters publish report on financial services conduct supervision
- AFME and IA: Traders call time on long hours culture
- Joint Statement: Reasonable Market Data Costs Benefits the Real Economy
- AFME says further push needed for Capital Markets Union vision
- AFME publishes recommendations for partial settlement under CSDR
- AFME welcomes ECB Banking Supervision recommendations to combat Coronavirus
- AFME welcomes regulatory flexibility on tick size regime in light of COVID-19 market challenges
- AFME welcomes EBA statement on forbearance, default and IFRS9
- AFME welcomes temporary relaxation of pre-emption rights for share issuance
- AFME data finds Europe’s capital markets have performed well despite market stress from COVID-19
- AFME welcomes Commission legislative proposal on CRR but more is needed
- AFME welcomes European Commission Action Plan on Preventing Money Laundering and Terrorist Financing
- AFME welcomes agreement on CRR but encourages ongoing review of requirements
- High-Level Forum report on CMU comes at key moment for EU capital markets
- AFME welcomes two new Board members
- AFME and Simmons & Simmons publish white paper on conduct risks and client communications during LIBOR transition
- Traders call for an end to outdated market hours in Europe
- AFME calls for further progress on the future EU-UK relationship for financial services
- AFME paper answers uncertainties around OTC market data
- AFME reaction to European Commission Communication on Brexit readiness
- Capital markets provide record funding to help European COVID-19 recovery
- Banks call for more clarity over roadmap to 2050 decarbonisation targets
- AFME publishes first ESG guidelines for European high yield market
- AFME reaction to the European Commission’s proposals on post-COVID-19 recovery
- First industry roadmap helps embed sustainable finance into banks’ strategy and governance
- AFME calls for the EU to unlock innovative, competitive, and resilient European capital markets in the digital age
- AFME calls for data-led approach on market structure policymaking
- AFME welcomes Commission equivalence decision on UK CCPs
- AFME: now it’s time to deliver on the Capital Markets Union
- European Commission Digital Finance Package takes “important step forward” for Europe
- AFME report tracks European capital markets performance in 2020
- AFME welcomes FCA STO clarification
- AFME welcomes UK treasury announcements
- AFME and PwC identify trends and challenges for European ‘investment banks of the future’
- Climate Finance Market Structure must grow at an unprecedented scale, speed, and geographic scope to meet the investment needs to transition to a low carbon economy.
- AFME: EBA’s Basel III assessment underestimates impact of Covid-19 on banks’ balance sheets
- AFME: Commission’s revised action plan for NPLs from Covid-19 disappoints
- AFME welcomes EU-UK Free Trade Agreement
- AFME: Equity and hybrid markets hold solution to European COVID-19 corporate recapitalisation
- AFME publishes joint Letter regarding Implementation of the CSDR Settlement Discipline Regime
- AFME: Securitisation can be a key driver for a post-pandemic sustainable recovery
- AFME Report reveals contribution of European banking and capital markets in financing the recovery
- AFME calls for more consistent ESG Reporting Requirements to help deliver Europe’s Sustainable Finance ambitions
- AFME welcomes EC legislative proposal on sustainability disclosures but emphasises the need for appropriate sequencing of regulatory measures
- Report confirms overwhelming majority of equity trading in Europe takes place on venues – AFME warns that further concentration could undermine liquidity, investor choice and increase the overall cost of trading
- AFME calls for renewed efforts towards Banking Union and Capital Markets Union to deepen Europe’s financial integration
- Wholesale markets banks and BCG develop first global principles for climate finance taxonomies – a key enabler for transition finance success
- AFME appoints Thalia Chryssikou as new Chair of the Board
- AFME calls for action on mandatory buy-in rules
- Next stage of sustainable finance agenda critical to meeting EU sustainability objectives, says AFME
- AFME welcomes ESMA consultation on MiFIR transparency requirements
- Industry calls for clarity on mandatory buy-in rules
- Securitisation could be a game-changer for the EU’s post-pandemic recovery - provided the regulatory review gets it right
- EU banking system remains resilient in face of harshest ever stress test
- AFME and Protiviti report warns of potential barriers to adoption of cloud services in capital markets
- AFME responds to UK Treasury Wholesale Markets Review
- AFME says MiFID rules prevent conflicts of interest, but better supervisory convergence required on PFOF
- AFME says Consolidated Tape must strike right balance
- Industry calls for review and rebalancing of capital buffer framework to make it more usable in a crisis
- AFME welcomes publication of UK Government Roadmap on Greening Finance
- AFME report tracks European capital markets performance in 2021
- AFME says Basel standards have strengthened banks’ resilience but warns against further significant capital requirement increases
- GFMA and BCG report says pace of adoption and growth of emissions trading schemes is not sufficient to limit global warming to 1.5C
- AFME data shows record M&A and IPOs post-pandemic
- AFME Announces new Staff Members in Germany
- New report explains how a hybrid recapitalisation instrument could work to finance recovery of smaller corporates in EU
- AFME and Linklaters publish guide to navigating sustainable finance regulation
- AFME welcomes postponement of Mandatory Buy-Ins under CSDR
- Consolidated Tape key to progressing Capital Markets Union
- New report highlights importance of private securitisation market to real economy
- AFME appoints Shaun Baddeley as Managing Director of Securitisation
- AFME supports further improvement to ESMA Annual Statistics Report data
- Industry Approach to CSDR Settlement Discipline Regime
- AFME publishes recommendations for a successful EU Green Bond Standard
- AFME welcomes progress on CSRD and highlights need for consistency with international frameworks
- AFME Report - Total fixed income market data costs have risen by 50 per cent over last 5 years
- AFME welcomes 3-year extension to Euro clearing
- New GFMA Paper by BCG and Clifford Chance Outlines Benefits and Challenges of Wholesale Central Bank Digital Currencies
- AFME welcomes next steps on UK Treasury Wholesale Markets Review
- AFME stands in support of Ukraine
- AFME welcomes EBA report suggesting EU Green Bond Standard framework adjustments for securitisation
- GFMA announces Leadership changes
- AFME appoints Caroline Liesegang as Head of Prudential Regulation and Research
- AFME welcomes changes to CSDR, but cautions that Mandatory Buy-Ins could undermine European capital markets’ competitiveness
- Northern Trust and State Street join AFME Board
- AFME/FINBOURNE study shows need for longer deferrals for large fixed income trades
- AFME welcomes agreement on the Digital Operational Resilience Act (DORA)
- AFME welcomes EU Parliament’s compromise on EU Green Bonds Standard
- AFME, BVI, Cboe Europe and EFAMA Agree Cross-Industry Consensus on EU Equity Consolidated Tape
- AFME & Paris EUROPLACE call for action to ensure Securitisation can support the economic recovery and green and digital transitions
- AFME comments on CRR3 draft report
- European Retirement Week 2022 takes place from 28 November – 3 December
- AFME welcomes the political agreement on the CSRD, encourages coordination among EU and international standard setters
- AFME recommends co-legislators focus on original objectives of EU Green Bond Standard
- AFME welcomes agreement on the Markets in Crypto Assets Proposal(MiCA)
- AFME says ECB climate stress tests provide helpful recommendations as banks continue to develop their climate risk management frameworks
- AFME and UK Finance welcome UK Secondary Capital Raising Review
- AFME welcomes UK Financial Services Bill
- AFME comments on Draft MiFIR report
- AFME statement on the death of Queen Elizabeth II
- AFME calls for industry discussion on shortening settlement cycles in Europe
- AFME underlines the importance of level playing field for responsible data sharing. Association recommends four key principles for Open Finance Framework
- New EU sovereign bond trading data underlines need for careful post-trade deferrals calibration
- AFME comments on Commission report on functioning of the Securitisation Regulation
- Joint industry letter warns absence of EU securitisation market is a strategic loss for Europe
- Key industry report tracks European capital markets’ performance in 2022
- Funding to European corporates and SMEs at risk from Basel III regulatory changes finds new study
- AFME and EY highlight growing investor demand for nature-related finance, but banks face challenges to scale products
- AFME welcomes UK consultation on implementation of Basel rules
- Regulatory complexity is making it harder for Financial Institutions to adopt Cloud services
- AFME welcomes latest CMU proposals
- Potential of green securitisation could exceed €300 billion annually by 2030
- AFME welcomes UK financial sector reforms
- AFME disappointed by ESAs’ inaction on securitisation – EU legislators should provide leadership to address regulatory imbalances
- Unprecedented sustainability-linked financing and changing regulatory policy mean European High Yield market is fast-evolving
- AFME welcomes Council agreement on some aspects of MiFIR, but further progress needed
- AFME welcomes ECON Committee vote on Basel 3 package
- AFME welcomes start of 2023 EU-wide stress test
- AFME comments on US move to one-day settlement cycles
- AFME urges co-legislators to ensure EU market attractiveness as MiFIR trilogues set to begin
- AFME welcomes provisional agreement reached on European Green Bonds Standard
- AFME announces establishment of T+1 industry taskforce
- MiFIR Review outcome could risk holding back EU equity markets
- AFME welcomes Commission proposals on Crisis Management and Deposit Insurance Framework
- AFME welcomes FCA proposals to improve UK listings
- Banks call for regulators to take a more innovative approach to DLT
- AFME welcomes EU-UK Draft Memorandum of Understanding
- AFME CEO warns on Europe’s financial integration slow-down: “we cannot afford for next major steps to take another decade”
- AFME responds to Commission Retail Investment Strategy
- US and Asia securitisation markets contribute far more to financing their economies than Europe - “Now is the time to address the gap
- New report finds stringent aspects of EU Securitisation Regulation severely restrict growth of ABS investor base
- AFME welcomes the Sustainable Finance package recently published by the European Commission
- Joint trade associations urge policy makers not to concede to suboptimal outcomes in MiFIR review
- AFME welcomes CSDR political agreement
- AFME comments on EU Financial Data Access and Payment Services Policy Proposals
- AFME welcomes EU political agreement on the implementation of the Basel 3 standards, but cautions against expendable capital increases
- AFME comments on outcome of MiFIR negotiations
- AFME calls on negotiators to consider serious outstanding issues in CSDDD
- AFME welcomes UK Consolidated Tape proposal
- Banks call for effective solution to enable sustainability reporting for financial institutions
- AFME welcomes UK Mansion House reforms, including optionality on how to pay for investment research
- AFME says actions to strengthen resilience are paying off in response to 2023 EU-wide stress test results
- AFME says “value for money” benchmark needs refinement for EU Retail Investor Strategy to deliver
- UK bonds consolidated tape is a major milestone for the UK - AFME responds to FCA consultation
- AFME welcomes first meeting of EU-UK Forum for regulatory cooperation
- AFME appoints Rémi Kireche as Director, Advocacy
- AFME calls for EU Open Finance proposal to be fit for purpose
- Key industry report tracks European capital markets’ performance in 2023
- AFME report highlights room for improvement in EU sustainable finance regulation
- AFME welcomes political agreement on EU implementation of final Basel III standards
- AFME welcomes the UK PRA’s publication of elements of Basel 3.1 standards implementation
- AFME responds to ESMA consultation on shortening settlement cycles in the EU
- AFME welcomes European Parliament vote on MiFID/R but calls for more ambition to effectively deliver a successful CMU
- Incoming DORA requirements risk disruption across financial services supply chains
- EU Listing Act a promising first step, but more work needed on boosting equity market liquidity
- UK proposals for stablecoins should incentivise DLT-based capital markets
- AFME welcomes Anti Money Laundering Authority’s operationalisation
- AFME welcomes FCA’s Final Report on Wholesale Data Market Study
- Buy and sell side unite on joint AFME/IA proposals for a future UK post-trade transparency model for corporate and sovereign bonds
- AFME responds to the adoption of the Eurogroup statement on the future development of the Capital Markets Union
- New AFME & zeb report examines role of capital markets in Germany
- AFME responds to the publication of the Accelerated Settlement Taskforce Report
- European T+1 Industry Task Force comments on recent UK report on moving to T+1 and outlines its next steps
- AFME and UK Finance jointly respond to HM Treasury’s consultation on the Private Intermittent Securities and Capital Exchange System (PISCES)
- AFME reaction to the European Council’s recommendation for a new EU competitiveness deal and the Letta report on a new Single Market
- AFME welcomes European Parliament’s position on Crisis Management and Deposit Insurance Framework
- AFME reacts to the Council agreement on the EU’s Directive on Faster and Safer Relief of Excess Withholding Taxes
- AFME Survey on the Liquidity Coverage Ratio (LCR) shows revision of treatment of securitisation is needed to restore market
- AFME responds to the FCA’s consultation on Payment Optionality for Investment Research
- AFME publishes ‘EU Securitisation back on track’ paper
- AFME responds to the agreement reached by the European Council on the Retail Investment Package
- AFME welcomes the publication of the EU implementation of final Basel III standards and stresses the need for jurisdictional coordination
- AFME announces Jacqueline Mills’ appointment to ESMA’s Securities and Markets Stakeholder Group
- AFME welcomes the adoption of the European Council’s Strategic Agenda for the next institutional cycle
- AFME's Caroline Liesegang Appointed to European Banking Authority's Banking Stakeholder Group
- AFME welcomes FCA's final Listing Rules
- Joint Industry Statement on the Establishment of a UK Consolidated Tape for Equities and Exchange Traded Funds
- AFME reaction to key ministerial appointments
- AFME publishes paper ‘Priorities for UK Financial Markets’
- AFME outlines its vision for CMU for the next institutional cycle
- AFME welcomes adoption of delegated act to delay the implementation of the European Union’s market risk framework
- AFME outlines digital finance priorities for the new EU policy cycle
- AFME publishes Roadmaps for Scaling DLT-based Capital Markets
- AFME responds to ESMA’s initial set of MiFIR/MiFID Review Consultations
- AFME reaction to Mario Draghi's report on the future of European competitiveness
- AFME welcomes the UK Prudential Regulation Authority’s near-final policy statement for the implementation of the Basel 3.1 standard
- AFME responds to European Commission’s Consultation on Artificial Intelligence (AI) in the Financial Sector
- AFME welcomes FCA’s Policy Statement for Improving transparency for bond and derivatives markets
- Key industry report tracks European capital markets’ performance in 2024 - Unlocking Capital Markets for a Competitive Europe
- AFME welcomes new EU College of Commissioners
- Joint association statement on the importance of credit ratings in the EU corporate bond transparency regime
- AFME responds to the European Commission’s targeted consultation on the functioning of the EU Securitisation Framework
- Trade Associations respond to the European Commission’s targeted consultation on the functioning of the EU Securitisation Framework
- AFME appoints Juan Blasco as new Chair of the Board
- AFME appoints April Day as Head of Capital Markets
- Chair of the European T+1 Industry Committee welcomes the official launch of the governance structure for the transition to T+1 Settlement Cycle
- AFME Launches Data Report Series on DLT-Based Capital Market
- AFME comments on the Joint EU-UK Regulatory Forum
- AFME Responds to ECB’s expanded initiative to settle DLT-based transaction in central bank money
- AFME comments on the EU Sustainability Omnibus Package
- European Stock Exchanges' Over-Reliance on Equity Market Data Revenues: Stifling Growth and Innovation
- AFME comments on the EU’s Savings and Investment Union Strategy
- AFME welcomes the European Commission’s Proposal on Transitional Liquidity Risk Regulation
- AFME responds to Joint Committee Article 44 Report on the Securitisation Regulation
- AFME comment on ESMA endorsement of credit ratings issued by ratings agencies in US, Canada, Hong Kong and Singapore
- AFME appoints leading European regulatory expert Eddy Wymeersch as nonexecutive director and senior advisor
- The Future of Financial Reporting in the UK and Republic of Ireland
- Collateral Initiatives Coordination Forum (CICF) calls for urgent focus on collateral fluidity
- Extraterritorial legislation: the problems posed for markets, clients and regulators
- Comments on the Consultative document: Definition of capital disclosure requireme
- Europe’s businesses want more flexible funding channels, says AFME’s ‘Funding for Growth’ report
- SIFMA and AFME Statement on Transatlantic Trade and Investment Partnership (TTIP)
- AFME welcomes Council conclusions on tackling bottlenecks to investments
- AFME welcomes publication of Insolvency Directive
- Deeper capital markets in EU11 could unlock EUR200 billion capital
- AFME comments on final FCA investment banking market study findings
- AFME comments on announcement of Brexit timeline
- AFME publishes principles of asset segregation
- AFME welcomes launch of EU-US joint financial regulatory forum
- AFME comments on Commissioner Hill’s resignation
- AFME comments on UK Government’s negotiating objectives for exiting the EU
- New report analyses operational impact of Brexit for EU banking industry
- AFME welcomes Banking Standards Board good practice guidance for banks
- AFME and the IA landmark share-dealing code goes live
- AFME sets out challenges of Brexit implementation for wholesale banking
- AFME responds to European Supervisory Authorities review consultation
- GFMA Global FX Division welcomes Global Code of Conduct for FX market
- AFME comments on the European Council action plan to address NPLs
- AFME welcomes publication of EPTF report
- UK Finance and AFME publish paper on need for Post-Brexit Contractual Certainty
- AFME appoints Head of Frankfurt Office
- AFME comments on European Supervisory Authorities (ESA) Review
- AFME report explains MiFID post-trade reporting requirements for banks & investors
- AFME welcomes EC Communication on Completing the Banking Union
- AFME welcomes SEC and EC announcements on MiFID II inducements and research
- AFME welcomes a report by Expert Group on European Corporate Bond Markets
- AFME welcomes progress in Brexit negotiations
- AFME welcomes Commission proposal for new prudential regime for investment firms
- AFME comments on Commission’s NPL report
- AFME highlights Brexit cliff edge risks in new paper
- AFME comments on Commission’s HLEG final report on sustainable finance
- AFME & Clifford Chance publish FAQs to assist bank clients address contractual questions
- Opportunities and challenges in developing utilities for capital markets
- AFME welcomes next steps in Capital Markets Union Action Plan
- New report examines the impact of post-crisis regulation on banks
- AFME welcomes proposal on sustainable finance and SME growth markets
- AFME and other joint trade associations published a Global Benchmark Report
- AFME comments on UK Government financial services no-deal paper
- Trade bodies publish KPIs to track the progress of CMU
- AFME welcomes progress on Commission’s legislative initiatives on NPLs, but work still to do
- AFME welcomes call to redouble efforts on CMU
- AFME says more work required to complete Banking Union
- AFME welcomes agreement on Single Resolution Fund backstop
- AFME calls for better integration of EU Banking and Capital Markets
- AFME welcomes adjusted application of STO in no-deal Brexit scenario
- AFME welcomes Northern Ireland protocol deal
- AFME welcomes ESMA Call for Evidence on shortening settlement cycles
- AFME's response to the CMU Mid-Term Review consultation
- AFME welcomes outcome from first EU-UK Summit
- EU T+1 Industry Committee meeting May 28: Key outcomes
- AFME responds to Commission consultation on integration of EU Capital Markets
- AFME supports Delegated Act delaying implementation of the EU’s Market Risk Framework
- AFME welcomes EU proposal to boost EU securitisation market
- The EU T+1 Industry Committee finalises High-Level Road Map
- AFME welcomes announcement of EU Bond Consolidated Tape Tender
- Leeds Reforms mark step forward for UK financial services but risks and uncertainties remain
- Mansion House 2025: A clear long-term vision for UK financial markets
- AFME says actions to strengthen resilience are paying off in response to 2025 EU-wide stress test results
- Joint Trades Call for Recalibration of Cryptoasset Prudential Standards and Highlight DLT’s Transformative Role in Capital Markets
- AFME report identifies Banking Union challenges holding back EU bank consolidation
- Views from AFME
- Now is not the time to delay securitisation’s revival
- Spain’s growing appetite for high-yield
- The four big questions banks must ask themselves in 2016
- A change of tone in 2015 and challenges ahead in the New Year
- Banks have a duty to regain public trust – and it may take a generation
- Why ESMA’s market abuse regulation needs fine-tuning
- Time to get the balance between regulation and an active banking sector right
- Will a CMU deliver vital funding for Europe's SMEs?
- New Chairman at a pivotal time for Europe's capital markets
- Taking a bold approach in EU market regulation
- How the FCA can finish Martin Wheatley’s ‘unfinished business’
- Fair and Effective Markets Review: Final Report
- EBA’s new proposals on securitisation
- Capital Markets Union: From policy to implementation
- Reviving Europe’s securitisation markets: one step forward, two steps back?
- A new growth model
- Where are Europe’s unicorns?
- Brexit is a shared challenge for Europe’s capital markets
- Achieving a clear vision for Europe’s post-trade environment
- Small businesses are likely to be hit hardest by Brexit disruption
- Will robots replace compliance officers?
- Data management - obstacle or opportunity?
- Cybersecurity needs to be a global and coordinated effort
- Banking reform mustn’t impede capital markets progress
- 2018 should see the start of a new era for banking
- Clarity on EU-UK data transfers is vital
- Brexit could be a catalyst for more integrated European capital markets
- Are voluntary codes a route to enhancing conduct?
- Regulation is shrinking capital markets
- Does the GDPR conflict with banking regulation?
- Now is the time for integrated and efficient post trade services
- Taking stock of the NPL Action Plan
- One year on: ‘living’ the FX Global Code
- My month as a Career Ready Intern at AFME
- Time to measure progress to complete Capital Markets Union
- The death knell is ringing for LIBOR – it’s time to plan for the consequences
- Ten years after the financial crisis, banking industry is in a better place
- Unlocking the potential of technology to revolutionise capital markets
- What does the future look like for compliance functions?
- Brexit: avoiding a cliff edge in financial services
- Keeping Europe’s Capital Markets Union vision alive in 2019
- Better define ‘sustainable finance’ to boost investment
- Europe's Leaders Must Push Capital Markets Plan
- A new era for securitisation?
- Deadline extension for EU Benchmarks Regulation is hugely welcome
- CMU: Progress has been made but much is still to be achieved
- Time to review the Market Abuse Regulation?
- Upgrade Europe’s anti-money laundering framework to effectively tackle financial crime
- What's next for Europe's capital markets?
- Europe’s economic future depends on better integrated financial markets
- FX is transforming rapidly, and so is its talent
- Artificial Intelligence and Machine Learning in capital markets is picking up the pace
- Europe’s Unfinished Business – what is left to do on CMU?
- What are the regulatory implications for digital assets in Europe?
- Europe was not built in a day – key takeaways from the FEBAF/AFME Rome Investment Forum 2019
- What can Europe’s capital markets expect in 2020
- Squaring the circle of banking regulation and capital markets in Europe
- LIBOR Transition: Views on Managing the Conduct and Compliance Risks
- Time to get the CMU cooking – AFME’s Spanish Capital Markets Conference Round-up
- The fight against money laundering and terrorism financing: What needs to change?
- Is Europe doing too little too late again?
- Capital markets key to EU recovery after Covid-19
- Capital Markets Union – will the opportunity be seized?
- The role of crypto-assets in the digitisation of financial services
- Returning to Office - The Next Phase of Compliance for Investment Banking
- LIBOR Transition: Views on Client Communications
- Time to deliver on the Capital Markets Union
- AFME CEO urges ESG harmonisation
- European banks’ reach record-high core capital: time to resume dividends
- How Have Europe’s Capital Markets Evolved Since the Launch of the CMU Project?
- The new framework for on-balance-sheet securitisation
- AFME “call to action” for active transition of LIBOR linked securitisations
- The road to Europe’s post-pandemic recovery – Industry discussion
- The State of Spanish Securitisation– AFME’s Spanish Capital Markets Conference Round-up
- Financing the Recovery: The Role of Financial Markets in Rebuilding the European Economy - AFME & BusinessEurope webinar
- Have Agile work practices become more important for banks during the COVID-19 pandemic?
- Unpacking the Disclosure Landscape - AFME ESG Webinar
- Post Pandemic Compliance: Preparing for What Happens Next - AFME Webinar
- Strengthening the ESAs and supervisory convergence in Europe: reflecting on progress and next steps
- Balancing Ambition with Pragmatism - Europe’s Sustainable Transition
- More, rather than less competition is needed in European equity markets
- Striking A Balance With The Digital Operational Resilience Act (DORA) – Promoting Resilience And Innovation In The EU Financial Sector
- The challenge of defining climate finance
- Webinar Summary - A CMU that works for all investors: The role of the consolidated tape
- Do European banks need much more capital?
- The Low-Carbon Transition – Why are compliance and voluntary carbon markets so important?
- Future of wholesale financial markets conference - Summary
- Banks, regulators and policy makers discuss the future of Sustainable Finance at AFME conference
- Building up integrated European capital markets at heart of debate at AFME's Spanish Capital Markets Conference (SCM)
- Ensuring crypto-assets regulation is fit for the digital age
- The EU Must Strengthen the Competitiveness of Its Financial Markets
- European Financial Integration not yet in sight
- Should Europe join the race to shorten settlement cycles?
- Beware the Duty of Care! Why a level playing field for responsible data sharing in financial services is essential
- Europe’s competitiveness depends on reviving capital markets
- Can the EU's DLT Pilot Regime truly champion a digital future?
- Firms Need a License to Innovate: Artificial Intelligence and Machine Learning in Financial Crime Compliance
- Equity-Market Liquidity Is Leaving Europe
- Webinar Summary: US T+1 – What should European firms be doing to prepare?
- The EU's Cybersecurity Agenda: Coherent or Chaotic ?
- ESG: It is all about Data
- A Turning Point for Europe's Capital Markets
- Bolder action needed to boost Europe’s capital markets
- Is Settlement Efficiency Improving? The Answer is “Yes”!
- DORA: The challenges and opportunities of pooled testing
- Speeches
- Introductory remarks for Global ABS, Barcelona, 14 June 2016
- From words to action: AFME’s fight for ABS pragmatism in Europe
- Bold action needed on Capital Markets Union
- ASIFMA Structured Finance Conference 2015: Keynote speech by Richard Hopkin
- Global ABS 2015: Keynote speech delivered by Fernando González
- Global ABS 2015 - ABS Daily 18 June 2015
- Global ABS 2015 - ABS Daily 17 June 2015
- Introductory remarks for Global ABS, Barcelona, 6 July 2017
- Introductory remarks for Challenges and Opportunities for the Eurozone including Capital Markets Union and Brexit, 14 June 2017
- Global ABS 2017 - ABS Daily 7 June 2017
- Presentation for Challenges and Opportunities for the Eurozone including Capital Markets Union and Brexit, 14 June 2017
- Opening remarks by Simon Lewis, CEO, AFME, to the House of Lords EU Financial Affairs Sub-Committee evidence session
- Robert Ophèle - MiFID II’s practical implementation 9 months on and post‐Brexit implications for our future relationship with the UK
- Merel van Vroonhoven - The Importance of Diversity for an Innovative Corporate Culture
- Elisabeth Roegele - MiFID II implementation and experiences from a supervisory authority
- Christian Sewing - Keynote speech at AFME's European Financial Integration Conference - Europe at cross-roads
- Adam Farkas - Intervention at 11th Banking Union Conference “Transparency and accountability in banking supervision in the Banking Union”
- Adam Farkas - Slides - Intervention at 11th Banking Union Conference “Transparency and accountability in banking supervision in the Banking Union”
- Letters
- Joint Letter on Advancing EU capital markets: Prioritising key targets for the Savings and Investments Union 2
- AFME and AGC letter to ESMA consultation on the review of CSDR Regulatory Technical Standards
- Joint Associations’ recommendation on Corporate Access
- AFME’s Open Letter to the EMEA Equity Capital Markets Community
- EU AI Act - Clarifications Request
- Joint Association Letter on Gas Price Cap
- Joint letter on coordination of SFDR level 1 and level 2 reviews
- Joint Trade Deadline Extension Request for SEC Conflicts of Interest Rule Final
- Securitisation: Article 5(1)(e) letter
- FIA, ISDA AND AFME position on the European Comission market correction mechanism proposal
- Securitisation can provide significant support to Europe’s economy in the testing times ahead – targeted measures are needed to unlock its potential
- Safeguarding the proper functioning of the EU Emissions Trading System (ETS)
- AFME letter to VP Dombrovskis - Addressing the imbalances in the European securitisation framework to support the green transition and economic recovery
- Financial Services Trade Associations Common Statement on Financial Services Bill
- AFME Letter to ECOFIN - Promoting EU Competitiveness in the MiFIR Review & CMU agenda
- Joint industry letter on initiating formal ETS negotiations following the EU-UK Summit
- Videos
- The definitive guide to the Fair and Effective Markets Review (FEMR)
- AFME's history, board and achievements
- How AFME provides insight for Europe's policymakers
- What the Senior Managers Regime means for banks
- European High Yield: A Spanish Perspective
- Market Liquidity 2016
- The importance of internal capital models
- Rebuilding trust and confidence in the FX industry
- Supporting SMEs and the European Growth agenda
- Why capital markets are needed to finance growth
- How J.P. Morgan works with AFME
- The value AFME provides for BNP Paribas
- Why UK banks are represented by AFME
- Has the 2016 fall in bank shares been overdone?
- AFME What is CRD5?
- Presentation to AFME Tech & Ops Committee by Janine Hirt
- Q&A with AFME Tech & Ops Committee
- FX Global Code of Conduct Launch - An interview with Guy Debelle
- FX Global Code of Conduct Launch - An interview with James Kemp
- FX Global Code of Conduct Launch - An interview with Simon Potter
- FX Global Code of Conduct Launch - An interview with Adrian Boehler
- FX Global Code of Conduct Launch - An interview with Chris Salmon
- FX Global Code Launch Highlights
- Bank restructuring post-Brexit "could cost up to 15 billion Euros"
- Key findings from the European Post Trade Forum Report
- What is important for the future?
- Why is the European Commission Consultation on Fintech so important?
- What is the role of the AFME Technology and Operations division?
- Where is the Tech & Ops division focusing?
- James Kemp: What next for the FinTech Action Plan?
- AFME CEO, Simon Lewis: Why Capital Markets Union remains so important for Europe
- Kay Swinburne MEP: The impact of Brexit on global cooperation in finance
- Why is cyber security so important for financial services?
- Why is tackling Europe's non-performing loans issue so important?
- GDPR: Banks are well prepared for go live
- AFME CEO Simon Lewis in conversation with Sir Nick Clegg
- GDPR: does it conflict with other regulation for banks?
- Adam Farkas on further developing the European Securitisation market
- Why does Capital Markets Union remain a vital initiative for Europe?
- Technology and Innovation in Europe's Capital Markets
- Is Capital Markets Union on track to boost Europe’s economic growth?
- Highlights from AFME’s 2nd Annual European Compliance and Legal Conference 2018
- Creating an integrated Financing Union in Europe
- Technology and Operations in Wholesale Banking
- Why is the increasing cost of market data problematic for the financial services industry?
- Withstanding the Storm: How Well Have Securitisation Markets Held Up During the First Half of 2020?
- AFME Voices
- Reviving European Securitisation: What the Commission’s New Proposals Mean for Capital Markets
- Accelerating Settlement: The Impact of T+1
- Artificial Intelligence and the Future of Financial Services
- Unlocking the Future of Capital Markets: The Rise of DLT and Tokenisation
- One Year of UK Financial Services Policy: From Ballot Box to Leeds Reforms
- Press Policy
- Press Releases
- Publications
- Position Papers
- An Agency for Business Lending – “ABLe”
- AFME Position Paper on MiFID
- Non-discriminatory access to market infrastructures and benchmarks
- Organised Trading Facilities
- AFME position paper on banking union
- AFME report on supervising cross border banks in Europe
- AFME Banking Union and the Macroprudential Policy Framework
- AFME Briefing Note Negative implications of EBAs proposed approach to securitisation and the LCR
- AFME Briefing Paper - Accurately measuring and allocating capital need for risk-sensitive capital requirements
- Single Resolution Mechanism: summary and level 2 issues
- AFME Bank Recovery and Resolution Directive
- AFME Briefing Note - Total Loss Absorbing Capacity (TLAC)
- AFME - BRRD and DGSD Level 2 Priorities
- AFME comments on BRRD for trilogues
- AFME Comments on current SRM developments
- Joint AFME/AFB/BBA Q&A document on the Senior Managers and Certification Regime
- AFME briefing note: MiFID review - compliance
- AFME Equity Capital Markets division: briefing note regarding European funds - compliance with the US Investment Company Act of 1940
- AFME Account structures and settlement internalisers
- AFME Position paper on separating provision of CSD core and related services from ancillary banking services in different legal entities
- AFME Settlement Discipline Report
- AFME T+2 Task Force Recommendations
- Bloomberg change in standard default settlement T+2
- AFME Business Process Requirements Document Bilateral Netting via a Vendor Solution
- AFME Business Process Requirements Document Broker Matching Solutions
- AFME Briefing Note AFME Post Trade CSD Regulation
- AFME Briefing note - Implementation of market standards for corporate actions processing
- AFME Briefing note - Interoperability
- AFME Briefing note - Migration to T2
- AFME Business Process Requirements Document - Broker netting via a CCP solution
- AFME BPRD - Triparty CFD Matching and CCP clearing requirement specification
- AFME - CAJWG Explanatory Memorandum
- AFME - Custody Committee Task Force Shareholder Registration Proposal to harmonise and standardise shareholder registration processes
- AFME - ESF ECSDA Matching Standards
- AFME Impacts of implementation of T2
- AFME Proposals effective implementation of securities law legislation
- AFME - T2S Wave1 Review and request for action following migration of Italian Market to T2S final
- AFME briefing note on market behaviour and securitisation price volatility
- AFME Covered bond versus ABS liquidity report
- Map of direct and indirect securitisation European regulations since the crisis
- AFME Modifications to securitisation issues without direct Noteholder consent model wording August 2014
- AFME Position paper Investors and issuers unite to support simple, transparent and standardised securitisation
- AFME Economic Benefits of High-Quality Securitisation to the EU Economy
- AFME Briefing note: MIFID & Fixed Income Post Trade Transparency
- AFME briefing note - MIFID2 and fixed income transparency
- AFME briefing note: Short selling
- AFME analysis of fixed income trading activity in context of MiFID2
- BN10-04 MiFID review - Transparency in corporate, covered and government bonds
- AFME briefing note: MiFID2 and fixed income transparency
- AFME briefing note: MiFID - an overview
- AFME briefing note: MiFID review - fixed income
- MIFID II & Fixed Income Transparency Briefing Note
- TABB - MiFID II and Fixed Income Transparency
- AFME EPDA Price Discovery Market Guide for the European Government Bonds Market
- AFME ICMA ISDA Publish Paper Analyzing Impact European Sovereigns Collateral Policies
- AFME briefing note on MIFID and Fixed Income Post-Trade Transparency
- AFME briefing note on Short Selling May update summary AFME ISLA ISDA position
- AFME briefing paper - short selling a comprehensive review of regulatory proposals
- AFME EPDA briefing note Quoting obligations market conditions and multiple trading platforms recommendations
- AFME Investor survey of fixed income liquidity
- AFME MIFID II Fixed Income Transparency Briefing Note
- AFME Primary Dealers list for the counterparty type definitions under the HRF
- AFME Proposals for common Eurozone sovereign issuance
- AFME TABB MiFID II and Fixed Income Transparency
- Securities Financing Transaction Regulation (SFTR)
- Call for evidence on cumulative impact of regulation
- AFME response to Call for Evidence
- AFME - OTFs ensuring investor choice
- Briefing note on Short Selling; (May update) summary of the AFME, ISLA and ISDA position
- AFME Outline on securities law reform
- AFME Position Paper CRR2 modifications LE Framework
- AFME Position Paper IFRS9 vs CRD4 CRR Capital Requirements
- AFME Aircraft Finance Discussion Paper
- AFME Commodity Finance Discussion Paper
- AFME Project Finance Discussion Paper
- AFME Shipping Finance Discussion Paper
- AFME views on CRD5: Pillar 2 and MDA clarifications
- AFME Post-Trade White Paper 2016
- AFME ECM Infographic 2016
- AFME - How Europe's capital markets interconnect - data
- AFME - How Europe's capital markets interconnect - sources
- Joint trades paper on the importance of securitisation for jobs and growth in Europe - 10.10.16
- AFME Briefing note: Capital requirements for infrastructure and other investment financing
- AFME Position Paper: EU implementation of TLAC and review of MREL
- AFME Position Paper: CRD 5 - Market Risk Framework
- AFME Position Paper: CRD 5/CRR2 - Interaction of IFRS 9 with Capital Requirements
- AFME Position Paper: CRD 5/CRR2 - Large Exposures Framework
- AFME Position Paper: CRD 5 - Leverage ratio
- AFME Position Paper: CRD 5 - The Net Stable Funding Ratio
- AFME Position Paper: CRD 5 - Pillar 2 and MDA Clarifications
- AFME Position Paper: CRD 5 - The Standardised Approach for Counterparty Credit Risk
- Market Standards for Corporate Actions Processing: Revised version 2012 - Updated 2015
- Buyer Protection Instruction March-May 2014
- Free Flow of Capital and Liquidity - Issues for Cross-border Groups in the EU Prudential Framework
- AFME letter to the European Commission on insolvency laws
- AFME welcomes central banks’ call for fair ABS rules
- AFME Position paper on achieving high quality and effective supervision for systemically important firms
- AFME Members’ Briefing Call
- AFME Briefing Paper - Accurately measuring and allocating capital the need for risk sensitive capital requirements
- AFME Discussion Paper Downturn LGDs
- AFME CAPITAL - Background note on capital transitions
- AFME CAPITAL - Background note on countercyclical capital buffer
- CRD IV - Holdings of Own Shares and Shares of Other Financial Institutions
- AFME CRD IV - Credit Valuation Adjustment (CVA) Advanced CVA formula
- AFME CCR - Background note on CVA exemptions
- AFME CRD IV - Central Counterparties (CCPs) Nonfinalised Capitalisation Rule on Exposure to CCPs
- AFME CRD IV - Leverage Ratio as Pillar 2 vs. Pillar 1
- AFME CRD IV - Liquid Asset Buffers – Extension of Permissible Asset Classes
- AFME CRD IV - Liquid Asset Buffers – Inclusion of liquid assets of high liquidity or credit quality that are eligible collateral in normal times with Central Banks
- AFME CRD IV - Liquidity Treatment of Corporate Deposits
- AFME CRD IV - Liquid Asset Buffers Operational Requirements for Holdings of Liquid Assets
- AFME CRD IV - Liquidity – Differentiation of risks from types of undrawn facilities
- AFME CRD IV - Reporting on Own Funds Requirements (COREP/FINREP)
- AFME CRD IV - Treatment of Exchange-Traded Derivatives
- Non-discriminatory access to market infrastructures and benchmarks (1)
- AFME position paper on MiFID/R key council proposals
- AFME Improving returns for ordinary investors: The importance of the reference price waiver
- AFME EPFSF briefing paper on the review of the Capital Requirements Regulation and Directive (CRD V)
- AFME Position Paper: CRD 5 / CRR 2 – Pillar 3 disclosures
- AFME Position Paper: CRD 5 / CRR 2 – Interaction of IFRS 9 with Capital Requirements
- AFME Position Paper: CRD 5 / CRR 2 – Large Exposures
- AFME Position Paper: CRD 5: The Net Stable Funding Ratio
- AFME - GLOBAL LEGAL ENTITY IDENTIFIER (LEI) CURRENT DEVELOPMENTS
- AFME position paper on MiFID/R key council proposals (1)
- AFME Business process requirement document: Block matching, trade allocation and confirmation automation
- AFME Briefing paper - Securities law reform / Securities Law Directive (SLD)
- AFME Joint Comment Paper on EC Proposal for Regulation on OTC derivatives, CCPs and trade repositories
- AFME BN10-01 Markets in Financial Instruments Directive (MiFID) review briefing note
- AFME BN10-03 MiFID review - Non-equities transparency briefing note
- AFME Markets in Financial Instruments Directive (MiFID) review briefing note
- AFME / ESSF position paper: European Commission's adoption of a recommendation on withholding tax relief procedures as of October 2009
- AFME Market Standards for Corporate Actions Processing
- AFME Joint ESSF/ LIBA Market User Review of European Code of Conduct for Clearing & Settlement
- The Role of Secondary Markets and Market Making in the Long-Term Financing of the European Economy
- Oxera review of latest FTT commentary
- Analysis of European Commission staff working document on the proposed Financial Transaction Tax
- Impact of the EU-11 Financial Transaction Tax on End-Users
- AFME paper highlighting concerns with the scope of contractual recognition of bail-in under article 55 BRRD
- AFME note – Risk adjustment of contributions to resolution funds and DGS
- AFME paper on requirements under the Bank Recovery and Resolution Directive for contracts to contain contractual bail-in provisions
- AFME briefing note Single Resolution Mechanism summary and Level 2 issues
- AFME Submission on Single Resolution Mechanism Trilogue Negotiations
- BRRD: AFME comments on key issues discussed in trilogues
- AFME Bank Recovery and Resolution Directive (1)
- AFME GFMA comments on the FSB consultative document on information sharing for resolution purposes
- AFME Initial position paper on the Commission's proposal for a Single Resolution Mechanism
- AFME comments on Deposit Guarantee Schemes Directive
- Raising finance for Europe’s small & medium-sized businesses
- AFME The Net Stable Funding Ratio - NSFR
- FRTB non technical papar
- AFME – Own fund requirements for CCP Exposures
- AFME Large exposure framework
- AFME IFRS9 with Capital Requirements
- AFME Position Paper CRD V/CRR II
- AFME CRD 5: Leverage ratio
- AFME CRD 5: The Net Stable Funding Ratio
- AFME CRR2: Infrastructure finance scaling factor
- AFME CRR2: Issues for EU headquartered institutions with a global footprint
- AFME CRD 5: Leverage ratio (1)
- AFME-PRD-BN-Position Paper-CRD5CRR2 Interaction of IFRS 9 with Capital Requirements
- AFME The impact of market behaviour unconnected to asset quality on the price volatility of securitisations from 2007-2009
- AFME briefing note on the role of secondary markets and market making in long term financing
- GFMA response to BCBS and IOSCO second consultative document on margin requirements for non-centrally-cleared derivatives
- DIE AUSWIRKUNGEN DER EU-11-FINANZTRANSAKTIONSSTEUER AUF DIE ENDVERBRAUCHER
- REPERCUSIÓN PARA LOS USUARIOS FINALES DEL IMPUESTO SOBRE LAS TRANSACCIONES FINANCIERAS DE LA UE-11
- L’IMPATTO DELLA TASSA SULLE TRANSAZIONI FINANZIARIE SUGLI UTENTI FINALI IN 11 PAESI UE
- A roadmap for integrated, safe and efficient post-trade services in Europe
- LEI Outreach Fact Sheet: ISDA Reference Data and Workflow
- AFME Moratorium tools in the Risk Reduction Measures package
- Share Trading Obligation: Scope of the Obligation
- AFME/EBF letter regarding moratoria tools
- MiFID II Pre-Deal Research Issues - Summary
- AFME - Internal MREL in the Risk Reduction Measures package
- AFME Briefing Note on the UK Data Protection Bill
- AFME Benchmark Rate Modification Language April 2018
- Article 17 Securitisation Regulation – an adjusted, forward-looking standard for legacy transactions and non-performing loans
- AFME Discussion note: Liquidity in Resolution
- AFME's discussion note on The Importance of International Considerations in Pan-European Capital Markets Regulation
- Grandfathering and the eligibility criteria for MREL
- AFME's briefing note on The European Union (Withdrawal) Act 2018
- AFME briefing note on IFRS in the European Union
- AFME, CBOE & LSE Position Paper: Application of the tick size regime
- ESMA’s proposals for Securitisation Disclosure risk damaging the launch of the STS framework and funding for the real economy
- Discussion note on the framework for prudential and AML supervision for financial institutions across the EU
- AFME Briefing Note on Telephone Taping and M&A Activity
- Transitioning from IBORs to RFRs
- Briefing Note - Practical Effect of the QFC Stay Rules Express Acknowledgement Language
- AFME Briefing Note - US QFC Stay Rules - Impact on Equity Capital Markets Transactions
- Status of European Legislative and Regulatory initiatives on Sustainable Finance
- Specialised Lending
- Calibration of Internal MREL remains a high priority for CRR3
- Output Floor
- CRR3: Implementation of Basel III reforms in Europe
- The Standardised Approach for Counterparty Credit Risk – Design and Calibration
- Credit Risk
- Principles for developing a green securitisation market in Europe
- Operational Risk
- Pre-CRR3 position paper: Sustainable Finance
- AFME-Fundamental-Review-of-the-Trading-Book
- AFME Note on Securities Law Reform
- Article 55 of the BRRD - Why it matters, and why changes are needed
- Considerations on the Ethical Use of Artificial Intelligence in Capital Markets
- Artificial Intelligence: Adoption in Wholesale Capital Markets
- EU Taxonomy Regulation – a practical and flexible taxonomy, supporting transition activities, is pivotal
- Proposal for a review of market hours in Europe
- AFME Recommendations for Partial Settlement
- AFME Note on ECM Book Building Communications
- Application of DAC 6 to Financial Products and Services
- Key Principles for a MIFID review that works for end users of financial markets (paper)
- Key Principles for a MIFID review that works for end users of financial markets (poster)
- Q&A Responses: How Has Lockdown Impacted the Mental Health of Whole-sale Financial Markets Professionals?
- Senior Manager Responsibilities in the Ongoing COVID-19 Situation
- Recalibration SA-CCR to mitigate increased hedging costs for end-users
- DAC6: Hallmark evaluation in certain capital markets transactions
- Recognition of EU and UK Bail-in Clauses for other liabilities
- CRR3 - Prudential Levers for the Capital Markets Union
- CRR3: Implementation of Basel III reforms in Europe in the context of Covid-19
- CRR3: A Risk-Sensitive and Proportional Approach to the Credit Risk Framework
- CRR3 - Credit Valuation Adjustment (CVA) Risk: Risk weight granularity, index hedges and alignment with accounting CVA
- CRR3 - Market Risk: A granular implementation of the FRTB
- CRR3 - Output Floor: Implementation as a genuine backstop
- CRR3 - An efficient, forward-looking framework for Operational Risk
- CRR3 - SA-CCR: Increasing risk sensitivity and reflecting market developments
- CRR3 – Sustainable Finance
- Discussion Paper: ESG Disclosure and Diligence Practices for the European Securitisation Market
- Embedding Transition Finance into European Taxonomy framework
- Securitisation as an essential tool for Europe’s economy
- Opening remarks from Toby Williams at AFME/IMN Global ABS on 17 September 2021 – IBOR Transition: How Ready are We for 2022?
- Appendix 3 - ESMA’s revised proposals on Disclosure Requirements under the Securitisation Regulation – areas for clarification pursuant to Q&A
- AFME Position on non-SDR Priorities for the CSDR Review
- AFME Position on possible Reference Price Waiver restrictions
- Joint associations letter on UK CCP recognition and equivalence
- Guidance on Cash Penalties under CSDR Settlement Discipline
- Industry Approach to CSDR Settlement Discipline Regime
- AFME’s priorities for an effective and proportionate CSRD
- The importance of the international context for the CSRD
- The vital role of systematic internalisers (SIs) in European equities markets
- AFME Letter to ECOFIN - Promoting EU Competitiveness in the MiFIR Review & CMU agenda
- CRD6 Art21c – Analysis and Possible Impacts
- Comparing ABS and Covered Bond Liquidity
- ABS and Covered Bond Risk and Solvency II Capital Charges
- Summary of recommendations EU Listing Act
- AFME position on the LIBE-ECON draft report on the Anti-Money Laundering Regulation (AML-R)
- AFME views on the CSRD proposal in the context of the trilogues
- AFME’s views on Capital Markets Union – Action 10 (Withholding Tax) and Action 12 (Shareholder Rights)
- A Cross-Industry Consensus on the EU Equity Consolidated Tape Proposal Statement of Principles
- AFME recommends focusing on the original objectives of the EU Green Bond Standard in the context of the trilogues
- Limiting the role of financial firms in the EU ETS: Consequences for corporates, SMEs and the market
- Vision for the future of EU wholesale financial markets: AFME recommendations on the MiFIR review
- AFME position on Corporate Sustainability Due Diligence Directive
- Proposed GFMA principles regarding Critical Third Parties
- Industry Recommendations on CSDR Messaging Standards
- AFME position on the health of price formation in European equity markets
- AFME Crisis Management & Deposit Insurance (CMDI) Framework Position Paper
- The first step towards digitisation: increasing payment of dividends through CREST
- CS3D An effective approach for financial institutions
- AFME overview of the key learnings by industry of the 2022 ECB climate risk stress test
- Primary Dealers List for the counterparty type definitions under the HRF
- AFME position paper on amendments to the Anti-Money Laundering Regulation
- Extending the moratorium tool – a detriment to resolution
- AFME position on Adjustments to the Securitisation Framework – CRR3 / CRD6
- AFME views on the EU Green Bond Standard (GBS) proposal in the context of the European Parliament and Council negotiations
- AFME Comments on the European Cybersecurity Certification Scheme for Cloud Services (EUCS) – Solutions on the Issue of Independence to Non-EU Law – 13 March 2023
- AFME’s Recommendations for the MiFID/R Review Trilogues
- AFME position on the EU Cyber Resilience Act
- Climate transition plans in the EU: consistency and clarity
- AFME position on CS3D trilogues
- Position Paper Level 2 deliverables for ESA Joint Committee on DORA
- Crisis Management & Deposit Insurance Framework (CMDI) Framework Position Paper
- AFME Position Paper on the EU AI Act Trilogues
- AFME position paper on key areas for the Anti-Money Laundering Regulation (AML-R) in the context of the trilogue negotiations
- 2020 EU-wide Stress Test – Treatment of Balance-Sheet Synthetic securitisation allocated to Risk Bucket 3
- 2023 EBA Stress Testing Methodology - AFME’s feedback on the draft ST methodology
- AFME position paper on key areas for the Anti-Money Laundering Regulation (AML-R) in the context of the trilogue negotiations (1)
- AFME response to IASB on draft ED IFRS9
- AFME Views on proposed EU ESG Ratings Regulation
- Joint association letter on REMIT Art. 9
- Final AFME and ISDA comments on EBA Climate Risk Scenario Analysis Consultation Response (Fit-For-55)
- AFME / ISDA joint letter responding to the European Banking Authority (EBA) on its report on Standardised Approaches under Counterparty Credit Risk (CCR)
- FiDA and PSR: Key Issues for Developing the EU Data Economy
- AFME trilogue position paper; Cyber Resilience Act
- AFME Pillar 1 and Pillar 2 capital Overlay Note
- AFME Joint Statement on EUCS
- AFME Position Paper on The Application of the EU Pay Transparency Directive to Financial Services – 13 November 2023
- Joint Statement on Duplication in the Cyber Resilience Act
- Third-country Associations Joint Statement on EUCS
- EU ESG Ratings Regulation – AFME’s reflections for the trilogues
- AFME Joint Statement on the European Single Market
- US T+1 Settlement - FAQs
- European Cybersecurity Certification Scheme for Cloud Services (EUCS) - April 2024
- AFME Statement on EU AI Act Final Approval
- AFME LCR Survey in relation to Securitisation
- EU Securitisation back on track – AFME’s 5-point plan
- Joint Statement on EU Cybersecurity Certification Scheme for Cloud Services (EUCS)
- AFME position paper on the case for including pre-trade data on the UK equities consolidated tape
- AFME recommendations for the review of the Green Asset Ratio
- Feedback on EC December 2023 Draft FAQs on the Disclosures Delegated Act under Article 8 of the EU Taxonomy Regulation
- Priorities for UK Financial Markets
- Sustainable Finance in the UK: Partnering with the financial sector to deliver green growth
- EU proposed Financial Data Access framework (FiDA) - Additional Position Paper on a step-by-step implementation
- AFME response to the ECB Cloud Outsourcing Consultation
- T+1 European Impact on Corporate Actions
- Joint Statement on DORA & definition of ICT Services
- Joint association statement on MIFIR RTS 2 post-trade deferrals for bonds
- Joint statement - How to ensure that Market Data is available at a genuine cost-based approach and in compliance with the new MiFIDIII/MiFIR2
- AFME subcontracting of ICT services final
- Joint Statement - Financial Data Sharing: Finding a sound approach for an effective Open Finance Framework
- Policy paper on the scope of ICT services under DORA
- AFME Briefing Note: Understanding banks’ disclosure of emissions reduction targets
- EU and UK approaches to Greenwashing Enforcement in the Financial Market: A Comparison
- EU and UK Industry Joint Statement in Support of the EU-UK Financial Regulatory Forum
- The Role of the Custody Industry
- Financing growth – recommendations for strengthening the German capital markets
- Stabilising the German pension system – recommendations for the state, occupational and private pension pillars
- Connecting German businesses with investors through securitisation
- Wachstum fördern – die Rolle der Finanzmärkte
- EU Equity Consolidated Tape - What will make the Equity CT a successful and viable tool for EU Capital Markets
- AFME proposals for simplification of EU sustainable finance framework
- EU AI Act - Clarifications Request
- AFME’s Open Letter to the EMEA Equity Capital Markets Community
- GFMA Public Cloud Portability
- Joint Committee Report on the implementation and functioning of the Securitisation Regulation (Article 44)
- EU Cyber Resilience Act: Level 2
- Analysing Article 5 cost as a percentage of AUM
- AFME Briefing Note on Securitisation
- AFME ISDA Position Paper on the Review of SFDR
- Joint Letter on Advancing EU capital markets: Prioritising key targets for the Savings and Investments Union
- Industry position on CMDI review
- Annex - AFME initial list of issues on simplification/burden reduction
- AFME views on the European Commission’s simplification/burden reduction agenda
- AFME Impact Analysis - Solvency II Call for Feedback
- DORA Register of Information: Implementation Lessons and Future Principles
- AFME Supplementary Briefing on the Depth and Breadth of Scope for the Financial Sector: Case Study of a Retail Banking Application
- Data Research
- Securitisation Data Report: European Structured Finance - Q1 2016
- Securitisation Data Snapshot: Q2 2016
- Securitisation Data Snapshot: European Structured Finance - Q1 2016
- Securitisation Data Report: European Structured Finance - Q4 2015
- Securitisation Data Snapshot: Q4 2015
- Securitisation Data Snapshot: Q3 2015
- Securitisation Data Report: Q2 2015
- Securitisation Data Snapshot: Q2 2015
- Securitisation Data Report: Q1 2015
- Securitisation Data Snapshot: Q1 2015
- European High Yield and Leveraged Loan Report: European Leveraged Finance - Q1 2016
- European High Yield and Leveraged Loan Report: European Leveraged Finance - Q4 2015
- European High Yield and Leveraged Loan Report: Q3 2015
- European High Yield and Leveraged Loan Report: Q2 2015
- European High Yield and Leveraged Loan Report: Q1 2015
- Prudential Data Report: EU GSIBs Prudential Capital and Liquidity - Q1 2016
- Prudential Data Report: EU GSIBs Prudential Capital and Liquidity - Q4 2015
- Prudential Data Report: EU GSIBs Prudential Capital - Q3 2015
- Prudential Data Report: Q2 2015
- Equity Primary Markets and Trading Report: European Market Data Update - Q2 2016
- Equity Primary Markets and Trading Report: European Market Data Update - Q1 2016
- Equity Primary Markets and Trading Report: European Market Data Update - Q4 2015
- Equity Primary Markets and Trading Report: Q3 2015
- European High Yield and Leveraged Loan Report: European Leveraged Finance - Q2 2016
- Prudential Data Report: EU GSIBs Prudential Capital and Liquidity - Q2 2016
- Equity Primary Markets and Trading Report: European Market Data Update - Q3 2016
- Prudential Data Report: EU GSIBs Prudential Capital and Liquidity - Q3 2016
- Securitisation Data Snapshot: Q3 2016
- European High Yield and Leveraged Loan report: European Leveraged Finance - Q3 2016
- Securitisation Data Report: Q2 2016
- Securitisation Data Report: European Structured Finance - Q3 2016
- Government Bond Data Report: European market data update - Q3 2016
- AFME High-quality securitisation for Europe: The market at a crossroads
- Equity Primary Markets and Trading Report: European market data update - Q4 2016
- Securitisation Data Report: European Structured Finance - Q1 2016 (1)
- AFME Securitisation Data Snapshot: Q4 2016
- European High Yield and Leveraged Loan Report: Q4 2016
- Securitisation Data Report Q4 2016
- Prudential Data Report Q4 2016
- Government Bond Data Report Q4 2016
- AFME Securitisation Data Snapshot: Q1 2017
- Equity Primary Markets and Trading Report Q1 2017
- Prudential Data Report Q1 2017
- European High Yield & Leveraged Loan Report Q1 2017
- Securitisation Data Report Q1 2017
- Government Bond Data Report Q1 2017
- Equity Primary Markets and Trading Report: 1H 2017
- AFME Securitisation Data Snapshot: Q2 2017
- European High Yield & Leveraged Loan Report Q2 2017
- Prudential Data Report Q2 2017
- Securitisation Data Report Q2 2017
- Government Bond Data Report: Q2 2017
- Securitisation Data Snapshot: Q3 2017
- Equity Primary Markets and Trading Report Q3 2017
- Prudential Data Report Q3 2017
- European High Yield & Leveraged Loan Report Q3 2017
- Government Bond Data Report Q3 2017
- Securitisation Data Report: Q3 2017
- Equities Data Report: Q4 2017
- Securitisation Data Snapshot: Q4 2017 and Full Year
- European High Yield & Leveraged Loan Report Q4 2017 and Full Year
- Government Bond Data Report Q4 2017
- Securitisation Data Report Q4 2017
- Prudential Data Report Q4 2017
- Securitisation Data Snapshot: Q1 2018
- Equities Data Report Q1 2018
- European High Yield & Leveraged Loan Report Q1 2018
- Securitisation Data Report Q1 2018
- Prudential Data Report Q1 2018
- Government Bond Data Report Q1 2018
- Equity Primary Markets and Trading Report Q2 2018
- AFME Securitisation Data Snapshot: Q2 2018
- European High Yield & Leveraged Loan Report Q2 2018
- Securitisation Data Report Q2 2018
- Government Bond Data Report Q2 2018
- Prudential Data Report Q2 2018
- Securitisation Data Snapshot Q3 2018
- Equity Primary Markets and Trading Report Q3 2018
- European High Yield and Leveraged Loan Report: Q3 2018
- Securitisation Data Report Q3 2018
- Prudential Data Report 3Q 2018
- Government Bond Data Report Q3 2018
- Securitisation Data Snapshot Q4 2018 and 2018 Full Year
- Equity Primary Markets and Trading Report Q4 2018
- AFME European High Yield and Leveraged Loan Report: Q4 2018 and Full Year
- Securitisation Data Report Q4 2018
- Government Bond Data Report Q4 2018
- AFME Prudential Data Report 4Q 2018
- Equity Primary Markets and Trading Report Q1 2019
- Securitisation Data Snapshot Q1 2019
- European High Yield and Leveraged Loan Report: Q1 2019
- Securitisation Data Report Q1 2019
- Government Bond data report Q1 2019
- Prudential Data Report Q1 2019
- Equity Primary Markets and Trading Report Q2 2019
- Securitisation Data Snapshot Q2 2019
- European High Yield & Leveraged Loan Report: Q2 2019
- AFME Q2 2019 Securitisation Data Report
- Government Bond Data Report Q2 2019
- Summary of the Methodologies
- Prudential Data Report 2Q 2019
- AFME Securitisation Data Snapshot: Q3 2019
- AFME Equity Primary Markets and Trading Report Q3 2019
- European High Yield and Leveraged Loan Report: Q3 2019
- Prudential Data Report Q3 2019
- Government Bond Data Report Q3 2019
- AFME Equity Primary Markets and Trading Report Q4 2019 and 2019 Full Year
- AFME Securitisation Data Report: Q3 2019
- Government Bond Data Report Q4 2019
- European High Yield and Leveraged Loan Report: Q4 2019
- Prudential Data Report: Q4 2019
- Initial Impact of COVID-19 on European Capital Markets
- Securitisation Data Snapshot: Q1 2020
- AFME Securitisation Data Report Q1 2020
- AFME Prudential Data Report Q1 2020
- AFME European High Yield and Leveraged Loan Report: Q1 2020
- AFME Government Bond Data Report Q1 2020
- AFME Securitisation Data Snapshot: Q2 2020
- AFME Equity Primary Markets and Trading Report Q2 2020
- Impact of COVID-19 on European Capital Markets: Market Update
- AFME European High Yield and Leveraged Loan Report: Q2 2020
- AFME Securitisation Data Report Q2 2020
- AFME Government Bond Data Report Q2 2020
- AFME Prudential Data Report Q2 2020
- AFME Securitisation Data Snapshot: Q3 2020
- AFME Government Bond Data Report Q3 2020
- AFME European High Yield and Leveraged Loan Report: Q3 2020
- AFME Securitisation Data Report Q3 2020
- AFME Equity Primary Markets and Trading Report Q3 2020
- AFME Securitisation Data Report Q4 2019
- AFME Prudential Data Report 3Q2020 and European CoCo market in 2020FY
- AFME Securitisation Data Report Q4 2020
- AFME Equity Primary Markets and Trading Report Q4 2020
- AFME European ESG Finance Quarterly Data Report: Q4 2020
- AFME European High Yield and Leveraged Loan Report: Q4 2020
- AFME Government Bond Data Report Q4 2020
- AFME Prudential Data Report 4Q2020
- AFME Securitisation Data Snapshot: Q1 2021
- AFME European ESG Finance Quarterly Data Report: Q1 2021
- AFME Equity Primary Markets and Trading Report Q1 2021
- AFME European High Yield and Leveraged Loan Report Q1 2021
- AFME Prudential Data Report - 2021 Q1
- AFME Securitisation Data Report Q1 2021
- AFME Government Bond Data Report Q1 2021
- AFME Securitisation Data Snapshot Report Q2 2021
- Equity capital markets continue rapid expansion in H1 2021
- AFME Securitisation Data Report Q2 2021
- ESG Finance Q2 2021 - European Sustainable Finance
- AFME Prudential Data Report Q2 2021
- Government Bond Data Report Q2 2021
- AFME Equity Primary Markets and Trading Report Q3 2021
- AFME Securitisation Data Snapshot: Q3 2021
- ESG Finance Q3 2021 - European Sustainable Finance
- Government Bond Data Report Q3 2021
- AFME European High Yield and Leveraged Loan Report: Q3 2021
- AFME Prudential Data Report Q3 2021
- AFME Securitisation Data Report Q3 2021
- AFME Securitisation Data Snapshot: Q4 2021 and 2021 Full Year
- AFME Equity Primary Markets and Trading Report - Q4 2021 and 2021 Full Year
- ESG Finance Q4 and Full Year 2021 - European Sustainable Finance
- AFME European High Yield and Leveraged Loan Report: Q4 and Full Year 2021
- AFME Securitisation Data Report Q4 2021 and 2021 Full Year
- AFME Prudential Data Report Q4 2021 and Full Year 2021
- Government Bond Data Report Q4 2021 and Full Year 2021
- AFME Equity Primary Markets and Trading Report - Q1 2022
- ESG Finance Report Q1 2022 - European Sustainable Finance
- AFME Securitisation Data Snapshot: Q1 2022
- AFME Prudential Data Report Q1 2022
- AFME Securitisation Data Report Q1 2022
- Government Bond Data Report Q1 2022
- AFME European High Yield and Leveraged Loan Report: Q1 2022
- AFME Securitisation Data Snapshot: Q2 2022
- ESG Finance Report Q2 2022 - European Sustainable Finance
- AFME Equity Primary Markets and Trading Report - Q2 2022
- AFME European High Yield and Leveraged Loan Report: Q2 2022
- AFME Securitisation Data Report Q2 2022
- AFME Prudential Data Report Q2 2022
- Government Bond Data Report Q2 2022
- AFME Securitisation Data Snapshot: Q3 2022
- Government Bond Data Report Q3 2022
- ESG Finance Report Q3 2022 - European Sustainable Finance
- AFME Securitisation Data Report Q3 2022
- AFME Prudential Data Report Q3 2022
- AFME Equity Primary Markets and Trading Report AFME Q4 2022
- AFME Securitisation Data Snapshot: Q4 2022 and 2022 Full Year
- AFME ESG Finance Report Q4 2022 and Full Year 2022
- AFME European High Yield and Leveraged Loan Report Q4 2022
- Securitisation Data Report Q4 2022 and 2022 Full Year
- AFME Prudential Data Report Q4 2022 and full year 2022
- AFME Government Bond Data Report Q4 2022 and 2022 Full Year
- European Benchmarking Exercise for Private Securitisations – Updated Report (H1 2022)
- AFME Securitisation Data Snapshot: Q1 2023
- AFME ESG Finance Report Q1 2023
- AFME Q1 2023 Equity Primary Markets and Trading Report
- AFME Q1 2023 European High Yield and Leveraged Loan Report
- Securitisation Data Report Q1 2023
- AFME Prudential Data Report Q1 2023
- AFME Government Bond Data Report Q1 2023
- AFME Securitisation Data Snapshot Q2 2023
- AFME Q2 2023 Equity Primary Markets and Trading Report
- AFME ESG Finance Report Q2 2023
- Securitisation Data Report Q2 2023
- AFME Q2 2023 European High Yield and Leveraged Loan Report
- AFME Government Bond Data Report Q2 2023
- AFME Securitisation Data Snapshot Q3 2023
- AFME ESG Finance Report Q3 2023
- AFME Q3 2023 Equity Primary Markets and Trading Report
- Securitisation Data Report Q3 2023
- AFME Prudential Data Report Q3 2023
- AFME Q3 2023 European High Yield and Leveraged Loan Report
- AFME Government Bond Data Report Q3 2023
- Securitisation Data Snapshot Q4 2023 and 2023 Full Year
- ESG Finance Report Q4 2023
- AFME Q4 2023 European High Yield and Leveraged Loan Report
- AFME Government Bond Data Report Q4 2023 and 2023FY
- Securitisation Data Report Q4 2023 & 2023 Full Year
- AFME Prudential Data Report Q4 2023
- Securitisation Data Snapshot Q1 2024
- ESG Finance Report Q1 2024
- AFME Q1 2024 Equity Primary Markets and Trading Report
- AFME Q1 2024 European High Yield and Leveraged Loan Report
- AFME Q1 2024 Securitisation Data Report
- AFME Q1 2024 Prudential Data Report
- AFME Government Bond Data Report Q1 2024
- Securitisation Data Snapshot Q2 2024
- AFME ESG Finance Report Q2 2024
- AFME Q2 2024 Equity Primary Markets and Trading Report
- AFME Q2 2024 European High Yield and Leveraged Loan Report
- AFME Q2 2024 Prudential Data Report
- AFME Government Bond Data Report Q2 2024
- AFME Q2 2024 Securitisation Data Report
- AFME Q3 2024 Equity Primary Markets and Trading Report
- AFME Securitisation Data Snapshot Q3 2024
- AFME Q3 2024 European High Yield and Leveraged Loan quarterly Data Report
- AFME Q3 2024 Prudential Data Report
- AFME ESG Finance Report Q3 2024
- AFME Securitisation Data Report Q3 2024
- AFME Government Bond Data Report Q3 2024
- AFME Securitisation Data Snapshot Q4 2024 and 2024 Full Year
- DLT-Based Capital Market Report - Size and Growth of the Global DLT Wholesale Market
- AFME Q4 2024 Equity Primary Markets and Trading Report
- AFME Q4 2024 European High Yield and Leveraged Loan Report
- AFME Q4 2024 ESG Finance Report
- Securitisation Data Report Q4 2024 & 2024 Full Year
- AFME Q4 2024 Prudential Data Report
- Government Bond Data Report Q4 2024 & 2024FY
- AFME Q1 2025 Equity Primary Markets and Trading Report
- AFME Securitisation Data Snapshot Q1 2025
- AFME Q1 2025 ESG Finance Report
- AFME Q1 2025 European High Yield and Leveraged Loan Report
- AFME Q1 2025 Securitisation Data Report
- AFME Q1 2025 Prudential Data Report
- AFME Q1 2025 Government Bond Data Report
- AFME Q2 2025 Equity Primary Markets and Trading Report
- AFME ESG Finance Report Q2 2025
- AFME Securitisation Data Snapshot Q2 2025
- Standard Forms and Documents
- AFME Recommended Market Practices Disclosure by Issuers of Non-Investment Grade Debt Securities
- AFME Standard Form: Research Guidelines
- Standard Form Anti-Corruption Representations
- Electronic Trading Information Platform
- Practices and Procedures with Respect to Research Meetings/Material Prior to the Award of a Capital Markets Mandate
- AFME recommendations for TARGET2-Securities Settlement
- Block Trade Procedures – Volcker Rule/Investment Company Act
- AFME Market Standards for Corporate Actions Processing Q and A March 2014
- Modifications without direct noteholder consent: wording for inclusion in terms and conditions
- AFME Joint Trade Association letter re: Legal Entity Identifier codes
- Business Process Requirements Document: Triparty (CFD) Matching and CCP Clearing Requirement Specification
- BRPD: Broker Netting via a CCP Solution
- BPRD: Bilateral Netting via a Vendor Solution
- BPRD: Broker Matching Solutions
- AFME Recommended Market Practices Disclosure by Issuers of Non-Investment Grade Debt Securities (1)
- Recording Telephone conversations and electronic communications under COBS 11.8 - Guidelines
- Summary of European Industry Commitments to the European Commission Regarding Transparency in the European Securitisation Market
- Ten Industry Initiatives to Increase Transparency in the Securitisation Market: Executive Summary
- Issuer and Investor Transparency Initiatives
- AFME Position Paper CRR2 Possible modifications of LE framework
- AFME Position Paper IFRS9 vs CRD4 CRR Capital Requirements
- AFME model clauses for contractual recognition of bail-in
- AFME Standard Form Agreement Among Initial Purchasers (New York Law Version)
- AFME Standard Form Agreement Among Initial Purchasers (English Law Version)
- AFME Standard Form Book-Entry Delivery and Form - Option I
- AFME Standard Form Book-Entry Delivery and Form - Option II
- AFME Standard Form Book-Entry Delivery and Form - Option III
- AFME Standard Form Notice to Investors
- AFME Standard Form Plan of Distribution
- AFME Standard Form Transfer Restrictions
- AFME Market Abuse Regulation - Industry Outreach Session
- Information Statement in accordance with Article 15 of the Securities Financing Transactions Regulation
- AFME ECM Model Block Trade Agreements - explanatory memo
- AFME Model Block Trade Agreement (Backstop)
- AFME Model Block Trade Agreement
- AFME Form Confidentiality Agreement for Block Trades - First published on 8.12.09
- AFME ECM SFD Form Confidentiality Agreement for Block Trades
- AFME ECM division form confidentiality agreement for listed issuers - First Published on 8.12.09
- AFME The EMEA ECM Model Agreement Among Underwriters (Equities - English Law)
- AFME and The Investment Association's EEA equities electronic order handling questionnaire
- AFME Standard Form Anti-Corruption Representations
- AFME Market Standards for Corporate Actions Processing
- AFME Signed OTC Protocol Documents
- AFME ECM Division Form Confidentiality Agreement for Listed Issuers
- AFME EHYA Standard Form: Book-Entry Delivery & Form - Option I
- AFME EHYA Standard Form Book-Entry Delivery & Form - Option II
- AFME EHYA Standard Form Book-Entry Delivery & Form - Option III
- AFME EHYA Standard Form Due Diligence Request List
- EHYA Standard Form Notice to Investors
- AFME EHYA Standard Form Plan of Distribution
- AFME EHYA Standard Form Transfer of Restrictions
- AFME Market Standards for Corporate Actions Processing, revised version 2012
- AFME Agreement Among Initial Purchasers
- Telephone Taping and Equity Capital Markets Transactions
- AFME Post Trade Due Diligence Questionnaire 2019 (see revised Jan 2019)
- AFME Post Trade Due Diligence Questionnaire 2019
- Master Regulatory Reporting Agreement
- Exploratory memorandum to the Master Regulatory Reporting Agreement
- AFME Standard Form Agreement Among Initial Purchasers
- AFME Narrative Template for ECM Allocations
- This AFME Standard Form Agreement Among Underwriters speaks as of 1 January 2021.
- Information Statement in accordance with Article 15 of the UK Securities Financing Transactions Regulation
- AFME Confidentiality Agreement Template
- AFME Standard Form - Agreement Among Initial Purchasers - English Law Version
- OTC DOCUMENT PRIVATE
- Industry Guidelines
- Investor survey of fixed income liquidity 2013
- Review of the Markets in Financial Instruments Directive Questionnaire on MiFID/MiFIR 2 by Markus Ferber MEP
- MIFID & Fixed Income Post Trade Transparency
- AFME Standard Form: High Yield Publicity Guidelines
- 6th Annual Market Liquidity Fixed Income Survey
- AFME Credit Price Discovery & Market Data Guide
- Investor Survey of Fixed Income Liquidity
- AFME Credit Price Discovery & Market Data Guide (1)
- Investor Survey of Fixed Income Liquidity (1)
- AFME and The Investment Association's code of conduct for IOIs
- CAJWG Explanatory Memorandum
- EPDA Best Practices for Auction Systems
- AFME EPDA Electronic Inter-Dealer Market Trade Cancellation Procedure Recommendations
- SIFMA Guidelines for Compensation
- Joint EFAMA/ ESF/ IMA Asset Management Industry Guidelines To Address Over-Reliance Upon Ratings
- AFME and The Investment Association's EEA electronic trading systems and controls statement
- AFME and The Investment Association's EEA equities electronic order handling questionnaire
- AFME Recommended Market Practices Disclosure by Issuers of Non-Investment Grade Debt Securities
- AFME Recommended Listing Practices for Non-Investment Grade Debt Securities
- Block trade lock-ups Guidelines for increased transparency
- AFME ECM Research Guidelines 5 - First Published on 1.01.01
- AFME and The Investment Association's EEA electronic trading systems and controls statement (1)
- AFME Post Trade Due Diligence Questionnaire
- AFME Model – Selling Restrictions for Equity (EEA and UK)
- AFME Block Trade Procedures – Volcker Rule/Investment Company Act
- AFME Standard Form: Agreement Among Initial Purchasers (English Law)
- AFME submission to BCBS IOSCO survey on securitisation markets
- AFME MiFID II Exchange Questionnaire
- AFME OTC Cash Equity Trades - default protocol
- AFME Standard Publicity Guidelines
- AFME EHYA Closing Memorandum
- AFME EPDA Recommendation for Quotation performance measurement systems in the Government bond market
- AFME ESF Credit Rating Agency Unified Template for UK Non-Conforming
- AFME Eurozone Trading hours & calendar recommendations - cash trading of eurozone government bonds
- AFME Global FX Division requests discussions with interested parties concerning the establishment of a trade repository for foreign exchange transactions
- AFME Guidelines on disclosure practices for High Yield Issuers in Light of Current Market Conditions
- AFME Industry Good Practice Guidelines on Pillar 3 disclosure requirements for Securitisation (Updated)
- AFME Industry Good Practice Guidelines on Pillar 3 disclosure requirements for Securitisation
- AFME Industry Guidance Maintenance of Wholesale Customer data (work in progress)
- AFME Recommended Market Practices Disclosure by Issuers of Non-Investment Grade Debt Securities (1)
- AFME High Yield Bonds
- AFME and The Investment Association's code of conduct for IOIs (1)
- AFME Recommendations for TARGET2-Securities Settlement
- AFME and UK Finance Guidance on the Use of League Tables for Pitch Presentations – Published July 2017
- AFME Working Group on MiFID II Product Governance Regime: Equity Capital Markets transactions protocol for Ordinary Shares
- Recommended Listing Practices for Non-Investment Grade Debt Securities
- European High Yield Primary Market Practice Guidelines
- IPO Reform - Unconnected Analysts Process and Guidelines
- Record keeping protocol for banks in relation to COBS 11A.1.4
- Guidance for financial analysts interacting with representatives of private companies and/or their financial advisers under COBS 12.2.21A G
- Financial Analysts’ Interactions with Representatives of Private Companies and/or their Financial Advisers under COBS 12.2.21A G
- AFME ECM - Verification of Unconnected Research Analysts in UK IPOs
- UK IPO Reform Q&A in relation to COBS 11A
- Preparation for a “no deal” Brexit - Steps to enable certain ECM mandates to continue seamlessly
- AFME selling restrictions for equity (EEA and UK)
- SFTR Implementation Procedures: For reporting of Margin Lending under a Prime Brokerage Agreement
- CSDR Settlement Discipline Penalties
- AFME COVID-19: Risk Assessment
- Best Practices for Investor Reporting of Payment Holidays in Public Securitisation Transactions
- European High Yield Bond Primary Market Practice Guidelines
- AFME Recommended Market Practices Ongoing Reporting Obligations by Issuers of Non-Investment Grade Debt Securities
- AFME Recommended Listing Practices for Non-Investment Grade Debt Securities (1)
- DAC6: Hallmark evaluation in certain capital markets transactions
- Recognition of EU and UK Bail-in Clauses for other liabilities
- DAC6: Application to Financial Products and Services: Sub- Participation Arrangements
- AFME Selling Restrictions for Equity Transactions
- ESG guidelines for the European high yield market
- High Yield ESG Due Diligence Questionnaire
- High Yield ESG Due Diligence Questionnaire 2022
- Reports
- Why equity markets matter
- Potential economic gains from reforming insolvency law in Europe
- Bridging the growth gap
- Raising finance for Europe's small and medium-sized businesses
- The UK Referendum – Challenges for Europe’s Capital Markets: A legal and regulatory assessment
- T2S Wave 1 – Review and Request for Action Following Migration of Italian Market to T2S
- How Europe's capital markets interconnect
- The uses (and abuses) of modelling adjustments
- AFME Review 2015
- Global financial markets liquidity study
- Pan-European corporate Private Placement market guide
- Post Trade explained: the role of post-trade services in the financial sector
- An agenda for capital markets union
- PwC study impact of bank structural reform - Supplementary Report 1 - Implicit guarantees
- PwC study impact of bank structural reform - Supplementary Report 2 - Inventory of Bank Responses
- PWC report on impact of bank structural reforms in Europe
- AFME report - Reform of the European banking system
- Reform of the European banking system
- European securitisation: an essential tool to fund economic growth
- Annual Review 2014 - Revitalising Europe’s Capital Markets
- Annual Review 2013 - Shaping the Growth Agenda
- Annual Review 2012 - Navigating the New World
- The Nature and Scale of OTC Equity Trading in Europe
- Guide to infrastructure financing
- AFME Outline on securities law reform and close-out netting
- European Primary dealers handbook: Q4 2015
- AFME principles on asset segregation, due diligence and collateral management
- The benefits of capital markets to high-potential EU economies
- AFME High-quality securitisation for Europe
- AFME ICLG Securitisation 2014 report - AFME chapter
- Unlocking Funding for European Investment and Growth report
- An analysis of fixed income trading activity in the context of MiFID II
- AFME TABB - MiFID II and Fixed Income Transparency
- AFME, ICMA & ISDA Publish Paper Analyzing the Impact of European Sovereigns' Collateral Policies
- Funding the EU economy
- AFME Covered bond versus ABS liquidity report
- AFME The Economic Benefits of High Quality Securitisation to the EU Economy - Update
- AFME Review of the Reward Environment in the Banking Industry
- Planning for Brexit - Operational impacts on wholesale banking and capital markets in Europe
- AFME Letter on Creditor Hierarchy Proposal
- The Shortage of Risk Capital for Europe’s High Growth Businesses
- AFME views on the resolution aspects of the EU Risk Reduction Measures package
- Implementing Brexit - Practical challenges for wholesale banking in adapting to the new environment
- MiFID II Fixed Income and Currencies (FIC) Trading Venues Questionnaire
- Proposal to amend bank creditor hierarchy
- FX Global Code of Conduct Launch
- Bridging to Brexit: Insights from European SMEs, Corporates and Investors
- Review of the Reward Environment in the Banking Industry – May 2017
- European infrastructure finance: a stock-take
- The need for early clarity on a Brexit transition
- Impact of Brexit on cross-border financial services contracts
- Annual Review 2017 - A bridge to the future of Europe's capital markets
- Annual Review 2016 - The changing shape of Europe's capital markets
- MiFID II / MiFIR post-trade reporting requirements
- European Primary Dealers Handbook: Q3 2017
- The links between the Risk Reduction package and the development of Europe’s capital markets
- Global and European Green Finance Policy Directory
- Brexit: Key cliff edge risks in wholesale financial services
- Box – A secondary market for NPLs. From AFME’S Prudential report
- European High Yield Primary Market Practice Guidelines
- IBOR Global Benchmark Survey 2018 Transition Roadmap
- How might wholesale financial services contracts be impacted by Brexit?
- Industry Utilities: A perspective for Capital Markets
- Impact of Regulation on Banks' Capital Markets Activities: An ex-post assessment
- Effective flow of personal data post-Brexit
- A Roadmap for Integrated, Safe and Efficient Post Trade Services in Europe
- IBOR Global Benchmark Transition Report June 2018
- AFME views on priority areas in the trilogue negotiations on the Risk Reduction Measures package (RRM)
- Contractual Continuity in OTC Derivatives Challenges with Transfers
- Technology and Innovation in Europe’s Capital Markets
- Annual Review 2018 - Re-wiring Europe’s Capital Markets
- Capital Markets Union: Measuring progress and planning for success
- The Scope and Evolution of Compliance
- Resolution aspects of the EU Risk Reduction Measures Package
- Brexit: Recognition of Resolution Actions
- The New Financial Global Capital Markets Growth Index
- Technology and Innovation in Global Capital Markets
- Creating an Integrated Financing Union for the EU
- Recommendations for Increasing the Success of Utilities Projects
- The European banking system: tackling the challenges, realising the opportunities
- Finance for Europe – Building competitive, resilient and integrated financial markets
- Brexit: Remaining no-deal risks in financial services
- Introduction to CDSR Settlement Discipline
- Artificial Intelligence and Machine Learning in Capital Markets: Considerations for a Broad Framework for Transparency
- Considerations on the Ethical Use of Artificial Intelligence in Capital Markets
- Artificial Intelligence: Adoption in Capital Markets
- Annual Review 2019 - Europe’s Capital Markets: The next phase and new challenges
- Europe's Unfinished Business: A collection of essays to mark AFME’s 10th Anniversary
- The Future of Surveillance in Wholesale Banking
- Discussion Draft Principles Supporting the Strengthening of Operational Resilience Maturity in Financial Services
- Capital Markets Union – Key Performance Indicators (Second Edition)
- The Adoption of Public Cloud Computing in Capital Markets
- Recommendations for delivering supervisory convergence on the regulation of crypto-assets in Europe
- LIBOR Transition: Managing the Conduct and Compliance Risks
- Equivalence and Enhancing International Cooperation in Financial Services
- Financial services conduct supervision: What to expect in four key EU jurisdictions
- EFSA paper calls for recalibration of MiFID 2/R
- European Primary Dealers Handbook Updated 2019/2020
- State of Play: Status of European Regulatory developments on Sustainable Finance
- Introduction to Shareholders Rights Directive II
- Initial Impact of COVID-19 on European Capital Markets
- Enhancements of the EU’s legal framework to strengthen the fight against money laundering and terrorism financing
- Priorities for the future EU-UK relationship and remaining challenges for financial services
- Understanding the Liquidity Landscape in European Equity Markets
- Impact of COVID-19 on European Capital Markets: Market Update
- AFME Recommended ESG Disclosure and Diligence Practices for the European High Yield Market
- AFME publishes first ESG guidelines for European high yield market
- Outsourcing - Guidance on the Legal and Regulatory Framework
- First industry roadmap helps embed sustainable finance into banks’ strategy and governance
- European Capital Markets in the Digital Age
- AFME encourages increased adoption of Agile work practices at scale to support innovation in capital markets and drive the EU digital agenda
- EURIBOR Transition Model Wording for securitisation transactions
- Capital Markets Union Key Performance Indicators - Third Edition 2020
- Technology and Innovation in Europe’s Capital Markets (1)
- The Future of the Compliance Control Environment
- Governance of Market Abuse Surveillance Controls: An industry perspective
- Recapitalising EU businesses post COVID-19: How equity and hybrid markets instruments can drive recovery
- Next Steps for EU-UK Cooperation in Financial Services
- Review of the CSDR – Delivering settlement discipline and supporting liquid and well-functioning European capital markets
- AFME and UK Finance response to Lord Hill’s consultation on the UK Listing Regime (January)
- Priorities and industry recommendations for the CRR3/ CRD6 bank reform package
- ESG Disclosure Landscape for Banks and Capital Markets in Europe
- The landscape for European equity trading and liquidity
- GFMA and BCG Global Principles for Developing Climate Finance Taxonomies
- Global Operating Approaches in Capital Markets
- AFME and Protiviti report warns of potential barriers to adoption of cloud services in capital markets
- Building Resilience in the Cloud
- Conduct Analytics - Insights-led and Data-driven: The Future of Conduct Risk Management
- AFME / Latham & Watkins Recording requirements for Mobile Devices, Electronic Communications and Videoconferencing
- Anti-Money Laundering Transaction Monitoring in the Markets Sector
- Capital Markets Union Key Performance Indicators - Fourth Edition 2021
- Guiding Principles for Data Sharing - A Perspective for European Capital Markets
- Unlocking the Potential of Carbon Markets to Achieve Global Net Zero
- Introducing a New Hybrid Recapitalisation Instrument for Smaller EU Corporates
- Understanding EU Bond Market Structure and Dynamics
- Sustainable Finance in Europe: Regulatory State of Play - Key impacts for banks and capital markets
- AFME The Shortage of Risk Capital for Europe’s High Growth Businesses
- European Benchmarking Exercise (EBE) for Private Securitisations
- The Rising Cost of European Fixed Income Market Data
- Central Bank Digital Currencies: A Global Capital Markets Perspective
- European SPACs: Guide to Regulatory Obligations
- MiFIR 2021 Corporate Bond Trade Data Analysis and Risk Offset Impact Quantification
- Annual Review 2022 - Strengthening the competitiveness of European financial markets
- T+1 Settlement in Europe: Potential Benefits and Challenges
- Open Finance and Data Sharing - Building Blocks for a Competitive, Innovative and Secure Framework
- MiFIR 2021 Sovereign Bond Trade Data Analysis and Risk Offset Impact Quantification
- Comparing CB, ABS and Corporate Bond Liquidity
- Research Report: Impact of the SA Output Floor on the European Securitisation Market
- ESG and the Role of Compliance
- Into The Wild: Why nature may be the next frontier for capital markets
- State of Cloud Adoption in Europe: Preparing the path for cloud as a critical third-party solution
- European Green Securitisation Regulatory State of Play: Obstacles to growth and opportunities for leadership
- European Benchmarking Exercise for Private Securitisations (H2 2021)
- Sustainable Finance in Europe: Regulatory State of Play
- Liquidity Provision & Risk Management – Corporate Bond Markets
- Impact of Distributed Ledger Technology in Global Capital Markets
- Article 5 Issues Report: Due-diligence requirements for institutional investors under Article 5 SECR
- A Common Path to Improve European Climate Risk Stress Testing and Scenarios Analysis
- Decentralised Finance - Principles for building a robust digital economy
- Remaining resilient in turbulent times – steps taken towards competitive capital markets
- Artificial Intelligence: Challenges and Opportunities for Compliance
- European Benchmarking Exercise for Private Securitisations – Updated Report (H2 2022)
- ESG Data for Financial Services in an Operational Environment
- Improving the Settlement Efficiency Landscape in Europe
- Capital Markets Union Key Performance Indicators – Sixth Edition 2023
- Sustainable Finance in the EU: Priorities to unlock financing and investment
- Integration, Sustainability and Competitiveness: Reflections and recommendations for banking and capital markets policy ahead of the next EU legislative cycle
- European Benchmarking Exercise for Private Securitisations – Updated Report (H1 2023)
- The role of capital markets in Germany - Five questions on the state of play, current opportunities, and themes for the future
- Capital Markets in the UK – Key Performance Indicators report
- DORA Compliance: Untangling Key Hurdles to Implementation
- TARGET2-Securities: Review of current model and future prospects
- Scaling DLT-Based SSA and Government Bond Markets - A Roadmap Strategy for European Issuers
- Scaling up and integrating EU capital markets - AFME’s CMU vision for the next institutional cycle
- Climate transition plans: current and emerging frameworks for the European financial services sector
- Digital Finance in the EU - Priorities for fostering resilient, innovative, and competitive financial markets
- Scaling DLT-based Capital Markets - A Policy Roadmap for the UK
- Scaling DLT-based Capital Markets - A Policy Roadmap for the EU
- European Primary Dealers Handbook - Updated 2024
- Developing European Capital Markets in a Period of Geopolitical Changes
- Enhancing data quality for effective Surveillance in Capital Markets
- Future of Operations: Keeping Capital Markets on the Front Foot - Strategies for Enhancing Efficiency, Transparency, and Resilience in a Globalised Financial Landscape
- European Benchmarking Exercise for Private Securitisations – Updated Report (H2 2023)
- High-level Roadmap for Adoption of T+1 in EU Securities Markets
- UK and EU Fixed Income - Data Quality Project Initial Findings and Outline Report
- MiFIR / MiFID II reforms in the EU and the UK - Implementation Guide for firms operating in wholesale secondary markets
- Capital Markets Union - Key Performance Indicators Seventh Edition
- AFME priorities for banking regulation for the new EU legislative cycle
- Capital Markets in the UK - Key Performance Indicators
- Sustainable Finance in Europe: Regulatory State of Play - Key impacts for banks and capital markets 2024
- A Review of the DNSH Assessment in the EU Taxonomy - Progress, Gaps and Pathways Forward
- Fixed Income Market Data Costs - The Burden Continues to Rise
- European Benchmarking Exercise for Private Securitisations – Updated Report (H1 2024)
- Interest Rate Risk in the Banking Book (IRRBB)
- Market Structure Partners Report: There’s No Market in Market Data
- European Primary Dealers Handbook - Updated 2024-
- Updated edition - MiFIR / MiFID II reforms in the EU and the UK - Implementation Guide for firms operating in wholesale secondary markets
- Scaling DLT Capital Markets - Enabling Central Bank Money Settlement and Collateral Eligibility for DLT-based Securities
- High-level Roadmap to T+1 Securities Settlement in the EU
- Gear shift for European Equity Markets – What will it take to make Europe a leader?
- DORA: a Tech Perspective on Streamlining Implementation
- The Impact of Distributed Ledger Technology in Capital Markets
- Banking Union: measuring progress and identifying implementation gaps
- Annual Review 2015 - Towards a Capital Markets Union
- Annual Review 2020 - Navigating the new normal
- Annual Review 2021 - Supporting Europe’s post-pandemic economic recovery
- Annual Review 2023 - Remaining resilient in turbulent times – steps taken towards competitive capital markets
- Annual Review 2024 - Developing European Capital Markets in a Period of Geopolitical Changes
- Annual Review 2025 - Advancing Europe’s Capital Markets: Delivering Stability and Growth in a Changing Landscape
- European Benchmarking Exercise for Private Securitisations – Updated Report (H2 2024)
- Consultation Responses
- AFME-ICMA Infrastructure Working Group Comments Template on EIOPA-CP-15-004
- European Commission Green Paper
- Reply form for the ESMA MiFID II/MiFIR Consultation Paper
- Association for Financial Markets in Europe Futures and Options Association
- Response to CESR Technical Advice to the European Commission in the context of the MiFID Review
- CESR Consultation (CESR/10417)
- AFME, BBA and ISDA Joint Response to Committee of European Securities Regulators (CESR) Technical Advice to the European Commission in the Context of the MiFID Review:
- CESR Technical Advice to the European Commission in the context of the MiFID Review
- AFME and ISDA joint letter to the EBA on the CVA framework review by the BCBS
- AFME and ISDA joint response to EC consultation on structural reform of banking sector
- AFME ISDA letter to EBA and EC regarding model extensions
- AFME comments on the Asset Quality Review and Stress Test exercise
- AFME consultation response to EBA consultation on criteria for determining the materiality of model changes and extensions
- AFME ISDA response to EBA consultation paper on CVA exemptions for third country NFCs
- AFME ISDA response to EBA RTS ITS on Benchmarking
- AFME ISDA response to European Commission public hearing on liquidity coverage requirement and leverage ratio
- AFME ISDA response to Liikanen High-Level Expert Group recommendations
- AFME ISDA response to the Basel Committee's BCBS 172
- AFME ISDA response to the EBA consultation on draft RTS on prudent valuation EBA CP201328
- AFME letter to EBA regarding LCR proposals
- AFME response to EBA consultation on RTS on criteria for preferential treatment in cross border intragroup financial support under LCR EBA CP201522
- AFME response Disclosure for own funds
- AFME response Draft methodology for assessment of liquidity and funding
- AFME response on EBA Own Funds RTSs EBA CP201202
- AFME response to BCBS Consultative Document Proposal to ensure the Loss Absorbency of Regulatory Capital at point of non-viability BCBS 174
- AFME response to BCBS consultation on capital requirements for banks equity investment
- AFME response to BCBS on revisions to standardised approach for credit risk
- AFME response to BoE document - A framework for stress testing UK banking system
- AFME response to CEBS CP34 on Guidelines for Supervisory Colleges
- AFME response to draft EBA consultation on methodology for global systemically important institutions EBA CP201344
- AFME response to draft ITS amending ITS on supervisory reporting on Leverage Ratio EBA CP201444
- AFME response to Draft Regulatory Standards on the conditions according to which competent authorities may grant permission for data waiver EBA CP201402
- AFME response to EBA consultation on additional liquidity monitoring metrics EBA CP201318
- AFME response to EBA consultation on additional liquidity outflows EBA CP201319
- AFME response to EBA consultation on classes of instruments appropriate to be used for the purposes of variable remuneration
- AFME response to EBA consultation on credit risk adjustments EBA CP201210
- AFME response to EBA consultation on discount rate for variable remuneration EBA CP201340
- AFME response to EBA consultation on draft guidelines on retail deposits EBA CP201334
- AFME response to EBA consultation on draft guidelines on definition of default
- AFME response to EBA consultation on draft implementing technical standards on the mapping of ECAIs credit assessments JCCP201401
- AFME response to EBA consultation on draft RTS on materiality threshold of credit obligation past due EBA CP201432
- AFME response to EBA consultation on draft RTS on own funds EBA CP201317
- AFME response to EBA consultation on method for the identification of the geographical location of the relevant credit exposures EBA CP201335
- AFME response to EBA consultation on RTS assessment methodology for IRB approach EBA CP201436
- AFME response to EBA discussion paper on defining liquid assets in the LCR
- AFME response to EBA discussion paper on retail deposits subject to higher outflows for the purposes of liquidity reporting under the draft CRR
- AFME response to EBA discussion paper on the future of the IRB approach EBA DP201501
- AFME response to EBA discussion paper on unrealised gains measured at fair value EBA DP201303
- AFME response to EBA guidelines on limits to exposures to shadow banking entities
- AFME response to EBA guidelines on sound remuneration policies EBA CP201503
- AFME response to EBA guidelines on management of interest rate risk arising from non-trading activities IRRBB EBA CP201323
- AFME response to EBA ITS on supervisory reporting on forebearance and non-performing exposures
- AFME response to EBA LCR and NSFR ITSs EBA CP201205
- AFME response to EBA Leverage Ratio ITSs EBA CP201206
- AFME response to EBA re gain on sale EBA CP2012 07
- AFME response to ESMA consultation on draft ITS for main indices and recognised exchanges
- AFME response to European Commission consultation on CRD Bonus Cap and Remuneration Rules
- AFME response to HM Treasury Consultation Document A new approach to financial regulation judgments focus and stability
- AFME response to House of Lords review of the EU financial regulatory framework
- AFME response to ICAEW discussion paper on reporting on regulatory capital choices for assurance
- AFME response to PRA consultation on CRD IV updates for credit risk mitigation credit risk governance and market risk CP 1214
- AFME response to the Commission Green Paper on Shadow Banking
- AFME response to the draft ECON Own Initiative report on Shadow Banking
- AFME response to European Commission consultation on a Possible Recovery and Resolution Framework for financial institutions other than banks
- AFME response to the House of Lords inquiry into reform of the EU banking sector
- AFME response to Liikanen High level Expert Group on possible reforms to the structure of the EU banking sector
- AFME response to the Treasury call for evidence
- GFMA BCBS 254 Nimm Further Response Notional Definitions
- GFMA joint response BCBS consultation on revised good practice principles for supervisory colleges
- AFME response draft guidelines proposing harmonised definitions and templates for funding plans of credit institutions EBA CP201347
- AFME response EBA consultation on appropriately diversified indices EBA CP201322
- AFME response EBA consultation on asset encumbrance reporting
- AFME response EBA consultation on definition of market EBA CP201315
- AFME - EBA consultation on definition of material risk takers for remuneration purposes EBA CP201311
- AFME response EBA consultation on draft ITS on mapping of ECAI assessments for securitisations EBA CP201508
- AFME response EBA consultation on draft RTS on slotting criteria for specialised lending exposures EBA CP201509
- AFME response EBA consultation on draft technical standards on margin periods of risk for treatment of clearing members exposures to clients EBA CP201401
- AFME response EBA consultation on guidelines on criteria to assess other systemically important institutions O-SIIs EBA CP201419
- AFME response EBA consultation on non-delta risk of options in standardised market risk approach EBA CP201316
- AFME response EBA discussion paper on impact on volatility of own funds of revised IAS-19 and deduction of defined pension assets from own funds EBA DP201401
- AFME ISDA joint response European Commission consultation on impact of CRR and CRD IV on bank financing of the economy
- GFMA comment on consultative document on Global systemically important banks Assessment methodology and additional loss absorbency requirement
- GFMA IIF letter and supporting Oliver Wyman study to BCBS on treatment of equities under the NSFR
- GFMA IIF response to BCBS consultation on liquidity coverage ratio disclosure standards
- GFMA ISDA response to IIF counterproposals to BCBS Fundamental Review of Trading Book
- GFMA ISDA response to BCBS consultation on recognising the cost of credit protection
- GFMA Joint trades FAQs to Basel III Leverage Ratio framework and disclosure requirements
- GFMA letter to BCBS on Financial Institution Deduction
- GFMA response Domestic systemically important banks
- GFMA response to Basel consultation revised Basel III leverage ratio framework and disclosure requirements
- GFMA response to BCBS consultation on haircut floors for non-centrally cleared securities financing transactions
- GFMA response to the BCB consultative document on capital disclosure requirements
- GFMA submits discussion note to FSB on SIFI loss absorbency proposals
- AFME response on Guidelines on disclosure of encumbered and unencumbered assets - EBA CP201348
- IIF/IBFed/GFMA/ISDA letter to Basel Committee Task Force on Interest Rate Risk TFIR on industry comments on proposed IRRBB/CSRBB QIS templates
- Industry comment on Discussion Paper - The regulatory framework balancing risk sensitivity simplicity and comparability
- Industry response to EBA consultation on technical standards for credit valuation adjustment risk
- Industry response to BCBS consultation on capital treatment of bank exposures to central counterparties
- Industry response to BCBS consultation on non-internal model method for capitalising counterparty credit risk exposures
- Industry response to EBA consultation on technical standards for credit valuation adjustment risk - EBA CP201209
- ISDA AFME response to EBA consultation on guidelines on treatment of CVA risk under SREP - EBA CP201521
- ISDA AFME response to EBA CP on IMA Assessment
- Joint AFME ISDA response to European Commission Consultation on Countercyclical Buffers
- Joint AFME BBA ISDA response to CEBS CP33 Guidelines regarding instruments referred to in article 57 (a) of Directive 2000648EC Recast
- Joint AFME BBA ISDA Response to CEBS CP36 Guidelines on Liquidity Cost Benefit Allocation
- Joint associations response to Basel capitalisation of bank exposures to CCPs
- Joint Associations Response to Basel III Net Stable Funding Ratio consultative document
- Joint industry follow-up response to BCBS Fundamental Review of the Trading Book
- Joint industry further response to consultation on the fundamental review of the trading book rules
- Joint industry response to BCBS second consultation on revisions to the standardised approach for credit risk
- AFME joint industry response to BCBS consultation on fundamental review of the trading book outstanding issues
- AFME Joint industry response to BCBS consultation on operational risk revisions to the simpler approaches
- AFME Joint industry response to BCBS consultation on review of the Pillar 3 disclosure requirements
- AFME Joint industry response to BCBS consultation on revisions to the standardised approach for credit risk
- AFME Joint industry response to EBA discussion paper on draft regulatory standards on prudent valuation
- AFME Joint industry response to the Basel Committee's BCBS 164 and 165 December 2009 Package
- AFME Joint Response of AFME and BBA to the European Commission's Public Consultation on Credit Rating Agencies
- AFME Joint Response to CEBS CP40 Consultation paper on guidelines to Article 122a of the Capital Requirements Directive
- AFME Joint trade association further response to BCBS consultation on the fundamental review of the trading book
- AFME Joint trade association response to BCBS consultation on supervisory framework for measuring and controlling large exposures
- AFME Joint trade association response to the BCBS Fundamental Review of the Trading Book
- AFME Joint Trade Association response to the FSA's Consultation Paper CP0930 on Capital Planning Buffers
- AFME Joint trade associations response to the Basel Committee on Banking Supervision Consultative Proposals
- AFME Joint trade associations second follow up response to BCBS Fundamental Review of the Trading Book
- AFME Joint trade letter to BCBS on industry concerns on QIS timeline
- AFME Joint trade response to BCBS consultation on capital floors the design of a framework based on standardised approaches
- AFME Joint trades response to BCBS consultation on review of the Credit Valuation Adjustment
- AFME Performance and remuneration in investment banking in 2012
- AFME PRA consultation on Clawback CP614
- AFME Prudential data report EU GSIBs prudential capital and liquidity Q4 2015
- PwC report Global financial markets liquidity study
- PWC report on impact of bank structural reforms in Europe
- AFME Response to the EU Commission consultation on the review of the European System of Financial Supervision (ESFS)
- AFME The uses (and abuses) of modelling adjustments
- AFME Bank Recovery and Resolution Directive
- AFME Deposit Guarantee Schemes Directive
- AFME Discussion Paper DP1/14
- Contractual recognition of bail-in: article 55 BRRD
- AFME Consultation paper on draft RTS on Procedures and contents of notifications referred to in Articles 81(1), (2) and (3) and the notice of suspension referred to in Article 83 of Directives 2014/59/EU
- AFME response to EBA consultation paper on draft RTS on detailed records of financial contracts
- AFME Consultation paper on draft RTS on contractual recognition of writedown and conversion powers under Article 55(3) of the BRRD
- AFME Consultation paper on draft RTS on resolution colleges under Article 88(7) Directive 2014/59/EU
- AFME Consultation paper on Draft Guidelines on payment commitments under Directive 2014/49/EU on deposit guarantee schemes (EBA/CP/2014/27)
- Consultation paper on draft guidelines on the minimum list of qualitative and quantitative recovery plan indicators
- AFME Consultation paper on Draft Guidelines on the rate of conversion of debt to equity in bail-in under Directive 2014/59/EU (BRRD)
- AFME Consultation paper on Draft Guidelines on the treatment of shareholders in bail-in or the write-down and conversion of capital instruments under Directive 2014/59/EU (BRRD)
- AFME Consultation paper on draft ITS on procedures, forms and templates for the provision of information for resolution plans under Article 11(3) of Directive 2014/59/EU
- AFME Consultation paper on draft RTS and guidelines on Business Reorganisation Plans under the BRRD
- An EU framework for cross-border crisis management in the Banking Sector”: a preliminary response by the Association for Financial Markets in Europe (AFME)
- AFME The HMT Treasury Financial Sector Resolution: Broadening the Regime Consultation Response
- AFME response to the PRA Consultation Paper:
- AFME Public consultation on the contributions of credit institutions to resolution financing arrangements
- AFME Consultation paper on draft RTS on criteria for determining the minimum requirement for own funds and eligible liabilities under directive 2014/59/EU
- FSTB consultation on an effective resolution regime for financial institutions in Hong Kong
- GFMA/IIF response to the BCBS consultation on Supervisory Guidelines for Identifying and dealing with weak banks
- Industry Comments on BCBS Consultative Document: TLAC Holdings
- AFME briefing note Single Resolution Mechanism summary and Level 2 issues
- AFME comments on Bank Recovery and Resolution Directive national depositor preference issues
- AFME comments on Deposit Guarantee Schemes Directive
- AFME IIF response to PRA discussion paper on ensuring operational continuity in resolution DP114
- AFME letter to resolution authorities and Member States regarding implementation of article 55 BRRD
- AFME paper highlighting concerns with the scope of contractual recognition of bail-in under article 55 BRRD
- AFME note – Risk adjustment of contributions to resolution funds and DGS
- AFME paper highlighting concerns with the scope of contractual recognition of bail-in under article 55 BRRD (1)
- AFME paper on requirements under the Bank Recovery and Resolution Directive for contracts to contain contractual bail-in provisions
- AFME paper on the proposed European Deposit Insurance Scheme (EDIS)
- AFME response to Bank of England’s approach to setting a minimum requirement for own funds and eligible liabilities (MREL)
- AFME response to EBA consultation on draft guidelines on failing or likely to fail - EBA/CP/2014/22
- AFME response to EBA consultation on draft guidelines on intra-group financial support - EBA/CP/2014/29
- AFME response to EBA consultation on draft regulatory technical standards on the content of recovery plans
- AFME response to EBA consultation on draft RTS notifications under the BRRD – EBA/CP/2014/47
- AFME response to EBA consultation on draft RTS on detailed records of financial contracts - EBA/CP/2015/04
- AFME response to EBA consultation on draft RTS on the contractual recognition of bail-in - EBA/CP/2014/33
- AFME response to EBA consultation on guidelines on payment commitments to deposit guarantee schemes - EBA/CP/2014/27
- AFME response to EBA consultation on guidelines on recovery plan indicators - EBA/CP/2014/28
- AFME response to EBA consultation on guidelines on the rate of conversion debt to equity bail-in - EBA/CP/2014/39
- AFME response to EBA consultation on guidelines on the use of shareholder treatment in bail-in - EBA/CP/2014/40
- AFME response to EBA consultation on guidelines on triggers for use of early intervention measures - EBA/CP/2014/21
- AFME response to EBA consultation on measures to address impediments to resolvability
- AFME response to EBA consultation on procedures, forms and templates for resolution planning - EBA/CP/2015/01
- AFME response to EBA consultation on simplified obligations - EBA/CP/2014/25
- AFME response to EBA consultation on the content of resolution plans and resolvability assessments
- AFME response to EBA consultation paper on draft guidelines on the types of tests, reviews or exercises that may lead to support measures
- AFME response to EBA consultation paper on draft regulatory technical standards on assessment of recovery plans
- AFME response to EBA consultation paper on draft regulatory technical standards specifying the range of scenarios to be used in recovery plans
- AFME response to EBA CP on Business Reorganisation Plans
- AFME response to EU Framework for Cross-Border Crisis Management
- AFME response to European Commission – Discussion paper on Debt WriteDown tool
- AFME response to HMT – Financial Sector Resolution Broadening the Regime
- AFME response to PRA consultation on the minimum requirement for own funds and eligible liabilities (MREL) – buffers and threshold conditions
- AFME response to public consultation on contributions of credit institutions to resolution financing arrangements
- AFME response to the Report and Recommendations of the Cross Border Bank Resolution Group
- AFME Submission on Single Resolution Mechanism Trilogue Negotiations
- AFME Bank Recovery and Resolution Directive (1)
- BRRD: AFME comments on key issues discussed in trilogues
- AFME response EBA consultation on criteria for determining minimum requirement for own funds and eligible liabilities - MREL EBA CP201441
- AFME EBA consultation on the valuation of derivatives in resolution - EBA/CP/2015/10
- AFME FSTB consultation on an effective resolution regime for financial institutions in Hong Kong
- AFME GFMA comments on the FSB consultative document on information sharing for resolution purposes
- GFMA IIF final response to FSB consultation on cross-border recognition
- AFME GFMA/IIF response to FSB consultation on adequacy of loss-absorbing capacity of global banks in resolution (TLAC)
- AFME GFMA/IIF response to FSB consultation on arrangements to support operational continuity in resolution
- GFMA IIF response to FSB consultation on guiding principles on temporary funding need to support orderly resolution of a G-SIB
- GFMA IIF response to BCBS consultation on supervisory guidelines for identifying and dealing with weak banks
- AFME GFMA response to BIS – Recovery and Resolution of Financial Market Infrastructures
- AFME GFMA response to FSB's consultation on A Common Data Template for Global Systemically Important Banks
- GFMA response to recovery and resolution planning
- AFME HMT consultation response: Amendments to the recognition requirements for investment exchanges and clearing houses
- IIF GFMA response to BCBS consultation on TLAC Holdings
- AFME Initial position paper on the Commission's proposal for a Single Resolution Mechanism
- Joint industry comment letter on Resolution of Systemically Important Financial Institutions - Single Point of Entry Strategy
- AFME Joint Trade IDI Resolution Plan Comment Letter
- AFME Prevention and Cure: Chapter 5. Resolution and fast-track capitalisation
- AFME response to pre-pack consultation
- AFME response to the Insolvency Service Moratorium Proposal
- AFME letter to the European Commission on insolvency laws
- AFME/BBA/ISDA fundamental issues relating to the Market Abuse Regulation draft technical standards
- AFME BBA joint response to FCA Consultation Paper CP15/31 and PRA Consultation Paper CP36/15: Strengthening accountability in banking and insurance: regulatory references
- AFME/BBA/FIA Europe/ISDA submission to the European Commission on drafting proposals for the MAR Technical Standards
- AFME BBA joint correspondence to Information Commissioner following CJEU judgment in case of Schrems vs Data Protection Commissioner
- AFME BBA joint correspondence to the to the European Commission following the CJEU’s judgment in the case of Schrems vs Data Protection Commissioner
- AFME/BBA joint response to FCA Consultation Paper CP15/38: Provisions to delay disclosure of inside information within the FCA’s Disclosure and Transparency Rules
- AFME response to ESMA’s consultation on draft guidelines for the assessment of knowledge and competence
- AFME BBA joint response to FCA Consultation Paper CP1522 - Strengthening accountability in banking - consultation in extending the Certification Regime to wholesale market activities
- AFME BBA joint response to the FCA's CP15/9: Strengthening accountability in banking: a new regulatory framework for indivduals
- AFME response to PRA consultation paper CP8/15: Engagement between External Auditors and Supervisors and Commencing the PRA's Disciplinary Powers over External Auditors and Actuaries
- AFME response to FCA Discussion paper 15/3 on Developing our approach to implementing MiFID II conduct of business and organisational requirements
- AFME response to FCA consultation paper CP15/4 and PRA consultation paper CP 6/15: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers.
- AFME BBA joint response to the PRA and FCA's joint consultation on “Strengthening accountability in banking: UK branches of foreign banks”
- AFME BBA joint response to FCA consultation paper CP15/15 and PRA consultation paper CP7/15: Approach to non-executive directors in banking and Solvency II firms and Application of the presumption of responsibility to Senior Managers in banking firms.
- AFME BBA joint response to the PRA and FCA's joint consultation on Strengthening accountability in banking - forms, consequential and transitional aspects
- AFME BBA joint response to Ministry of Justice Triennial Review of the Information Commissioner's Office
- AFME response to PRA consultation paper 20-14: Depositor Protection
- AFME response to FCA guidance consultation on social media and customer communications
- Reply form for ESMA MAR Technical standards
- AFME and BBA joint response to FCA consultation paper CP14/13 and FCA consultation paper CP14/14: Strengthening accountability in banking: a new regulatory framework for individuals
- AFME retrospective application of regulatory rules: FCA call for examples
- AFME discussion paper on FCA DP Dealing Commission
- AFME response to HM Treasury Balance of Competences Review
- AFME response to the FCA's approach to advancing its objectives
- AFME response to BIS proposal for public register of beneficial owners of corporates
- AFME response to EBA consultation on draft implementing technical standards on passport notifications under CRD IV
- AFME response to the EU Commission consultation on the review of the European System of Financial Supervision (ESFS) (1)
- AFME response to ESMA consultation on exemption for market making and primary market operations on short selling
- AFME response to FSA consultation DP 13/1: Transparency
- AFME response to CP12/35: The FCA’s use of temporary product intervention rules
- AFME response to CP12/24 Regulatory reform: PRA and FCA regimes relating to aspects of authorisation and supervision
- AFME response to EC consultation on regulation of Indices
- AFME Response to ESMA Consultation Paper: Guidelines on certain aspects of the MiFID suitability requirements
- AFME response to ESMA Consultation Paper: Guidelines on certain aspects of the MiFID suitability requirements (1)
- AFME response to consultation on power of direction over qualifying parent undertakings by the PRA
- AFME response to CP12/30 Complaints against the regulators
- AFME response: CP12/34 FCA Handbook updates - supervision, threshold conditions, statement on FCA power of direction over qualifying parent undertakings
- AFME response: CP12/26 Regulatory reform: the PRA and FCA regimes for Approved Persons
- AFME response to ESMA/EBA consultation on principles for benchmarks-setting processes in the EU
- AFME response to HM Treasury Consultation Document: A new approach to financial regulation: judgments, focus and stability
- AFME response to EU Commission consultation paper on modernisation of the Transparency Directive
- AFME ISDA ICMA BBA joint response to CESR technical advice to the European Commission in the context of the MiFID review - Client categorisation
- AFME BBA FOA joint response to CESR Technical Advice to the European Commission in the context of the MiFID Review - Investor Protection and Intermediaries
- AFME FOA joint response to CESR's Consultation on Understanding the Definition of Advice under MiFID
- Joint Association Response to CESR Call for Evidence on Mutual Recognition of Non-EU Jurisdictions
- AFME-BBA response to FCA Consultation Paper CP16/13
- AFME BBA response to CESR Technical Advice in the context of the MiFID Review - Equity Markets
- AFME response to ESMA Discussion paper: Implementing measures under the Market Abuse Regulation
- AFME response to ESMA Discussion paper: Implementing measures under the Market Abuse Regulation – Q&As
- Joint EPMD/ LIBA Comments to the European Commission on the Proposed Revisions to the European Prospectus Directive
- AFME Response to FSA CP12-25 Chapter 7
- AFME response to FSA Soundings Questionnaire Q&A 1-17
- AFME submits comments on European Commission consultation on long-term financing of the European economy
- CESR/08-717 Market Abuse Directive Level 3
- EPMD Comments to the Dubai International Financial Exchange (DIFX) on the Proposed Changes to the DIFX Listing Rules published on 28 September 2008
- Joint EPMD/ LIBA Letter to FSA on Consultation Paper CP 09/4: Shortening of Rights Issue Subscription Periods
- Joint LIBA/ EPMD Response to FSA Consultation Paper DP 08/01: Review of the Structure of the Listing Regime
- Joint response to CESR's call for evidence on MIFID impact on secondary markets
- Joint SIFMA-ICMA Comment Letter in response to IOSCO's Consultation Paper on Principles for Periodic Disclosure by Listed Entities
- Joint SIFMA/ LIBA/ ISDA/ ISLA Response to CESR Proposal for a Pan-European Short Selling Disclosure Regime
- Joint SIFMA/ LIBA/ ISDA/ ISLA Response to the FSA Consultation on Short Selling
- Roadmap for integrated, safe and efficient post-trade services in Europe
- AFME Consultation Response IOSCO Custody 9 Dec 2014
- AFME CSD Acct Structure Final Report for Publication
- AFME Legal Committee response to HMT questions on securities law legislation
- AFME Consultation response to legislation on legal certainty of securities holding and dispositions
- AFME response to ESMA Technical Standards in relation to the CSD Regulation
- AFME response to the consultation on Central Securities Depositories - CSDs
- AFME response to ESMA Guidelines on Access to CCP or Trading Venue by CSD
- AFME response to ESMA regulatory technical standards on the CSD regulation - The Operation of the Buy-in Process
- AFME response to ESMA request for Technical Advice in relation to CSDR
- GFMA response to principles for financial market infrastructures consultative report
- AFME joint trade association letter re Legal Entity Identifier codes
- AFME - Market Standards for Corporate Actions Processing QandA
- AFME Reply to call for evidence of ESMA on empty voting
- AFME T+2 adherence to proposals by T2S Harmonisation Steering Group - HSG - to competent authorities
- AFME and Joint Trade response to EBA discussion paper on simple standard and transparent securitisations
- AFME response to BoE ECB Discussion Paper on case for better functioning securitisation market in the EU
- AFME response to EC consultation on STS 13 May 2015 - additional information in response to Q15B
- AFME response to EC consultation on STS 13 May 2015 detailed answers to questions
- AFME response to EC consultation on STS - 13 May 2015 Executive Summary
- AFME response to ESMA consultation on CRA3 implementation - Draft regulatory technical standards on information on SFIs
- AFME response to ESMA on Clearing Obligations under EMIR No.1
- AFME submission to BCBS IOSCO survey on securitisation markets
- AFME-and-Joint-Associations-response-to-the-second-Consultative-Document-on-Revisions-to-the-Basel-securitisation-framework.pdf
- AFME ISDA letter ESMA CP Market Making
- AFME response to MiFID review consultation
- AFME BBA Joint Response to European Commission Public Consultation on Credit Rating Agencies
- AFME BBA ISDA joint response to CESR technical advice to European Commission in context of MiFID review - non-equity markets transparency
- AFME ICMA ISLA ISDA joint response to ESMA consultation on delegated acts for Regulation on Short Selling CDS
- AFME ICMA ISDA ISLA Joint response to ESMA consultation on technical standards for Regulation on Short Selling CDS
- SIFMA LIBA ISDA ISLA Joint Response CESR Proposal Pan-European Short Selling Disclosure Regime
- SIFMA LIBA ISDA ISLA joint response to FSA Consultation on Short Selling
- Comment on Consultative Document on Strengthening Oversight and Regulation of Shadow Banking
- Industry Comments on “Shadow Banking: Scoping the Issues”
- GFMA response to the FSB's Consultative Documents on Strengthening Oversight And Regulation Of Shadow Banking
- EC INSOLVENCY CONSULTATION PAPER
- Insolvency Letter
- AFME response to CONSOB consultation paper
- AFME and The Investment Association's code of conduct for IOIs
- AFME response to FCA wholesale sector competition review
- AFME submits comments on European Commission consultation on long-term financing of the European economy (1)
- MiFID 2 – Algorithmic & High Frequency Trading
- AFME response to Ferber MiFID Questionnaire
- AFME Signed OTC Protocol Documents
- AFME - OTC Cash Equity Trades - default protocol
- AFME, BBA & ISDA Response to European Commission Consultation on the Revision of MAD
- AFME, ISLA and ISDA Contribution to Short Selling Consultation
- AFME response to European Parliament Economic and Monetary Affairs Committee Questionnaire on enhancing the coherence of EU financial services legislation
- AFME Response EBA interim report on MREL
- AFME response consultation guidelines disclosure requirements Part Eight of Regulation (EU) 575/2013
- AFME Response to HMT Consultation on the Transposition of the Fourth Money Laundering Directive
- AFME response to FSB Stocktake of Efforts to Strengthen Governance Frameworks to Mitigate Misconduct Risk Questionnaire
- AFME Joint industry response to EBA consultation on credit valuation adjustment risk 2nd consultation EBACP201324
- Data protection updater 01.11.2016 – 01.12.16
- AFME response to EU2020 Industrial Policy Consultation
- AFME-ICMA comment on EIOPA Consultation Paper on the identification and calibration of infrastructure investment risk categories
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- Best Practices for Auction Systems
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- AFME SIFMA Guidelines for Compensation
- AFME FCA Consultation Paper 16/31 – AFME and BBA Response
- AFME FUTURE SERVICE RESTRICTIONS INSTRUMENT 2017
- AFME FCA Discussion Paper: Availability of information in the UK Equity IPO process (DP 16/3)
- AFME Block Trade Procedures – Volcker Rule/Investment Company Act
- AFME Final ICMA Response EIOPA CP-16-005 Corporate Form Infrastructure
- AFME Response to Consultation Paper FCA CP16/29 (Markets in Financial Instruments Directive II Implementation Paper III)
- AFME response to FCA CP16/25 and PRA CP35/16 Whistleblowing in UK branches
- AFME BBA response to FCA CP16/26 Guidance on the Duty of Responsibility and FCA CP16/27 Applying Conduct Rules to NEDs
- AFME BBA response to FCA DP16/4 Overall Responsibility and the Legal Function
- AFME-BBA response to PRA CP34/16 SMCR Amendments and Optimisations
- AFME CMP 20160510 Letter to FCA on Applicability of the SMCR to Head of Legal
- AFME BBA Letter to the FCA and PRA on the Applicability of the SMCR to the Legal Function within a Bank
- AFME Harmonising and standardising ETF processing
- AFME Market Standards for Corporate Actions Processing For ETFs
- AFME's response to the FCA Mission Statement
- AFME GFMA-IIF response to BCBS Discussion Paper
- AFME Proposals for a Restructuring Moratorium
- AFME response to the BIS consultation on financing a private sector recovery
- AFME response to pre-pack consultation (1)
- AFME ESMA Call for Evidence - Extension of the disclosure requirements to private and bilateral transactions for SFIs
- AFME response to EC consultation on STS 13th May 2015 - additional information for Q16B
- AFME Response to draft RTS on risk-mitigation techniques for OTC-derivatives not cleared by a CCP under EMIR
- Map of direct and indirect securitisation European regulations since the crisis
- AFME BBA response to Fourth Anti-Money Laundering Directive: Amending Proposal
- AFME and BBA data protection updater’
- AFME response to ECB consultation on SSM Framework Regulation
- AFME letter to ECB President Draghi on Single Supervisory Mechanism
- AFME Response to BIS consultative document on Recovery and Resolution of Financial Market Infrastructures
- AFME Joint industry response to BCBS consultation on fundamental review of the trading book: outstanding issues
- AFME Response to EBA-ESMA Guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders under CRD4 and MiFID2
- AFME Response to EBA Draft Guidelines on Internal Governance
- AFME response to the ECB consultation on draft guidance on leveraged transactions
- EBA Consultation on Draft Implementing technical standards amending Implementing Regulation (EU) No 680/2014 with regard to additional monitoring metrics for liquidity reporting
- AFME EC Consultation - Review of EU Macroprudential Policy Framework
- AFME Joint trade response to CPMI-IOSCO consultation on resilience and recovery of CCPs – further guidance on the PFMI
- AFME Joint trade response to the FSB consultation on essential aspects of CCP resolution planning
- AFME Joint AFME/AFB/BBA Q&A document on the Senior Managers and Certification Regime
- AFME A joint response to the FCA's CP15/9: Strengthening accountability in banking: a new regulatory framework for indivduals
- AFME Response To Consultation Paper Pra Cp8 15
- AFME Consultation Comments Power of Direction final
- AFME response to EU Commission on Directive 2004/109/EC on the harmonisation of transparency requirements
- AFME Joint AFME/ FOA Response to CESR's Consultation on Understanding the Definition of Advice under MiFID
- AFME Draft EBA Guidelines on PD estimation, LGD estimation and treatment of defaulted assets
- AFME PRD Letter on Creditor Hierarchy Proposal
- AFME Response to the EBA interim report on MREL
- AFME IIF GFMA Response to FSB Consultation on Guiding Principles on the Internal Total Loss-Absorbing Capacity of G-SIBs (“Internal TLAC”)
- AFME GFMA IIF Response to FSB consultation on continuity of access to FMIs
- AFME response to Takeover Panel PCP 2015/1 Dividends
- AFME ISDA Response
- AFME response to CP14/21: Technical Notes on sponsor competence - Questions 1 & 2
- AFME response to FCA CP14/02 – Proposed amendments to the Listing Rules
- AFME response to FCA CP 13-15: Enhancing the effectiveness of the listing regime
- AFME response to takeover panel PCP 2012-2 on pension scheme trustee issues
- AFME FSA CP12-2: Listing, Prospectus, DTRs – AFME Response to Questions 1-28 (Reverse Takeovers and Sponsor Regime)
- AFME LIBA Response to UK Takeover Panel Consultation on Various Proposals Regarding, inter alia, Offeree Management Incentivisation Arrangements
- Joint AFME / ISDA / ISLA response to CESR Proposal to Extend Major Shareholding Disclosure Regime
- AFME response to FSA CP10/3 - Effective Corporate Governance
- AFME response to PCP 2010/1: Profit forecast, asset valuations, merger benefits statements
- AFME response to Basel Committee Consultative Document: Principles for Enhancing Corporate Governance
- AFME Response to the Takeover Panel re: PCP 2010/2: Review of Certain Aspects of the Regulation of Takeover Bids
- AFME response to EU Green paper on corporate governance in financial institutions & remuneration policies
- AFME response to CEBS consultation on the Guidebook on Internal Governance
- AFME response to ICAEW consultation paper: Reporting Accountant's Work on Financial Procedures
- AFME submission to HM Treasury consultation on the Transposition of MiFID II
- AFME response to ESMA Consultation Paper on MiFID II / MiFIR
- AFME response to ESMA MiFID 2 discussion paper
- AFME Equity Deferred Reporting Blueprint
- AFME Joint response to CESR Technical Advice to the European Commission in the context of the MiFID Review: Non-equity markets Transparency
- AFME and BBA reponse to CESR Technical Advice in the context of the MiFID Review - Equity Markets
- AFME Prime Brokerage Committee Response to ESMA Consultation Paper (ESMA/2011/209) on Draft Technical Advice to the European Commission
- AFME response to CESR Call for Evidence (CESR/10-1459) on Implementing Measures on the Alternative Investment Fund Managers Directive
- AFME response to the draft ECON Own-Initiative report on Shadow Banking
- GFMA submits comments to IOSCO on consultation report 'Global Developments in Securitisation Regulation'
- GFMA submits comments to the FSB regarding the consultative documents on strengthening oversight and regulation of shadow banking
- GFMA submits comments to the FSB on consultative document on shadow banking risks in securities lending and repos
- AFME Discussion paper on Draft Technical standards for the Regulation on improving securities settlement in European Union and on central securities depositories (CSD)
- AFME - Sharon Bowles MEP Speech: Five years in the chair
- Keynote Speech The reform of financial markets: halfway there
- AFME - Joint Trade Association letter re: Legal Entity Identifier codes
- AFME GFMA response to BIS – Recovery and Resolution of Financial Market Infrastructures (1)
- AFME response to ESMA Consultation paper: Guidelines for establishing consistent, efficient and effective assessments of interoperability arrangements
- AFME response to the European Commission consultation on a Possible Recovery and Resolution Framework for financial institutions other than banks
- AFME Dr Kay Swinburne speech on CSD Regulation
- AFME BRPD: Broker Netting via a CCP Solution
- AFME BPRD: Bilateral Netting via a Vendor Solution
- AFME BPRD: Broker Matching Solutions
- AFME CSD Account Structure: Issues and Proposals
- AFME Settlement Discipline: Issues and Proposals
- AFME European Commission Public Consultation
- AFME Joint ISDA, AFME and BBA Response to the European Commission's Public Consultation on Derivatives and Market Infrastructure
- AFME Joint response to CESR technical advice to the European Commission in the context of the MiFID review - Transaction reporting
- AFME response to European Commission Review of the Prospective Directive Consultation
- AFME Model Block Trade Agreement (Backstop)
- AFME ECM Model Block Trade Agreements - explanatory memo
- AFME Model Block Trade Agreement
- AFME The EMEA ECM Model Agreement Among Underwriters (Equities - English Law)
- AFME Joint response to CESR's call for evidence on MIFID impact on secondary markets
- AFME Response to the European Commission’s proposal for a Directive on preventive restructuring frameworks and second chance
- AFME's response to the CMU Mid-Term Review consultation
- An agenda for capital markets union
- Building a Capital Markets Union
- Joint Declaration On The Capital Markets Union
- AFME EBA Consultation on Draft Guidelines on supervision of significant branches
- AFME response to the Ministry of Justice call for evidence on reform of corporate liability
- Joint AFME and BBA response to the ICO’s Consultation on GDPR Consent Guidance
- Joint AFME and BBA response to The ESAs Discussion Paper Use of Big Data by Financial Institutions
- SA-CCR
- AFME Proposal to amend bank creditor hierarchy
- AFME Response to European Commission Green Paper Consultation on LT Investment
- AFME comment letter on IASB ED/2012/4 Classification & Measurement: Limited Amendments to IFRS 9
- AFME position paper on EU audit reform proposals
- AFME letter to UK Competition Commission on Statutory Audit Services Market Investigation - Provisional findings & possible remedies from audit investigation
- AFME/EBF letter to Council of Ministers on Mandatory audit firm rotation
- AFME comment on IASB ED/2012/2 - Annual improvements to IFRS 2011-2013 cycle
- AFME letter to Cypriot Permanent Representation to EU on Transparency Directive amendment proposals Com (2011) 6835 final: country-by-country reporting
- AFME letter to DG Market on Transparency Directive amendment proposals - Com (2011) 6835 final: country-by-country reporting
- AFME response to the IASB ED/2011/4 - Investment entities
- AFME response to draft IFRIC interpretation (D1/2012/2): Put options written on non-controlling interests
- AFME response to draft IFRIC interpretation (D1/2012/1): Levies charged by public authorities on entities that operate in a specific market
- AFME response to IASB ED/2012/1 - Annual improvements to IFRSs 2010-2012 cycle
- AFME response to proposals to reform the Financial Reporting Council
- AFME response to IASB ED Revenue from Contracts with Customers
- AFME response to ESMA Materiality CP
- AFME Letter to EFRAG re: ESMA Materiality CP
- AFME response to the IASB agenda consultation
- AFME comment on EFRAG's January 2011 Discussion Paper: Considering the Effects of Accounting Standards
- AFME response to IASB's 28 January Exposure Draft ED/20011/1
- AFME response to IASB's October 2010 FRED: The Future of Financial Reporting in the UK and Republic of Ireland
- AFME response to Consultative Report on the Review of the Governance of the IFRS Foundation
- AFME response to IASB Supplement to ED/2009/12
- AFME response to IASB Consultation on Trustees' Strategy Review
- AFME response to IASB Request for Views on Effective Dates & Transition Methods
- AFME response to IASB Exposure Draft ED/2010/5:
- AFME response to European Financial Reporting Advisory Group Consultation on Proactive Work
- AFME ACC response to Defined Benefit Plans ED
- AFME response to FVM Uncertainty Disclosure ED
- AFME response to the IASB's 11 May Exposure Draft ED/2010/04:
- AFME IASB Exposure Draft ED/2009/12
- AFME ISDA Response to IASB Exposure Draft ED/2009/5:
- AFME ISDA Response to IASB Exposure Draft ED/2009/7
- AFME LIBA Response to IASB Exposure Draft ED/2009/7
- AFME LIBA Response to IASB Request for Information ('Expected Loss Model')
- AFME ISDA Response to IASB Discussion Paper DP/2009/2
- AFME LIBA Response to IASB Discussion Paper DP/2009/2
- Proposal for adaptation of transparency rules under MiFID II/MiFIR
- Transparency and liquidity: trade transparency and a well-functioning market for mortgage-credit bonds
- AFME submission to BCBS IOSCO survey on securitisation markets (1)
- Modifications without direct noteholder consent: wording for inclusion in terms and conditions
- AFME response to BoE/ECB Discussion Paper:
- AFME The Economic Benefits of High Quality Securitisation to the EU Economy - The Economic Benefits of High Quality Securitisation to the EU Economy
- AFME comments on proposed US risk retention rule
- AFME Position paper: Investors and issuers unite to support Simple, Transparent and Standardised securitisation
- AFME submission to FSA on CP 12/19 - Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes
- PRIME COLLATERALISED SECURITIES
- AFME letter to CFTC re commodity pools and securitisation
- Nadia Calviño, keynote address, Global ABS 2012 conference
- PCS Fact Sheet
- AFME response to FSA CP11/23 - Solvency II and linked long term insurance business
- ESF comments on consultation paper No. 36: Draft CEIOPS advice for level 2 implementing measures on Solvency II: Special Purpose Vehicles
- AFME Financial transaction tax: the impacts and arguments – a literature review
- AFME response to European Commission public consultation:
- AFME puts case against Tobin tax in Italian media
- AFME An overview of the taxes generated by the European Financial Services Sector
- GFMA comments on FSB’s regulatory reform evaluation CP
- The Future of the European Supervisory Authorities
- AFME response to ESA review consultation
- Analysis of European Commission staff working document on the proposed Financial Transaction Tax
- Impact of the EU-11 Financial Transaction Tax on End-Users
- DIE AUSWIRKUNGEN DER EU-11-FINANZTRANSAKTIONSSTEUER AUF DIE ENDVERBRAUCHER
- REPERCUSIÓN PARA LOS USUARIOS FINALES DEL IMPUESTO SOBRE LAS TRANSACCIONES FINANCIERAS DE LA UE-11
- L’IMPATTO DELLA TASSA SULLE TRANSAZIONI FINANZIARIE SUGLI UTENTI FINALI IN 11 PAESI UE
- AFME CEO Simon Lewis outlines in a Daily Mail article why the proposed financial transaction tax is bad news for business
- AFME comments on OECD discussion draft on the meaning of beneficial owner
- AFME response to European Commission Green Paper on the Future of VAT
- AFME response to European Commission public consultation: Taxation of the financial sector
- AFME Joint AFME/BBA submission on the 'Foreign Branch Taxation' draft legislation and Technical Note
- AFME comments on the bank levy draft legislation and guidance
- AFME response to HMRC on Reduction in the Main Rate of Corporation Tax
- AFME Joint AFME/BBA submission on the 'Part IIIA: Controlled Foreign Company (CFC) interim improvements' consultation document
- AFME comment on the bank levy: draft legislation
- AFME Joint AFME / BBA submission on the 'Foreign Branch Taxation' discussion document
- AFME Banking Union and the Macroprudential Policy Framework
- AFME Comments on current SRM developments
- AFME report on supervising cross border banks in Europe
- AFME response to European Commission Survey on Whistleblower Protection
- AFME response to EBA consultation on draft RTS on the specification of an economic downturn
- AFME response to the EBA consultation paper on the coverage of entities in group recovery plans
- AFME response on the ESA Consultation Paper on the Draft Joint Guidelines on the Fund Transfer Regulation
- AFME response to the ESA Consultation on Draft Joint Regulatory Technical Standards
- AFME Response to FCA Consultation Paper on Distributed Ledger Technology
- AFME response to European Commission’s Consultation on “Fintech: A more competitive and innovative European financial sector”
- AFME/UK Finance Response to PRA CP8/17 on SMR Forms
- AFME Response to EBA Consultation Paper on Draft Recommendations on Cloud Outsourcing
- AFME's response letter to ESMA on the review of the Short Selling Regulation
- Response to BCBS Consultative Document on Capital treatment for "simple, transparent and comparable" securitisations
- Towards an EU strategy on sustainable finance
- GFMA response to Consultative Documents on the Criteria and Capital Treatment for Simple, Transparent and Comparable Short-Term Securitisations
- GFMA Response to IOSCO consultation on Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets
- AFME’s response to European Commission’s proposal for a regulation amending EMIR
- AFME response to consultation on secondary markets for non-performing loans and distressed assets
- ECB Draft Guidance on NPLs
- AFME Letter to on ECOFIN recommendations on NPLs
- AFME/UK Finance Response to FCA CP 17/25 on SMCR Extension
- AFME Response to ECB Consultation Paper on FinTech Banking Licence
- AFME response to EBA Discussion Paper on the EBA’s approach to Financial Technology (FinTech)
- AFME response to EC Consultation Paper issued by the EC on post-trade in a Capital Market Union
- Draft Addendum to the ECB NPL Guidance
- FCA CP 17/21 –Proposal to Create a New Premium Listing Category for Sovereign Controlled Companies
- FCA Primary Market Bulletin No. 18
- AFME and IACPM response to the EBA’s Discussion Paper on SRT
- The Bank of England’s approach to setting internal MREL
- EBA NPL transaction templates
- AFME/BBA response to reforming the availability of information in the UK Equity IPO process
- AFME Response to issues arising from CP 17/5 relating to the handling and disclosure of inside information and compliance with MAR and connected analyst interactions
- AFME Response to reforming the availability of information in the UK equity IPO process
- EC’s Consultation on Statutory Prudential Backstops for NPLs
- AFME Response to ESMA Consultation Paper on format and content of the prospectus (July 2017)
- AFME letter to Bulgarian Presidency ahead of January ECOFIN discussions on NPLs in Europe
- AFME/UK Finance Response to draft Guidelines on Transparency
- AFME/UK Finance Comments on WP29 Guidelines on Consent
- AFME/UK Finance Response to draft Guidelines on Automated Individual Decision-Making and Profiling
- AFME/UK Finance Comments on WP29 Guidelines on Personal Data Breach Notification
- AFME/UK Finance Comments on the Draft Guidance for Private Sector Information Sharing
- Draft EBA Guidelines on the Revised SREP and Supervisory Stress Testing
- Joint GFMA/IIF/TCH response – FSB: Principles on Bail-in Execution
- Joint GFMA/IIF/TCH response – FSB: Funding strategy elements of an implementable resolution plan
- AFME and UK Finance joint response to FCA’s CP17/37 Paper on Industry Codes of Conduct and Discussion Paper on FCA Principle 5
- AFME's response to EBA’s consultation on the benchmarking of internal models
- Joint AFME-UK Finance Response to FCA CP17/40 Transitioning Firms and Individuals to the SMCR
- Joint AFME-UK Finance Response to FCA CP17/42 Duty of Responsibility for Solo-Regulated Firms Under
- AFME response to the 2017 IASB Exposure Draft on “Prepayment Features with Negative Compensation – Proposed amendments to IFRS 9"
- GFMA, ISDA and IIF letter on trading book default risk charge floor to the Sovereign Risk Task-Force
- AFME Response to the FCA Consultation Paper ‘FCA Mission: Our Approach to Authorisation’
- AFME’s response to the FCA’s Investment and Corporate Banking Market Study Interim Report (dated April 2016)
- AFME/ISDA response paper to the EBA RTS Discussion Paper on Market Risk and Counterparty Credit Risk Framework
- AFME response to ESMA Consultation Paper (published on 15 December 2017) on draft regulatory technical standards under the new Prospectus Regulation
- AFME response to ESMA Consultation Paper (published on 15 December 2017) on draft regulatory technical standards under the new Prospectus Regulation (1)
- AFME response to EBA Consultation on Draft Regulatory Technical Standards for Risk Retention
- AFME response to ESMA consultation on disclosure requirements, operational standards and access conditions
- AFME response to EBA Consultation on Draft Regulatory Technical Standards on Homogeneity of Underlying Exposures in Securitisation
- AFME Response to ESMA Consultation on STS notification
- AFME response to the 2015 European Commission consultation on the impact of International Financial Reporting Standards (IFRS) in the EU
- GFMA response to IOSCO Consultation Report CR02/2018
- AFME / ISDA response to European Commission exploratory consultation on the finalisation of Basel III
- AFME response to the September 2017 IASB Post-Implementation Review of IFRS 13 “Fair Value Measurement”
- AFME response to the October 2016 IASB ED on “Definition of a Business and Accounting for Previously Held Interests (Proposed amendments to IFRS 3 and IFRS 11)”
- AFME response to the October 2016 EBA Consultation on Draft Guidelines for credit institutions’ credit risk management practices and accounting for expected credit losses
- AFME response to the February 2016 consultation on the IFRIC tentative agenda decision on Financial Instruments: Presentation – Offsetting and Cash Pooling
- AFME response to the January 2016 consultation on the IFRIC Interpretation on Uncertainty over Income Tax Treatments
- AFME response to the IASB Request for Views: 2015 Agenda Consultation
- AFME’s response to the 2016 EBA consultation on Draft guidelines for credit institutions credit risk management practices
- AFME response to the March 2016 consultation on the Draft Implementing Technical Standard on Prudent Valuation
- AFME response to the October 2017 IASB Discussion Paper on entitled “Disclosure Initiative – Principles of Disclosure”
- AFME, FIA and UK Finance response to PRA CP5/18 Algorithmic trading
- AFME’s response to the European Commission’s Draft Implementing Regulation re: minimum requirements in the transmission of information for the exercise of shareholder rights
- AFME response to ECB’s ICAAP/ILAAP guide consultation
- Joint industry response to BCBS consultation on Pillar 3 dislcosure requirements – regulatory treatment of accounting provisions
- AFME's response to the EC’s consultation on Solvency II
- AFME response to the PRA consultation 06/18 on credit risk mitigation
- AFME's response to the regulatory framework for the development of sovereign bond-backed securities (“SBBS”)
- Joint trade response to BCBS consultation on Pillar 3 disclosure requirements – updated framework
- AFME’s response to the EBA’s draft TRIM guide to internal models.
- AFME response to the March 2018 EFRAG Discussion Paper “Equity Instruments – Impairment and Recycling”
- AFME response to the April 2018 EFRAG Research Agenda Consultation
- AFME response to EBA structural FX discussion paper
- AFME’s response to EBA consultation on management of non-performing and forborne exposures
- GFMA response to the ECB’s Public Consultation on CROE Framework for FMIs
- AFME’s position paper on the EC’s Proposed Directive on credit servicers, credit purchasers and the recovery of collateral
- GFMA, ISDA and IIF response to BCBS’s FRTB consultation
- AFME response to the Commission’s amendments to the delegated act supplementing MiFID II on suitability requirements
- AFME response to ESAs consultation to amend RTS under EMIR on the clearing obligation and risk mitigation techniques in relation to STS securitisations
- AFME Response to European Commission Proposed Directive on Whistleblower Protection
- AFME response to FCA Call for Input: Using technology to achieve smarter regulatory reporting
- AFME’s response to the EBA consultation on standards on economic downturn in IRB modelling
- AFME response to proposed guidance on financial crime systems and controls: insider dealing and market manipulation
- GFMA/IIF Joint response to FSB Thematic peer review on bank resolution planning: Summary Terms of Reference
- AFME-ISDA joint response proposing LEI in amending directive re use of digital tools (EU) 2017/1132
- AFME's position paper on EC proposal on minimum loss coverage for non-performing exposures
- AFME response to the March 2018 IASB Exposure Draft (ED/2018/1) entitled “Accounting Policy Changes - Proposed amendments to IAS 8”
- AFME response to the March 2018 European Commission consultation “Fitness check on the EU framework for public reporting by companies”
- AFME's response to EBA GLs on exposures associated with high-risk
- GFMA joint response letter on technical implementation of TLAC
- Joint response to CP12/18 "Securitisation: The new EU framework and Significant Risk Transfer"
- FATF public consultation on the draft RBA guidance for the securities sector
- AFME's response to EC proposals for a sustainable investment framework
- AFME/IIF industry consultation response to the FSB infrastructure report
- AFME, CBOE & LSE Position Paper: Application of the tick size regime
- AFMEs response to Consultation on Draft EBA Guidelines on disclosure of non-performing and forborne exposures
- AFME's response to the Draft RTS on the conditions to allow institutions to calculate KIRB in accordance with the purchased receivables approach under Article 255 of Regulation (EU) 2017/2401
- AFME’S response to the EBA’s consultation paper on its draft guidelines on outsourcing arrangements
- AFME-ISDA’s response to the Commission’s proposal on low carbon and positive carbon impact benchmarks
- AFME response to BaFin questions on 'Big data meets Artificial Intelligence'
- AFME/UK Finance Response to FCA CP18/19 on the Financial Services Directory
- PRIIPS – AFME Response to FCA CFI
- PRIIPs – FCA Call for Input – Annex to ESAs letter
- PRIIPs Impact on Retail Activity
- AFME response to the Department for Business, Energy & Industrial Strategy’s (BEIS) consultation “National Security and Investment – A consultation on proposed legislative reforms”
- National Security and Investment: consultation on proposed legislative reforms
- EBA Consultation on ITS on Supervisory Reporting amendments with regards to COREP securitisation
- AFME/UK Finance Response to FCA GC18/4 on Statements of Responsibility
- AFME response to the International Accounting Standards Board’s Discussion Paper DP/2018/1 Financial Instruments with Characteristics of Equity
- AFME Response to PRA CP 26/18 on the UK Withdrawal from the EU – 21 Dec 2018
- AFME response to FCA Consultation Paper 18/28 - Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation
- AFME response to FCA Consultation Paper 18/36 - Brexit: proposed changes to the Handbook and Binding Technical Standards – second consultation
- Leverage ratio treatment of client cleared derivatives
- AFME response to the European Securities and Markets Authority’s consultation paper on guidelines on risk factors under the Prospectus Regulation
- AFME response to the European Commission’s draft Delegated Acts regarding the format and content of Prospectuses under the Prospectus Regulation (EU 1129/2017)
- GFMA/TCH Response to BCBS Fintech Consultative Document
- AFME response to the EBA Draft Guidelines on Outsourcing Arrangements
- AFME response to ESMA Questions on Distributed Ledger Technology Applied to Securities Markets
- AFME response to the FCA Global Sandbox Questions
- AFME response to the UK DCMS NIS Directive public consultation
- GFMA response to FSB Consultative Document on a Cyber Lexicon
- GFMA response to Bank of England and FCA Discussion Paper on Building the UK financial sector’s operational resilience
- BEIS white paper on proposed legislative reforms in relation to National Security and Investment
- AFME response to the Department for Business, Energy & Industrial Strategy (BEIS) consultation on national security and investment
- AFME mark-up of FCA Primary Market Bulletin No. 18
- AFME response to FCA Primary Market Bulletin No. 18
- Consultation response: EBA’s Consultation on ITS amending Commission Implementing Regulation EU 2016-2070 on Benchmarking of Internal Models
- AFME Response to European Commission HLEG Draft Guidelines on Trustworthy AI – 1 February 2019
- AFME feedback on the TEG’s report on Climate-related Disclosures
- AFME response to ESMA Consultation Paper on integrating sustainability risks and factors in MiFID II
- AFME’s feedback on TEG’s Taxonomy report
- IASB Project IBOR Reform and its Effects on Financial Reporting. AFME comments on proposed amendments to IFRS Standards aiming to address financial reporting issues that may arise leading up to IBOR reform.
- Response to revisions to leverage ratio disclosure requirements
- AFME response to the consultation of the German Federal Ministry of Finance on the experience and possible need for amendment with regard to MiFID2/R
- AFME comments on Taxonomy Regulation ECON_ENVI report
- IASB Project IBOR Reform and its Effects on Financial Reporting. AFME encourages the IASB to accelerate work on “Phase II” accounting issues arising from the Reform.
- AFME response to the Bank of England’s approach to assessing resolvability, and the PRA’s Consultation Paper 31/18 - ‘Resolution assessment and public disclosure by firms’
- European Banking Authority Consultation Paper on “EBA Draft Guidelines on ICT and Security Risk Management”
- Financial Conduct Authority Consultation Paper on “Guidance on Cryptoassets”
- Credit risk mitigation: Eligibility of financial collateral
- AFME UKF Response to FCA CP 19.4: Optimising the Senior Managers & Certification Regime and Feedback to DP 16/4 – Overall Responsibility and the Legal Function
- EBA Consultation on Draft Guidelines on harmonised definitions and templates for funding plans of credit institutions under Recommendation of the European Systemic Risk Board of 20 December 2012 (ESRB/2012/2)
- AFME Response to IASB’s ED/2019/1 Interest Rate Benchmark Reform - Proposed amendments to IFRS 9 and IAS 39
- AFME position on the EU Taxonomy Regulation
- AFME response to the HMT consultation on 5MLD transposition
- AFME response to the ECB market consultation on a potential mechanism for the issuance and initial distribution of debt securities in the European Union ( EDDI)
- AFME comments as part of the review of the IFRS Foundation Due Process Handbook
- Joint response to ESMA consultations on tiering and comparable compliance under EMIR 2.2
- Joint GFMA / IIF response to FSB discussion paper on public disclosures on resolution planning and resolvability
- ISDA-AFME feedback on the draft technical advice on minimum requirements for the EU climate-transition benchmarks and the EU Paris-aligned benchmarks and benchmarks’ ESG disclosures
- Joint GFMA / IIF / ISDA response to FSB discussion paper on the solvent wind-down of derivative and trading book portfolios
- Next CMU High-Level Group
- AFME response to ESMA Call for Evidence: Impact of the inducements and costs and charges disclosure requirements under MiFID II
- ESMA Consultation Paper – MiFID II/MiFIR review report on the development in prices for pre- and post-trade data and on the consolidated tape for equity instruments
- AFME CP Update of Guidelines on NFR - 20 March 2019
- AFME ISDA response to Bank of England Financial Policy Committee review of the Leverage Ratio
- GFMA response to BCBS Consultative Document: Global systemically important banks - revised assessment framework’
- AFME response to EBA consultation on draft RTS on the functioning of resolution colleges - EBA/CP/2014/46
- AFME response to FCA CP 19/6: Changes to align the FCA Handbook with the EU Prospectus Regulation
- GFMA joint response on Basel principles for effective risk data aggregation and risk reporting
- GFMA response to Basel III Net Stable Funding Ratio consultation Securitisation comments
- Joint response
- AFME position on the Taxonomy Report by the EU Technical Expert Group on Sustainable Finance
- Response to the International Accounting Standards Board’s Exposure Draft ED/2019/4 Amendments to IFRS 17
- EBA Consultation on Draft Guidelines on Loan Origination and Monitoring
- PRA CP17/19 – ISDA-AFME-UK Finance - Counterparty credit risk: Treatment of model limitations in banks’ internal models
- Response to the International Accounting Standards Board’s Exposure Draft ED/2019/6 Disclosure of Accounting Policies - Proposed amendments to IAS 1and IFRS Practice Statement 2
- Response to the Law Commission re Intermediated Securities
- AFME response to SRB consultation paper – ‘Expectations for Banks’”
- AFME response to ESMA MAR Review Consultation Paper
- European Banking Authority (EBA) public consultation on the Draft Implementing Technical Standards on specific supervisory reporting requirements for market risk
- Joint AFME – ISDA Response to the European Commission’s Consultation on CRR3 Implementation
- EBA Consultation on Draft Implementing Standards on public disclosures by institutions of the information referred to in Titles II and III of Part Eight of Regulation (EU) No. 575/2013
- AFME response to the EBA’s consultation on guidelines on the application of the structural FX provision
- AFME-IA response LSE CP Market Structure and Trading Hours
- AFME – ISDA Response to the European Commission’s Consultation on CRR3 Implementation
- Joint Associations - Response to BCBS Consultative Document on Revisions to market risk disclosure requirements
- AFME Response to the EBA Consultation on the Definition of Material Risk Takers
- AFME response to the Basel Committee Consultative Document on Introduction of Guidelines on interaction and cooperation between prudential and AML/CFT supervision
- AFME response to SRB consultation paper – MREL Policy under the Banking Package
- AFME consultation response to Bank of England consultation on stress testing the financial stability implications of climate change
- European Commission Public Consultation – An EU Framework for Markets in Crypto-assets
- European Commission Public Consultation on ‘Digital Operational Resilience: Making the EU financial sector more secure’
- AFME and ISDA response EBA RTS on FX and Commodities risk
- AFME Feedback to HLF Sub-Groups on Interim Report & Recommendations
- Interim Report “The Significance Of Sustainable Finance To The Great Transformation”
- AFME response to EBA consultation on STS Framework for synthetic securitisation
- AFME response to the EC’s Public consultation on the review of the MiFID II/MiFIR regulatory framework
- AFME and ISDA response on DAs under Low Carbon regulation
- AFME Response to Bank of England Paper on Transforming Data Collection from the UK Financial Sector
- AFME Response to JMLSG proposed guidance on Part II Sector 22 – cryptoasset exchange providers and custodian wallet providers
- Response to a public consultation by the International Accounting Standards Board on Exposure Draft Interest Rate Benchmark Reform - Phase 2 Proposed amendments to IFRS 9, IAS 39, IFRS 7, IFRS 4 and IFRS 16
- AFME feedback on the European Commission’s Roadmap on the report on the application of the General Data Protection Regulation
- AFME response to JMLSG guidance revision – Part I Chapters 4, 5 and 7 and Part III Chapter 3
- AFME response to a public consultation by the International Accounting Standards Board on Exposure Draft Interest Rate Benchmark Reform - Phase 2 Proposed amendments to IFRS 9, IAS 39, IFRS 7, IFRS 4 and IFRS 16
- European Commission Public Consultation – A European Strategy for Data
- Public consultation on the revision of the EU Non-Financial Reporting Directive (‘NFRD’)
- Artificial Intelligence – A European Approach to Excellence and Trust
- European Commission Public Consultation on ‘A New Digital Finance Strategy for Europe / FinTech Action Plan’
- The Single Resolution Board’s proposed Valuation Data Set
- EBA Discussion Paper on the future changes to the EU-wide stress test
- Feedback on the Capital Markets Union High Level Forum final report
- AFME response to the EBA’s guidelines on risk factors and simplified and enhanced customer due diligence
- AFME response to EBA’s Draft RTS on the prudential treatment of software assets
- AFME & ISDA response to EC's consultation on MiFID 2 delegated acts
- EBA Consultation - Subsets of Sectoral Exposures for Systemic Risk Buffer
- Addressing the regulatory, supervisory and oversight challenges raised by “global stablecoin” arrangements
- AFME Securitisation Division Response to European Commission Consultation – Renewed Sustainable Finance Strategy
- The future EU Renewed Sustainable Finance Strategy – key messages and full response
- Survey of Topics for the CSDR Review – AFME Response
- European Commission’s Roadmap for a ‘Legislative Framework for the governance of common European data spaces’
- EBA Consultation to update the identification methodology of global systemically important institutions (G-SIIs)
- AFME response to HMT CP: BRRD2 transposition
- AFME response to EBA draft RTS on the contractual recognition of stay powers
- AFME response to the European Commission’s Action Plan for a comprehensive Union policy on preventing money laundering and terrorism financing
- AFME response to EBA draft RTS on eligible liabilities and redemptions
- ESMA Draft Guidelines on Outsourcing to Cloud Service Providers
- Joint Trade Associations Rely Letter on SRD II
- EBA Draft RTS on Criteria to Identify Categories of Staff whose Professional Activities have a Material Impact on an Investment Firm's Risk Profile under IFD
- EBA Draft RTS on Classes of Instruments that are Appropriate to be Used for the Purposes of Variable Remuneration under IFD
- Joint Trade Associations Response to BCBS Consultation on NPL
- EFAMA and AFME response to the ESA's Consultation on the Draft RTS under the Sustainable Finance Disclosures Regulation
- European Commission Inception Impact Assessment on AI Requirements
- COM proposals on securitisation of NPEs to help the recovery from the Covid-19 pandemic
- Questions and answers on a new STS framework for on-balance-sheet securitisations
- New STS framework for on-balance-sheet securitisations
- AFME-ISDA supplementary response to the EC's draft MiFID II delegated acts
- AFME response to FCA Discussion Paper: A new UK prudential regime for MiFID investment firms
- ECB Guide on Climate and Environmental risks – AFME response (general comments)
- AFME Response to FCA CP20/14 Updating the Dual-regulated Firms Remuneration Code to Reflect CRD V
- AFME Response to PRA CP12/20 Capital Requirements Directive V (CRD V)
- Evaluation of the Effects of Too-Big-to-Fail Reforms Consultation Paper
- AFME Response to PRA CP30/19 on Outsourcing and Third Party Risk Management
- ECB Guide on the supervisory approach to consolidation in the banking sector
- European Commission Public Consultation on ‘Revision of the NIS Directive’
- AFME response to Consultation on Establishment of EU Green Bond Standard
- Response to a public consultation by the International Accounting Standards Board on Exposure Draft ED/2019/7 General Presentation and Disclosures
- AFME and ISDA response to EBA’s consultation on calculation of the FRTB NMRF stress scenario risk measure under Article 325bk (3)
- Joint Letter: Impact of CJEU Schrems II ruling on the framework for international data transfers
- National Risk Assessment on Money Laundering and Terrorist Financing
- AFME Response to the EC: Review of Prudential Rules for Insurance and Reinsurance Companies (Solvency II)
- AFME response to EBA consultation on the Article 55 impracticability waiver
- ECB Guide on Climate and Environmental risks – AFME and ISDA response (general comments)
- AFME’s response to the Financial Conduct Authority’s consultation on proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations
- EBA Draft Guidelines on Internal Governance under Directive 2013/36/EU
- EBA-ESMA Draft Guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders under Directives 2013/36/EU and 2014/65/EU
- Response to EBA’s Consultative Document on the technical standards on guidelines on criteria for the use of data inputs in the risk-measurement model
- Response to BCBS Consultative Document “Revisions to the principles for the sound management of operational risk”
- Reviving the NPL action plan – bank specific measures to address NPLs in the context of the Covid-19 Pandemic
- FCA CP20/20: Approach to International Firms
- AFME/SIFMA joint response to the EDPB’s supplementary measures for data transfers
- AFME/SIFMA joint response to the European Commission’s updated Standard Contractual Clauses
- Response to a public consultation by the International Accounting Standards Board on Discussion Paper DP/2020/1 Business Combinations – Disclosures, Goodwill and Impairment
- GFMA response to the IFRS Foundation Consultation Paper on Sustainability Reporting
- AFME Response to FCA QCP 23 on Code Recognition
- AFME/GFXD response to ECB Digital Euro consultation
- AFME Response to EBA Draft Guidelines on Sound Remuneration Policies
- AFME-ISDA response the EBA’s consultation on their discussion paper on management and supervision of ESG risks
- Considerations for an EU Cloud Certification Scheme for Cloud Service Providers
- AFME response to European Commission’s Consultation on Sustainable Corporate Governance
- AFME response to European Commission’s Consultation on Sustainable Corporate Governance (1)
- Response to European Commission Consultation on CSDR
- Cover letter: Targeted consultation on the review of CSDR
- Optional Buy-ins under CSDR
- AFME response to consultation on the EBA 2022 Benchmarking exercise
- Position paper: European Commission Proposal for a Regulation on Digital Operational Resilience of the Financial Sector (DORA)
- AFME response to the BaFin’s guidance for credit institutions
- PRA Evaluation of the Senior Managers and Certification Regime
- AFME and UK Finance response to Lord Hill’s consultation on the UK Listing Regime
- AFME Response to the HM Treasury Call for Evidence: Solvency II Review
- Joint Letter regarding Implementation of the CSDR Settlement Discipline Regime
- AFME’s guiding principles for the establishment and operation of the ESAP
- Response to HM Treasury Call for Evidence on the UK Overseas Framework
- Response on the HMT consultation on The UK regulatory approach to cryptoassets and stablecoins
- AFME-ISDA joint response to HMT consultation on Implementation of the Investments Firms Prudential Regime and Basel 3 standards
- BCBS Minimum Haircut Floors for Securities Financing Transactions
- AFME response to the ECB CP on EDDI
- AFME response to ESMA CP on EC MiFiD IIR Review
- AFME response to ESMA CP on algorithmic trading
- AFME response to ESMA CP on post-trade transparency
- AFME response to CP2/21-International Banks: The PRA's approach to branch and subsidiary supervision
- AFME response to European Commission consultation on the upcoming Crisis Management and Deposit Insurance framework Review
- AFME-ISDA response to PRA CP5/21 - Implementation of Basel standards
- Targeted consultation on the review of the Directive on financial collateral arrangements
- Targeted consultation on the review of the Directive on settlement finality in payment and securities settlement systems
- AFME Response to PRA CP9/21 on the Definition of Higher Paid Material Risk Taker
- Feedback in response to Request for Information by the International Accounting Standards Board on Post-implementation review of IFRS 10 Consolidated Financial Statements, IFRS 11 Joint Arrangements, IFRS 12 Disclosure of Interests in Other Entities
- EBA Consultation on Draft Implementing Standards on prudential disclosures on ESG risks in accordance with Article 449a CRR
- Comments on the European Commission’s proposal for a delegated act specifying disclosure requirements under the EU Taxonomy for entities in the scope of EU NFRD
- European Commission targeted consultation on supervisory convergence and the single rulebook
- AFME Response to EBA Discussion Paper on Integrated Reporting
- AFME response to the FCA’s consultation on SPACs
- AFME Securitisation: UK consultation on Reform of the Taxation of Securitisation Companies
- AFME/ISDA response to EBA RTS consultation on jump-to-default
- AFME/ISDA response to EBA RTS consultation on residual risk add-on
- EBA draft guidelines on improving resolvability
- EBA draft revised guidelines on recovery plan indicators
- Draft Regulatory Technical Standards on emerging markets and advanced economies
- AFME response to the EBA consultation on the Draft RTS
- Response to the FCA’s consultation on changes to UK MiFID’s conduct and organisational requirements (June 2021)
- Response to ESMA’s consultation on the RTS 2 Annual Review (June 2021)
- Response to the FCA’s call for input on accessing and using wholesale data (January 2021)
- Response to ESMA’s consultation on market data guidelines (January 2021)
- GFMA (incl. AFME’s)+ICSA response to IOSCO’s CP on market data in secondary markets
- Response to ESMA’s consultation on the functioning of the OTF regime in the EU (November 2020)
- Response to the EC’s consultation on a research regime for SMEs and for FI instruments (September 2020)
- Response to the EC’s consultation on the MiFID II/R review (May 2020)
- Response to the FCA’s consultation on changes to UK MiFID’s conduct and organizational requirements (June 2020)
- EBA consultation on draft Regulatory Technical Standards (‘RTS’) on the reclassification of investment firms as credit institutions in accordance with Article 8a (6)(b) of Directive 2013/36/EU
- EBA consultation on draft Implementing Technical Standards (‘ITS’) on supervisory reporting with respect to Additional Liquidity Monitoring Metrics (‘ALMM’)
- Response to ESMA on the Call for Evidence for the Commission’s Digital Finance Strategy
- Response to ECB Consultation on its Guide to Fit & Proper Assessments – 2 August 2021
- Response to the European Commission’s consultation on a retail investment strategy for Europe
- Proposal for a Regulation Laying Down Harmonised Rules on Artificial Intelligence (Artificial Intelligence Act)
- FCA CP 21/13 A new Consumer Duty
- AFME and ISDA response to FPC and PRA consultation on UK LR framework
- ESMA Consultation – Review of MAR Guidelines on delay in the disclosure of inside information and interactions with prudential supervision
- EBA Discussion Paper – Review of the NPL transaction data templates
- AFME Feedback to the Platform on Sustainable Finance’s draft report on extended taxonomy
- AFME Feedback to the Platform on Sustainable Finance’s draft report on social taxonomy
- Joint response of AFME and UK Finance to H.M. Treasury Call for Evidence on the Review of the Securitisation Regulation
- Securitisation as a key pillar of the UK Future Regulatory Framework
- AFME Response to FCA consultation on enhancing climate disclosures and ESG topics in capital markets
- AFME response to ESMA Consultation on STS notification for on-balance sheet securitisations
- Joint associations letter re UK CCP recognition and equivalence
- Public Comment on ESG Ratings and Data Products Providers
- Response to the Consultative Document on the Prudential Treatment of Cryptoasset Exposures
- HM Treasury Wholesale Markets Review Consultation
- AFME Response to IASB Survey Third Agenda Consultation
- AFME response to European Commission Data Act consultation
- AFME response to Bank of England MREL Review
- Reply form for the Consultation Paper on the RTS 1 and RTS 2 Review
- Targeted Consultaiton on the functioning of the EU Securitisation framework
- CP21/27: FCA Quarterly Consultation Paper No. 33
- Diversity and inclusion in the financial sector
- AFME Position paper on limitations to Capital Buffer usage during the Covid-19 pandemic
- HMT Call for Evidence: Review of the UK’s AML/CFT regulatory and supervisory regime
- Amendments to the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 Statutory Instrument 2022
- PRA CP18/21 Remuneration - Identification of material risk takers
- ESMA – Consultation Paper: Review of certain aspects of the Short Selling Regulation
- PRA consultation CP20/21: Trading activity Wind-Down
- ECB Public Consultation on Outsourcing Registers
- The Financial Services Future Regulatory Framework Review: Proposals for Reform
- AFME response to the FCA Consultation on Consumer Duty
- BCBS consultation on Principles for the effective management and supervision of climate-related financial risks
- Response to EBA Consultation on ITS amending Commission Implementing Regulation EU 2016-2070 on Benchmarking
- AFME's response to the EC targeted consultation on an EU Listing Act
- UK Future Regulatory Framework Review: CCPs and CSDs
- AFME's response to ESMA’s DLT Pilot call for evidence
- Draft Regulatory Technical Standards on Performance Related Triggers for Synthetic STS Securitisation
- AFME ISDA response to ESMA Call for Evidence on ESG Ratings
- EC Consultation on improving the EU’s macroprudential framework for the banking sector
- Review of the Central Clearing Framework in the EU
- Financial transparency – single EU access point for company information
- AFME's feedback on the EC proposal for a directive laying down rules to prevent the misuse of shell entities for tax purposes
- AFME’s Response to ESMA Consultation Paper: ESMA’s Opinion on the Trading Venue Perimeter
- AFME's response to ESMA consultation on guidelines on sustainability aspects of the MiFID II suitability requirements
- AFME Response to European Commission CSDR Refit Proposals
- AFME-ISDA joint response to the European Commission’s consultation on ESG ratings and ESG considerations in credit ratings
- AFME/ISDA Initial Comments regarding the EP Draft Report on CRR 3
- AFME's Response to HM Government Update to Green Finance Strategy Call for Evidence
- AFME's response to EC targeted consultation on options to enhance the suitability and appropriateness assessments
- AFME/IACPM joint response to the ESAs’ consultation on sustainability disclosures for STS securitisations
- IIF/ISDA/GFMA Response to FSB Consultation on Interim Report on Supervisory and Regulatory Approaches to Climate-related Risks
- AFME/ISDA Initial Comments regarding the French PCY compromise on CRR3
- AFME's response to the EC Public Consultation on ‘OPEN FINANCE FRAMEWORK AND DATA SHARING IN THE FINANCIAL SECTOR’
- AFME Response to The Transition Plan Taskforce Call for Evidence on a Sector-Neutral Framework for private sector transition plans
- AFME response to EIOPA consultation on the advice on the review of the securitisation prudential framework in Solvency II
- GFMA comments on IOSCO’s draft report on corporate bond market liquidity
- AFME and ISDA response to the EBA Discussion Paper on prudential treatment of Environmental Risks
- AFME feedback to the EFRAG draft European Sustainability Reporting Standards
- AFME response to EBA consultation on Implementing Technical Standards on NPL transaction data templates
- AFME response to EBA CP draft RTS on connected clients
- AFME Feedback on PSF Taxonomy minimum safeguards
- AFME response to FCA Consultation Paper 22/12
- GFMA and Joint Trade Association Response to the BCBS Second Consult on the Prudential Treatment of Cryptoasset Exposures
- AFME response to EBA consultation on technical standards to help originator institutions determine the exposure value of synthetic excess spread in securitisations
- AFME response to the ESMA Consultation Paper ESMA35-43-3114
- Market Abuse - AFME’s response to ESMA’s Call for Evidence on pre-hedging
- AFME response to EBA consultation on draft technical standards on homogeneity of underlying exposures in simple, transparent and standardised securitisations
- AFME response to European Banking Authority Consultation Paper on revised recast draft retention Regulatory Technical Standards
- AFME-AGC Response to ESMA Call for Evidence on SRDII Implementation
- AFME Response to CP22/18: FCA Guidance on the Trading Venue Perimeter
- AFME-ISDA joint response to DP2/44 – The PRAs approach to policy
- AFME Response to FATF – Amendments to Recommendation 24 on Transparency and Beneficial Ownership of Legal Persons
- AFME Response to ESMA Consultation Paper on Market Outages
- AFME Final Response to BoE, FCA and PRA's Critical Third Parties Discussion Paper
- AFME Response to ESAs Call for Evidence on Greenwashing
- AFMEs Response to FCA’s Sustainability Disclosure Requirements and investment labels
- AFME Consultation Response to FCA CP22/26: Quarterly Consultation Paper No.38
- AFME Consultation Response DP522 – Artificial Intelligence and Machine Learning
- AFME response to EBA’s consultation on resolvability testing
- AFME Consultation Response to PRA CP12/22 Contingent Leverage
- Transition Plan Taskforce Disclosure Framework and Implementation Guidance
- AFME and ISDA joint response to HM Treasury, Short Selling Regulation Review: Call for Evidence
- GFMA response to IOSCO Compliance Carbon Markets Consultation Report
- AFME response to EBA draft GL on overall recovery capacity (ORC) in recovery planning
- AFME response to EU Insolvency Directive Proposal
- AFME Comments on the Proposed Rule 192 Under the Securities Act of 1933
- European Commission’s legislative proposals for a new Listing Act
- AFME-ISDA response to HMT Public consultation re Implementation of the Basel 3.1 standards
- AFME-ISDA response to PRA CP16/22 – Implementation of the Basel 3.1 standards
- AFME Response to PRA CP15/22 and FCA CP22/28 Remuneration: Ratio between fixed and variable components of total remuneration (‘bonus cap’) – 31 March 2023
- UK Finance/AFME response to IRR Call for Evidence
- AFME response to HMT's Crypto Consultation
- AFME response to EU Taxonomy Regulation Delegated Acts
- AFME response to the FCA’s discussion paper (DP 23/1)
- AFME Response to ACPR Discussion Paper
- AFME/UK Finance Response to PRA CP2/23 Moving Senior Managers Regime Forms from the PRA Rulebook – 28 Feb 2023
- AFME-UK Finance Response to PRA-FCA DP1/23 on the Review of the Senior Managers and Certification Regime – 31 May 2023
- AFME-UK Finance Response to HMT Call for Evidence on the Senior Managers and Certification Regime – 31 May 2023
- AFME Response to CBI Consultation Paper 153 ‘Enhanced Governance, Performance and Accountability in Financial Services
- AFME ISDA response on FRTB reporting - Final 21 June 2023
- Joint European Supervisory Discussion paper on DORA (Criticality Criteria for CTPPs)
- European Cybersecurity Certification Scheme for Cloud Services (EUCS)
- Joint Associations response to ESG ratings HM Treasury consultation
- UK Finance-AFME response to FCA CP23/10
- AFME response to Commission ESRS consultation
- EBA consultation on its draft Guidelines on the STS criteria for on-balance-sheet securitisations
- AFME Response to EBA Consultation on draft guidelines on resubmission of historical data
- EBA Consultation Paper on Draft Guidelines on the Benchmarking of Diversity Practices
- AFME response to the HMT Consultation on Short Selling in the Sovereign Debt and Credit Default Swaps market
- AFME Response to EBA DP on Machine Learning for IRB Models
- Consultation on Stamp Taxes on Shares modernisation
- AFME’s views on the UK VAT review on financial services
- AFME feedback in response to the proposed EU Council Directive to amend Directive 2011/16/EU on administrative cooperation in the field of taxation
- Feedback to the European Commission proposal for a directive laying down rules to prevent the misuse of shell entities for tax purposes
- AFME Feedback in Response to the European Commission’s Inception Impact Assessment: Review of VAT Rules for Financial and Insurance Services
- Exposure Draft: Amendments to the Classification and Measurement of Financial Instruments (Proposed amendments to IFRS 9 and IFRS 7)
- AFME Consultation Response - Digital Securities Sandbox
- AFME recommendations for the EU Retail Investment Strategy
- AFME Response to Commission ESG ratings regulation proposal
- DORA Draft RTS on Risk Management Framework
- DORA Draft RTS on Classification of Incidents
- DORA Draft RTS on Policy on ICT Services
- DORA Draft ITS on Register of Information
- AFME response to the consultation on legislative reform of the Terminal Markets Order
- AFME Response - Securitisation Regulations 2023 Draft SI
- AFME response to CBI Consultation Paper 154 on the Administrative Sanctions Procedure
- AFME Response to FCA Consultation Paper CP23/15
- AFME response to ESMA Consultation on the 1st Package of MiCA Technical Standards – 20 Sept 2023
- AFME Response to the FSB invitation for feedback on the effects of the G20 reforms on securitisation
- AFME response to the IASB Request for Information – Post Implementation Review of IFRS 9 - Impairment
- AFME response to AMF Discussion Paper on Decentralised Finance (DeFi) Trading Protocols and Governance Issues - 29 Sept 2023
- AFME response to the HMT consultation on reforming the Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) supervisory regime
- AFME/UK Finance response to TAC call for evidence on UK endorsement of ISSB standards
- AFME/UK Finance/CREFCE Response to PRA CP15/23 and FCA CP23/17
- AFME and ISDA response to EBA’s consultation on extraordinary circumstances for continuing the use of an internal model
- AFME response to ESMA Consultation on the 2nd Package of MiCA Technical Standards – 14 Dec 2023
- ESMA Call for Evidence on Shortening the Settlement Cycle - High-Level Remarks of European T+1 Task Force
- AFME Response to ESMA Consultation on the call for evidence on shortening of the settlement cycle
- AFME Response to PRA CP18/23 Diversity and inclusion in PRA-regulated firms – 15 Dec 2023
- AFME Response to FCA CP23/20 Diversity and inclusion in the financial sector – 15 Dec 2023
- AFME response to the European Commission targeted consultation on the implementation of the Sustainable Finance Disclosure Regulation (SFDR)
- AFME response to Transition Plan Taskforce Bank Sectoral Guidance
- AFME response to FCA Call for Input: Potential competition impacts from the data asymmetry between Big Tech and firms in financial services
- AFME, UK Finance and CREFC Europe response to PRA DP3/23 on securitisation capital requirements
- AFME response to AMI-SeCo SEG Survey on Barriers to Post Trade Integration
- AFME Response to HMT Consumer Composite Investments (Designated Activities) Regulations 2024 Statutory Instrument
- AFME response to IOSCO Leveraged Loan CLO Consultation – Good Practices for Consideration Consultation Report
- AFME response to EFRAG’s consultation on the draft ESRS Implementation Guidance
- Joint response to Basel Committee on Banking Supervision—Disclosure of cryptoasset exposures
- FCA and BoE Discussion Papers on Stablecoins
- AFME and ISDA Response to FCA CP 23/27 on commodity derivatives
- AFME Response to FCA Consultation Paper CP23/33
- AFME response to ESMA’s consultation for the review of the CSDR Cash Penalty Mechanism (Cover Note)
- AFME response to ESMA’s consultation for the review of the CSDR Cash Penalty Mechanism
- AFME proposals on the definition of Public and Private securitisation
- DORA Draft RTS on Oversight Harmonisation & Supervisory Cooperation
- DORA Draft RTS on Subcontracting
- DORA Draft RTS on TLPT
- DORA Draft RTS-ITS on incident reporting
- AFME and ISDA respond to EBA consultation on materiality of extensions and changes to IMA under FRTB
- AFME and ISDA respond to EBA consultation on Residual Risk Add-on under FRTB
- AFME Response to FCA Consultation Paper CP23/321
- AFME / ISDA joint letter responding to the European Banking Authority’s (EBA) Draft Regulatory Technical Standards on the Standardised Approach for Counterparty Credit Risk (SA-CCR)
- AFME and ISDA response to the EBA on profit and loss attribution requirements, risk factor modellability assessment, and the treatment of FX and commodity risk in the banking book
- AFME Response to EBA Pillar 3 Disclosure Consultation
- AFME Response to EBA Consultation Paper on supervisory reporting
- AFME Response to ESMA consultation Paper for MiCA implementation
- AFME Response to the consultation on Critical Third Parties to the UK financial sector (CP 26/23)
- GFMA response to IOSCO Voluntary Carbon Markets good practices consultation report
- GFMA Response to BCBS Consultation on Disclosure of Climate-related Financial Risks
- Joint Response to the ESMA Consultation on Disclosure
- GFMA response to the Basel Committee on Banking Supervision – Recalibration of shocks for interest rate risk in the banking book
- AFME-ISDA joint response to CP27/23 – The PRA’s future approach to policy
- GFMA joint associations response to BCBS Cryptoasset standard amendments consultative document
- AFME response to the EBA’s draft Guidelines on internal policies, procedures and controls to ensure the implementation of Union and national restrictive measures
- AFME comments on the FCA's Statement of Policy on disciplinary measures for Critical Third Parties (CTPs)
- AFME response to IASB on the Exposure Draft (ED) on Financial Instruments with Characteristics of Equity
- AFME Response to FCA Final Report Wholesale Market Data Study
- AFME response to EBA consultation on Draft Guidelines on the management of ESG risks
- AFME and UK Finance response to HMT’s Private Intermittent Securities and Capital Exchange System (PISCES)
- AFME comments on ESMA Consultations on Guidelines on Reverse Solicitation and the Conditions and Criteria for the Qualification of Crypto-Assets as Financial Instruments
- AFME comments on the EBA's Consultation on Implementing Technical Standards on supervisory reporting concerning operational risk
- AFME comments on the EBA’s Consultation on Implementing Technical Standards on public disclosures by institutions of the information on operational risk
- AFME-ISDA Response to FCA CP24/2, Our Enforcement Guide and Publicising Enforcement Investigations – a New Approach – 30 April 2024
- AFME and ISDA response to the EBA Draft RTS on conditions for determining whether an instrument attracting residual risk acts as a hedge
- AFME response to the UK Transition Finance Market Review (TFMR) Call for Evidence
- EBA Operational Risk Consultation on BI component
- AFME comments on Digital Securities Sandbox – joint Bank of England and FCA consultation
- AFME response to 2023 ESA's Art.44 Survey
- FCA CP 24/7- AFME response
- FCA 24/7 - AFME comparative analysis
- AFME response to EBA consultation on Draft Regulatory Technical Standards on the allocation of off-balance sheet items and UCC considerations under article 111(8) of Regulation (EU) No 575/2013
- AFME response to HM Treasury’s consultation on improving the effectiveness of the Money Laundering Regulations
- Joint response to the Basel Committee on Banking Supervision (BCBS) consultation on the global systemically important bank (G-SIB) revised assessment framework
- Joint UK Finance-AFME response to FCA CP23/10
- AFME comments on the Exposure Draft on Disclosures, Goodwill and Impairment Proposed amendments to IFRS 3 and IAS 36
- AFME response to the European Commission’s evaluation of the Directive on Administrative Co-operation in the Field of Direct Taxation
- AFME MiFIR Review - CP on Technical Standards related to Consolidated Tape Providers and DRSPs, and assessment criteria for the CTP selection procedure
- AFME MiFIR Review - CP on the amendment of RTS 2
- AFME MiFIR Review – CP on the RTS on reasonable commercial basis
- AFME Response - MiFIR Review - CP on the amendment of RTS 23
- Annex A to AFME Consultation Response on the ESMA CP on the amendment of RTS 2
- AFME drafting suggestions for the Draft RTS on the synchronisation of business clocks
- AFME Response to the Consultation Paper on Technical Advice on the Scope of CSDR Settlement Discipline
- AFME Response - EC Consultation on "AI in the Financial Sector"
- AFME Response – ESMA Consultation Package 3 – Section 2 (Introduction), Section 3 (Technical advice), Section 4 (RTS 1), Section 8 (Input/output data), Section 9 (RTS 2)
- AFME Response – ESMA Consultation Package 3 – SI ITS (Section 5), RTS 3 (Section 6), RTS 7 (Section 7)
- AFME Response – ESMA Consultation on Order Execution Policies
- AFME response to the FCA’s consultation on proposed amendments to Guidance on the treatment of politically exposed persons (PEPs)
- AFME response to EBA-ESMA Discussion Paper on Call for Advice on the investment firms prudential framework
- ISDA-AFME response to EBA consultation on Regulatory Technical Standards on CVA risk of securities financing transactions
- AFME response to EBA Consultation Paper on draft Implementing Technical Standards on joint decision process for certain prudential permissions
- AFME UK Finance Response to FCA's CP24-12
- AFME response to the UK Accelerated Settlement Taskforce’s consultation on Draft Recommendations Report
- AFME and AGC response to FMSB consultation on Draft of Standards for sharing Standard Settlement Instructions
- AFME Consultation Response on Bank of England Discussion Paper on its Approach to Innovation in Money and Payments
- Use of DLT and Tokenisation in Financial Markets - A Proposed Vision and Policy Recommendations
- AFME response to EBA consultation on draft ITS for resolution planning reporting
- AFME comments on the Exposure Draft on Climate-related and Other Uncertainties in the Financial Statements – Proposed illustrative examples
- AFME response to EC Consultation on macroprudential policy and NBFIs
- Targeted consultation on the functioning of the EU Securitisation Framework
- AFME Response to FATF consultation on AML CFT and financial inclusion
- AI Act Consultation - Definition of AI System and Prohibited Practices
- AFME Response to the Financial Services: Growth and Competitiveness Strategy
- AFME Response to CP 24/21: Investment Research Payment Optionality for Fund Managers
- AFME Securitisation Bank Capital Impact Analysis
- ESMA Call for Evidence on potential further steps towards harmonising rules on Civil Liability
- ESMA CP on draft technical advice concerning the Prospectus Regulation and metadata
- AFME response to PRA CP 13/24
- AFME Response – ESMA Consultation on Transaction Reporting (RTS 22) and Order Book Data (RTS24)
- AFME comments on the Exposure Draft on Equity Method of Accounting – IAS 28 Investment in Associates and Joint Ventures
- Article 5 Impact Analysis
- AFME response - CP14/24 on the Large Exposures Framework
- AFME Technical Comments – Draft UK ESG Ratings
- AFME Response to ESMA’s draft advice on amendments to MiFID Level 2 research provisions
- AFME response to FCA Discussion Paper on the future of the SI regime
- AFME Response to UK Green Taxonomy Consultation
- AFME Response to ESMA Consultation on Technical Advice on Listing Act implications
- AFME Response - FCA Discussion Paper 24/2: Improving the UK transaction reporting regime
- AFME/ISDA response to the FCA’s consultation CP 24/2 Part 2 ‘Greater transparency of our enforcement investigations’
- AFME comments on the Exposure Draft on Provisions – Targeted Improvements – Proposed amendments to IAS 37
- GFMA response to IOSCO Pre-Hedging Consultation
- AFME response FCA CP24/24 The MiFID Organisational Regulation – Chapter 3
- AFME Bank Capital Analysis – PRA CP13/24
- AFME Response to the joint FCA/PRA consultation papers on UK Incident Reporting & Outsourcing Registers (PRA CP 17/24 & FCA CP 24/28)
- AFME Response on the FCA Discussion Paper 24/4 – Regulating Cryptoassets: Admissions & Disclosures and Market Abuse Regime for Cryptoassets
- AFME response to ESMA CP on a EU Code of Conduct for Issuer Sponsored Research
- AFME Consultation response on FCA CP 2430 A new product information network for CCIs
- Solvency II and Bank Capital Impact Analysis - AFME’s Response to the Commission’s Call for Evidence on the EU Securitisation Framework
- AFME response to the European Commission consultation on amendments to the Taxonomy Delegated Acts
- AFME views on Sustainability Omnibus proposals
- AFME Response on the PRA/FCA Remuneration Reform Consultation Paper CP 16/24
- AFME Response on FCA CP 24/24: The MiFID Organisational Regulation.
- Joint Response to the ESMA consultation on private securitisation
- AFME response to the EBA’s consultation on draft Regulatory Technical Standards (RTS) on the calculation and aggregation of crypto exposure values under Article 501d(5) of the CRR
- AFME response to ESMA consultation on CSDR Settlement Discipline Regime RTS
- AFME Response to HM Government’s Request for Additional Information and Engagement on the Digital Gilt Instrument
- AFME and ISDA response – EBA consultation on its draft Guidelines on Environmental, Social and Governance (ESG) scenario analysis
- AFME response to the EC’s consultation on the application of the market risk prudential framework
- AFME response to EFRAG’s Call for Input on the revision of the European Sustainability Reporting Standards (ESRS)
- AFME response to the consultation on ‘Electronic invoicing: promoting e-invoicing across UK businesses and the public sector
- Consultation: Commission Guidelines to Clarify the Scope of the General-purpose AI Rules in the AI Act
- AFME comment on the European Banking Authority’s (‘EBA’) Consultation on ITS amending Commission Implementing Regulation EU 2016-2070 on Benchmarking
- AFME response to EBA Consultation on proposed RTS in the context of the EBA’s response to the European Commission’s Call for advice on new AMLA mandates
- AFME response to European Commission Consultation – Executive Summary
- AFME response to European Commission Consultation – Full Submission
- AFME response to EC commodity derivatives markets consultation
- AFME-FIA response to LME Consultation on Enhancing Liquidity
- AFME Response - Ransomware: Home Office proposals to increase incident reporting and reduce payments to criminals
- AFME and ISDA response to the European Commission EU ETS and MSR consultation
- AFME response to the UK Government consultation on Voluntary Carbon and Nature Markets: Raising Integrity
- AFME Response to LCR Call for Feedback
- Targeted stakeholder consultation on classification of AI systems as high-risk
- SRB consultation on Expectations on Valuation Capabilities
- SRB Operational guidance on resolvability testing
- ESMA Call for evidence on the retail investor journey: understanding retail participation in capital markets
- AFME Response on the European Commission's draft amendments to the Solvency II Delegated Regulation
- AFME response to the SI regime for bonds and derivatives including Discussion Paper on equity markets
- AFME comments on the PRA’s consultation on proposed amendments to the market risk framework
- AFME response on the FCA’s Consultation Paper 25/14: Stablecoin issuance and Cryptoasset Custody
- AFME comments on the PRA's consultation on its draft supervisory statement
- AFME and UK Finance response to Department for Business and Trade Exposure Drafts
- AFME Response to DESNZ consultation on transition plan requirements
- Joint UK Finance and AFME submission – Impact of application of the Consumer Duty on wholesale activities of banks and the case for reform
- Joint trade association response to the ESMA Call for Evidence (CfE) on a comprehensive approach for the simplification of financial transaction reporting
- AFME response to EBA’s Consultation Paper on ITS on disclosures of ESG risks, equity exposures and aggregate exposures to shadow banking entities
- AFME Comments on EU Commission Guidance on Article 133(5) CRR3
- AFME Response on the Joint ESAs Guidelines on ESG Stress Testing
- AFME Comments on EU Commission Guidance on Article 133(5) CRR3 (1)
- AFME Response on EBA consultation on RTS on acquisitions in credit institutions
- Position Papers
- Events
- Events Calendar
- Past Events
- 17th Annual High Yield Black Tie Dinner
- 12th Annual European Post Trade Conference
- AFME's Supervision and Integration Conference
- Next Step FX: Promoting Career Opportunities for Women in FX
- 3rd Annual Compliance and Legal Conference
- 14th Annual European High Yield Conference
- 14th Annual European Government Bond Conference
- 4th Women Leaders in Financial Infrastructure, in collaboration with DTCC
- 2nd Annual Capital Markets Technology and Innovation Conference
- 7th Annual Covered Bonds Market Conference, in cooperation with vdp
- Rome Investment Forum 2019, in cooperation with FeBAF
- 18th Annual High Yield Black Tie Dinner
- 11th Annual Spanish Capital Markets Conference, in collaboration with AEB
- Members' Briefing: MiFID 3 or is it 2.5?
- POSTPONED: Frankfurt Early Evening Seminar: High Yield and Leveraged Finance in Europe
- 5th Annual Equities Dinner
- Members' Briefing: COVID-19: How are European Capital Markets Coping?
- Webinar: How Has Lockdown Impacted the Mental Health of Wholesale Financial Markets Professionals?
- Members' Briefing: COVID19: The changing regulatory landscape – a conversation with ESMA
- Webinar: ESG Disclosure and Due Diligence: Through the Lens of Equity Capital Markets
- Completing the Capital Markets Union: key priorities and next steps
- Members' Briefing: How might COVID-19 drive the strategic technology transformation of wholesale markets?
- Digital Finance Breakfast: Driving European innovation in the Digital Age
- Webinar: Innovation in Workplace Mental Health, in collaboration with The City Mental Health Alliance
- 13th Annual European Post Trade Virtual Conference
- 4th Annual European Compliance and Legal Virtual Conference
- 15th Annual European Leveraged Finance Virtual Conference
- The state of CMU – What next for European capital markets?
- European Capital Markets Technology & Innovation Virtual Series
- 15th Annual European Government Bond Virtual Conference
- Webinar: Governance in Transition to Sustainable Finance
- Rome Investment Forum 2020, in co-operation with FEBAF and Bloomberg
- Webinar: Sizing and Resolving COVID-19 European Corporate Recapitalisation - Equity and Hybrid Markets Solutions
- Webinar: New EBA Loan Monitoring Guidelines – Alternatives for Leveraged Loans
- 12th Annual Spanish Capital Markets Virtual Conference, in collaboration with AEB
- Diversity Virtual Conference
- Webinar: Financing the Recovery: The Role of Financial Markets in Rebuilding the European Economy, in collaboration with BusinessEurope
- Webinar: ESG Disclosure Landscape for Banks and Capital Markets
- Post Pandemic Compliance: Preparing for What Happens Next
- AFME Webinar: A closer look at the MIFIR review - Achieving competitive equity markets in the EU
- AFME/OMFIF European Financial Integration Virtual Conference
- 3rd Annual European Capital Markets Technology and Innovation Virtual Conference
- 16th Annual European Leveraged Finance Conference
- A CMU that works for all investors: The role of the consolidated tape
- 5th Annual European Compliance and Legal Virtual Conference
- 14th Annual European Post Trade Virtual Conference
- CMU Webinar - Are we reaching a turning point for European capital markets?
- The Future of Sustainability in the European Securitisation Markets Virtual Conference
- Webinar: Investment Company Act section 3(c)(7) - Considerations for non- US issuers
- GFMA’s 2nd Annual Global Capital Markets Sustainable Finance Virtual Conference
- Future of UK Wholesale Financial Markets Conference
- Members' Briefing: Update on EU/UK Sanctions and the impact for European Capital Markets
- 5th Annual Equities Dinner (1)
- Navigating the MiFIR Review: (Part 2) Consolidated Tape & Market Data
- Frankfurt Seminar: High Yield and Leveraged Finance in Europe
- 19th Annual High Yield Black Tie Dinner
- 13th Annual Spanish Capital Markets Conference, in collaboration with AEB
- Paris Seminar: High Yield and Leveraged Finance in France
- AFME/OMFIF's 2nd Annual European Financial Integration Conference
- Breakfast Perspectives: Bank of England on Market Intelligence, and AFME Members on Rates Forecasts
- 17th Annual European Leveraged Finance Conference
- Operations, Post-Trade, Technology & Innovation Conference 2022 (OPTIC)
- 6th Annual European Compliance and Legal Conference
- 17th Annual European Government Bond Conference
- The long road to Capital Markets Union - how much progress have we made?
- Nature: The Next Frontier for Capital Markets
- Retirement Provision: The Importance of Efficient and Integrated Financial Markets
- The new UK Regulatory Framework: Planning for change in 2023
- The UK’s Future Financial Services Regulatory Regime for Cryptoassets – An AFME Virtual Roundtable
- AFME's 6th Annual Equities Dinner
- Warsaw Seminar: High Yield and Leveraged Finance in Europe
- Frankfurt Seminar: High Yield and Leveraged Finance in Europe (1)
- UK Residential Mortgage Finance Seminar and Networking Event
- Exploring the EIB DLT Bond Issues - Insights and Opportunities
- AFME/OMFIF's 3rd Annual European Financial Integration Conference
- Milan Seminar: High Yield and Leveraged Finance in Europe
- Taking stock: Will the MiFID/R Review make EU Equity Markets more competitive?
- OPTIC 2023 (Operations, Post-Trade, Technology & Innovation Conference)
- AFME's 18th Annual European Leveraged Finance and CLOs Conference
- AFME’s 18th Annual European Government Bond
- OPTIC 2024 (Operations, Post-Trade, Technology & Innovation Conference)
- Global ABS Summer Warm Up Series
- Global ABS Virtual 2020
- Global Financial Market Association’s Annual Conference on Sustainable Finance
- Webinar: High Yield and Leveraged Finance in Europe, in collaboration with Mayer Brown
- CSDR Forum – Preparing for the Trade Lifecycle Impact
- Global ABS 2021
- 16th Annual European Government Bond Virtual Conference
- The Sustainable Finance Landscape
- Rome Investment Forum 2021, in co-operation with FEBAF and Bloomberg
- European Sustainable Finance Conference
- AFME ELFA Teach-in Series: Calculating Covenant Capacity in Leveraged Finance Transactions
- Securitisation Forum: Last call for Europe in the context of economic recovery and European Financial Autonomy
- 26th Annual Global ABS Conference
- The Specialist Lenders' Forum on Private Credit Finance
- Next Step FX: The People, Products and Platforms Essential for the Future of FX
- AFME's 15th Annual Spanish Capital Markets Conference
- 2nd Annual European Sustainable Finance Conference
- AFME's 20th Annual High Yield Black Tie Dinner
- 27th Annual Global ABS Conference
- Climate Risk Stress Testing – What next for industry and supervisors?
- US T+1 – What should European firms be doing to prepare?
- 2nd Annual Investors' Conference on UK Mortgage Finance
- 7th Annual European Compliance and Legal Conference
- Key Performance Indicators: Sixth Edition – Scaling up Capital Markets
- SLF: Europe 2023™ Specialist Lender Finance Conference
- Perspectives on the EU and the UK Investment Research Reviews
- European Direct Lending and Middle Market Conference
- CRR3 - The finish line?
- AFME Bond Trading, Innovation and Evolution Forum
- AFME's UK Residential Mortgage Seminar and Networking Event
- AFME's 7th Annual Equities Dinner
- AFME's 15th Annual Spanish Capital Markets Conference (1)
- Frankfurt Seminar: High Yield and Leveraged Finance in Europe (2)
- AFME's 21st Annual High Yield Black Tie Dinner
- AFME's 3rd Annual European Sustainable Finance Conference
- AFME/OMFIF's 4th Annual European Financial Integration Conference
- 28th Annual Global ABS Conference
- Next Step FX: The People, Products and Platforms Essential for the Future of FX (1)
- AFME's High Yield and Private Debt Forum
- T+1 Update: What have we learned from the US? What’s next for Europe?
- The Future Bank of England Balance Sheet – managing its transition towards a new system for supplying reserves.
- The Annual UK Mortgage Finance Conference
- AFME's 8th Annual European Compliance and Legal Conference
- OPTIC 2024 (Operations, Post-Trade, Technology & Innovation Conference) (1)
- AFME's European High Yield and Private Debt Forum
- AFME’s 19th Annual European Government Bond Conference
- From the Capital Markets Union to the Savings and Investments Union
- ABSF Global 2024™ Asset Based/Specialist Lender Finance - The Next Tidal Wave of Opportunity
- Greenwashing Outlook: Legal & Regulatory Compliance and Risk Management Approaches
- European Private Credit Conference on Direct Lending
- AFME's UK Residential Mortgage Finance Seminar and Networking Event
- AFME's 8th Annual Equities Dinner
- Wholesale markets reforms in the EU and the UK – Key considerations for firms operating in wholesale secondary markets
- AFME's 16th Annual Spanish Capital Markets Conference
- Securitisation: What you need to know for the European Commission review of the securitisation framework
- AFME's 5th Annual European Financial Integration Conference
- 4th Annual European Sustainable Finance Conference
- 22nd Annual High Yield Black Tie Dinner
- AFME and FT Live's 29th Annual Global ABS Conference
- AFME's Women in Compliance and Legal Series
- Gear shift for European Equity Markets – What will it take to make Europe a leader?
- From proposal to progress – measuring the impact of EU securitisation reform
- CEE Capital Outlook: From Leveraged Finance to Private Debt
- AFME's European Compliance and Legal Conference 2025
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- US T+1 – What should European firms be doing to prepare?
- Climate Risk Stress Testing – What next for industry and supervisors?
- Exploring the EIB DLT Bond Issues - Insights and Opportunities
- Retirement Provision: The Importance of Efficient & Integrated Financial Markets
- Nature: The Next Frontier for Capital Markets
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- What would 'Brexit' mean for Europe's Capital Markets
- Bank Structural Reform
- MiFID: From legislation to implementation
- UK election: outcome and policy implications
- Fair and Effective Markets Review
- Guide to infrastructure financing
- Introduction to the AFME Pan-European SME Finance Guide
- STS Framework - a securitisation plan for Europe?
- Why equity markets matter?
- Total Loss Absorbing Capacity & G-SIFIs
- Bridging the growth gap
- Culture and ethics in banking
- Potential economic gains from reforming insolvency law in Europe
- Where next for post-trade?
- Securitisation: what are the solutions?
- The Future for Europe’s Capital Markets Post-Referendum
- Bank Structural Reform (1)
- European regulatory pipeline
- STS Securitisation: will the new framework deliver for Europe?
- The benefits of capital markets to high-potential EU economies
- AFME Members' Briefing call 2017 outlook with one year to go to MiFID II – Where are we now?
- Operational impacts of Brexit on wholesale banking and capital markets in Europe
- CMU – where are we now? Addressing Europe’s shortage of risk capital
- Key issues under the CRD5/ CRR2 Proposals
- A roadmap for integrated, safe and efficient post-trade services in Europe
- CMU mid-term review & latest securitisation update
- Bridging to Brexit – Insights from European SMEs, corporates and investors
- Cyber: an increasing risk globally and in the EU
- Brexit: Latest developments and what next?
- MiFID II: less than a month to go
- Simple, Transparent and Standardised securitisation – full steam ahead?
- GDPR compliance in financial services
- Capital Markets Union: Taking the next steps
- Impact of Regulation on Banks' Capital Markets Activities
- Phasing out IBORs: What does the transition to new risk-free rates mean for industry?
- The EU (Withdrawal) Act: Implications for industry
- Anti Money Laundering - Is a new regulatory framework needed?
- Brexit: Where are we now and what next?
- Ensuring operational readiness for a no-deal Brexit
- EU institutional changeover and what it means for Financial Services
- IBOR Transition - where are we now?
- Members' Briefing: MiFID 3 or is it 2.5?
- Members' Briefing: COVID-19: How are European Capital Markets Coping?
- Completing the Capital Markets Union: key priorities and next steps
- The state of CMU – What next for European capital markets?
- FAQs
- Members Only Resources
- Financial Transaction Taxes (FTT) Protocols
- AFME French FTT – Indemnity Protocol
- TFS Derivatives Ltd
- Hardcastle Trading AG
- JonesTrading International Ltd
- ADM Investor Services International Ltd
- Neonet Securities AB
- Tourmaline Partners LLC
- Tourmaline Europe LLP
- Aurel BGC
- INTL FCStone Financial Inc.
- Investec Wealth & Management Limited 01-09-2017
- Investec Wealth & Management (Channel Islands) Limited
- MAINFIRST BANK AG
- Oppenheimer Europe Ltd
- DeGiro BV
- Tavira Securities Limited
- CACEIS Bank
- Mirabaud Securities Limited
- WEBB Traders B.V.
- Brewin Dolphin
- BTIG Limited
- Banque et Caisse d'Epargne de l'Etat, Luxembourg
- Jane Street Capital LLC LEI
- Jane Street Options LLC LEI
- Old Mission Capital LLC
- Old Mission Markets LLC
- Whitman Howard Limited
- Vantage Capital Markets LLP
- JonesTrading Institutional Services LLC
- Goldman Sachs & Co. LLC
- Goldman Sachs International (GSIL)
- Credit Suisse AG
- Credit Suisse (Switzerland) Ltd
- HSBC Bank Plc
- LXM Finance LLP
- ACG Advisors (UK) LLP
- GFI Securities Limited
- BGC Brokers LP (including Mint Partners)
- Sunrise Brokers LLP
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Opera Trading Capital
- Liquidnet Asia Limited
- Liquidnet Australia Pty Ltd
- Liquidnet Canada Inc.
- Liquidnet Europe Limited
- Liquidnet Inc.
- Liquidnet Japan Inc.
- Cantor Fitzgerald Ireland Limited
- Credit Suisse International
- Squawker Limited
- Virtu Financial Europe Limited
- Virtu Financial Ireland Limited
- Olivetree Financial Limited
- Canaccord Genuity Inc.
- Daiwa Capital Markets Europe Limited
- Merrill Lynch Equity S.a.r.l.
- Canaccord Genuity Limited
- UniCredit Bank AG
- Investec Bank plc
- Elevation Trading Limited
- Elevation LLC
- Conventus Capital LLC
- Jefferies LLC
- Jefferies International Limited
- Ahorro Corporación Financiera S.V., S.A.U.
- Sanford C. Bernstein Limited
- Credit Industriel et Commercial S.A.
- ALANTRA EQUITIES SOCIEDAD DE VALORES, S.A
- Belfius Bank NV
- Schneider Trading Associates Limited
- Merrill Lynch International
- CLSA (UK)
- Tullett Prebon (Europe)
- Tullett Prebon (Securities) Limited
- Tullett Prebon Financial Services
- ICAP Securities Limited
- The Link Asset and Securities Company Limited
- Redburn (Europe) Limited
- Baader Bank Aktiengesellschaft
- Sanford C. Bernstein & Co., LLC
- Banque de Luxembourg SA
- KCG Europe Limited
- Hobart Capital Markets LLP
- Exane Derivatives
- Exane Inc
- Exane Ltd
- Exane SA
- Citigroup Global Markets Limited 12-Oct-2017
- HSBC Trinkaus & Burkhardt AG
- Cantor Fitzgerald & Co.
- Liberum Capital Limited
- GFI Securities LLC
- Stifel Nicolaus Europe Limited
- Forte Securities Limited
- Banca Profilo SpA
- Churchill Capital Ltd
- XBZ Limited
- Tower Research Capital Europe Ltd
- Investment Technology Group Limited
- Erik Penser Bank AB (publ) Swedish org.
- Louis Capital Markets LLP
- IMC Trading B.V.
- Kempen & Co N.V.
- ABN Amro N.V.
- Bloomberg Tradebook (Bermuda) Ltd.
- Bloomberg Tradebook Europe Limited
- Bloomberg Tradebook LLC
- Timber Hill (Europe) AG
- Pictet Global Markets (UK)
- BANCA AKROS SPA
- C&C Trading, LLC
- Joh. Berenger, Gassler& Co. KG
- Goodbody Stockbrokers
- Green Street Advisors (UK) Limited
- SG Options Europe
- Auriga Global Investors, S.V.,S.A.
- finnCap Ltd
- Done Hedge Fund
- Canadian Imperial Bank of Commerce
- AlgoEngineering Europe Limited
- Intermonte SIM S.p.A.
- Northern Trust Securities LLP
- Fidentiis Equities, S.V., S.A.
- UBS AG London Branch
- UBS Limited
- Instinet Europe Limited
- ICAP Corporates LLC
- Commerzbank Aktiengesellschaft (Commerzbank AG)
- Canadian Imperial Bank of Commerce London Branch
- Sun Trading LLC
- Banca Sella Holding S.p.A
- Barclays Capital Securities Limited
- Barclays Bank PLC
- Barclays Capital Inc
- CF Global Trading (UK) Ltd
- CF Global Trading LLC
- Makor Securities London Ltd.
- UBS Switzerland AG
- Tilney Investment Management Limited
- Peel Hunt LLP
- RIA Capital Markets Limited
- Macquarie Bank Limited
- Macquarie Capital (Europe) Limited
- Intermoney Valores SV SA
- Kyte Broking Limited
- Kyte Broking Limited (Paris Branch)
- Haitong Securities (UK) Limited
- Pershing Securities Limited
- Leonteq Securities AG
- Tradition Securities and Futures SA (TSAF) Paris
- TSAF SA London Branch
- TSAF OTC Paris
- Mako Global Derivatives Partnership LLP
- Mako Financial Markets Partnership LLP
- Sun Trading International, Ltd
- Morgan Stanley & Co LLC
- Morgan Stanley & Co. International plc
- Morgan Stanley Capital Products LLC
- Morgan Stanley Capital Services LLC
- Morgan Stanley France SA
- Banque Pictet & Cie SA
- Citadel Securities LLC
- MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.p.A
- AlterNet (UK) Limited
- Intermoney Valores, S.V., S.A - Sucursal em Portugal
- BTIG, LLC
- Svenska Handelsbanken AB (publ)
- Cenkos Securities plc
- RBC Europe Limited
- J&E Davy
- Jane Street Financial Limited
- KBC Securities NV
- Scotiabank Europe plc
- The Bank of Nova Scotia
- Equita Sim S.p.A
- ODDO BHF SCA
- FNY Partners Fund LP
- FNY Managed Accounts LLC
- Infinity Capital Markets Limited
- Instinet Canada Limited
- Capital Institutional Services, Inc.
- Citadel Securities (Europe) Limited
- AUTONOMOUS RESEARCH LLP
- Jefferies Execution Services, Inc.
- MPS CAPITAL SERVICES BANCA PER LE IMPRESE SPA
- MUFG Securities EMEA pie (formerly Mitsubishi UFJ Securities International pk)
- Sociedade Aberta
- Caixa Economica Montepio Geral
- Kepler Cheuvreux, societe anonyme
- Kepler Capital Markets, Inc.
- Kepler Cheuvreux, London Branch
- ING Bank NV Belgian Branch
- Deutsche Bank AG London Branch
- Gair Loch Enterprises Ltd
- Santander Investment Bolsa, Sociedad de Valores SAU
- Nomura International plc
- Credit Suisse Securities (USA) LLC
- KNG Securities LLP
- Caixa economica bancaria S.A.
- BMO Capital Markets Limited
- Susquehanna International Securities Limited
- Winterflood Securities Limited
- ORA Traders B.V.
- Deutsche Bank AG Frankfurt
- Barclays Bank (Suisse) SA
- Deutsche Bank Securities Inc.
- Cantor Fitzgerald Europe
- Credit Suisse Securities (Europe) Limited
- Gallardo Securities Limited
- ING Bank N.V. Amsterdam Head office
- Weeden & Co LP
- CREDIT SUISSE AG SUCURSAL EN ESPANA
- Credito Emiliano S.p.A.
- Arian Financial LLP
- J.P. Morgan Securities plc
- J.P. Morgan Securities LLC
- CLSA Global Markets Pte Ltd
- Robert W. Baird & Co. Incorporated
- BNP Paribas Arbitrage
- BNP Paribas
- Banco Bilbao Vizcaya Argentaria, S.A.
- The Seaport Group Europe LLP
- Citi Order Routing and Execution LLC.
- Citigroup Global Markets Inc.
- Citigroup Derivatives Markets Inc.
- BANCA IMI S.p.A.
- COWEN INTERNATIONAL LIMITED
- COWEN EXECUTION SERVICES LIMITED
- COWEN EXECUTION SERVICES LLC
- Market Wizards B.V.
- Flow Traders B.V.
- Maven Derivatives Ltd
- Sun Hung Kai Financial (UK) Ltd (formally North Square Blue Oak Ltd)
- HPC London branch
- HPC SA
- Banco de Investimento Global S.A.
- Instinet, LLC
- Patria Finance, a.s.
- CIGOGNE MANAGEMENT S.A.
- Optiver VOF
- AFS Equity & Derivatives B.V.
- Linear Investments Limited
- Bank Vontobel AG
- Redburn (USA) LLC
- ITG, Inc
- King & Shaxson Limited
- PhillipCapital UK Limited
- Nordea Bank AB (publ), Finnish Branch
- Nordea Bank AB {publ), filial i Norge
- Nordea Bank AB Puhl
- Nordea Danmark, Filial af Nordea Bank AB(publ), Sverige
- Oscar Gruss & Son Incorporated
- Skandinaviska Enskilda Banken AB (publ)
- ED&F Man Capital Markets Limited
- FINCOR – Sociedade Corretora, SA
- Banco Portugues de Investimento, S.A. - Sucursal en Espafia
- Banco Portugues de Investimento, S.A.
- Banco BPI, S.A.
- BANCA INTERMOBILIARE DI INVESTIMENTI E GESTIONI S.p.A.
- Banque Internationale à Luxembourg S.A.
- Xconnect Trading Limited
- Mizuho International plc
- SOCIETE DE BOURSE GILBERT DUPONT
- Panmure Gordon (UK) Limited
- Wolverine Trading UK Limited
- INTERNATIONAL STRATEGY & INVESTMENT (UK) LIMITED
- Banca Euromobiliare S.p.A
- Baader Helvea Inc.
- Baader Helvea Ltd
- Baader Helvea AG
- DNB Bank ASA
- Mariana UFP LLP
- JB Capital Markets, S.V., S.A.U.
- Banca Aletti & C.S.p.A
- Barclays Investment Solutions Limited
- NATIXIS, London Branch
- NATIXIS
- NATIXIS Zweigniederlassung Deutschland
- BRED BANQUE POPULAIRE
- Numis Securities Ltd
- M&T Securities Inc.
- MCAP LLC
- BinckBank N.V.
- Societe Generale
- Descartes Trading
- Raymond James and Associates
- BNYM Capital Markets EMEA Limited
- Merrion Stockbrokers Limited
- Wolfgang Steubing, Wertpapierhandelsbank
- Argon Financial Limited
- Santander UK plc
- Old Mission Europe LLP
- Virtu Americas LLC
- Sucden Financial Limited
- Virtu Financial BD LLC
- Virtu Financial Capital Markets LLC
- ABN AMRO Bank N.V., Belgian Branch
- Goodbody Securities Inc
- Da Vinci Derivatives BV
- Cecabank S.A
- Zurcher Kantonalbank
- Octo Finances SA
- NEXI S.p.A.
- NEXI S.p.A. (change of business name)
- Bloomberg Tradebook Europe Limited (withdrawal letter)
- Bloomberg Tradebook (Bermuda) Ltd. (Change of Address of Agent for Service of Process)
- Bloomberg Tradebook LLC (Change of Address of Agent for Service of Process)
- Linear Investment Ltd - Withdrawal Letter
- FCS Capital Markets Ltd
- KBC BANK NV
- Xconnect Market Maker LLP
- GVC GAESCO BEKA, S.V., S.A.
- Weeden Prime Services LLC
- Societe Generale International Limited
- Haitong International (UK) Limited
- Mint Tower Capital Management B.V.
- Stichting Juridisch Eigendom Mint Tower Arbitrage Fund
- Mirabaud Securities Limited (change of contact details)
- Quantlab Europe BV
- Credit Suisse Equities (Australia) Limited
- Instinet Australia PTY Limited
- Instinet Pacific Limited
- Outset Global LLP
- Outset Global Trading Limited
- ITG Australia Limited
- COWEN AND COMPANY, LLC
- Saxo Bank AS
- Morgan Stanley Australia Securities Limited
- Credit Suisse (Hong Kong) Limited
- Morgan Stanley Europe SE
- Haitong International (UK) LTD (change of contact details)
- Hudson River Trading Europe Ltd
- Nomura Financial Products Europe GmbH
- Banco Santander S.A. London Branch
- Liquid Alpha Ltd
- Liquid Capital Markets Ltd
- Avalon Capital Partners Limited
- Auriga Capital Limited
- Citadel Securities GCS (Ireland) Ltd
- Banco Santander SA
- J.P. Morgan Securities Australia Ltd
- Daiwa Capital Markets Deutschland GmbH
- J.P. Morgan AG
- ODDO BHF Aktiengesellschaft
- Intermoney Valores Sociedade de Valores SA - Sucursal em Portugal - cease to be an ISP
- Jefferies GmbH
- Credit Suisse Securities SV SA
- Jump Trading International Ltd
- Jump Trading Europe BV
- UBS Europe SE
- Credit Agricole CIB
- Bank Degroof Petercam
- BofA Securities Europe SA 07-Mar-2019
- Barclays Bank Ireland Plc
- Merrill Lynch Equity Sarl - Withdrawal Letter
- Liquidnet EU Ltd
- Instinet Germany GmbH
- Tower Research Capital Europe BV
- Citigroup Global Markets Europe AG
- Mako Derivatives Amsterdam BV
- Goldman Sachs Bank Europe SE
- Goldman Sachs Bank Europe SE (London Branch)
- Goldman Sachs International (Paris Branch)
- HRTEU Ltd
- DRW Europe BV
- BofA Securities Inc
- Interactive Brokers (UK) Ltd
- Abbey National Treasury Services plc
- GTS Securities LLC
- GTS Securities Europe Ltd
- Bank of Montreal
- China International Capital Corporation (UK) Limited
- Sova Capital Limited
- HSBC France
- Bankinter S.A.
- The Toronto-Dominion Bank
- TD Global Finance Unlimited Company
- Toronto Dominion (South East Asia) Limited
- XBZ Limited Change of Address
- Flow Traders B.V. (London Branch) - Change of process agent
- Flow Traders Asia Pte. Ltd. - Change of process agent
- Piper Jaffray & Co.
- Landesbank Baden-Württemberg
- Kyte Broking Limited Change of Contact Details
- RBC Capital Markets (Europe) Gmbh
- Market Securities (France) SA
- Panthera Investment GmbH
- Bank Julius Baer & Co. Ltd.
- Canaccord Genuity LLC - Notice of Change
- Van Lanschot Kempen Wealth Management N.V.
- FCS Capital Markets Limited (Change of Contact Details)
- JFD Bank AG
- Xconnect Trading Limited (Change of Address)
- Danske Bank
- JonesTrading International Limited (Change of Address)
- Cognitive Capital LLC
- Tavira Monaco SAM
- Exane SA Updated Letter
- Exane SA UK Branch
- Exane SA German Branch
- Exane Derivatives Updated Letter
- Exane Limited Updated Letter
- Exane Inc Updated Letter
- Sigma Broking Ltd
- Jane Street Execution Services LLC
- TP ICAP (Europe) SA
- Investec Europe Limited
- Mariana UFP SAS
- Bloomberg Tradebook LLC Withdrawal Letter
- Stonex Financial Inc Name Change Formerly known as INTL FCStone Financial Inc 23-Dec-2020
- Bloomberg Tradebook (Bermuda) Ltd Withdrawal Letter
- Optiver VOF Change of process agent
- HSBC Continental Europe Name Change Formerly Known as HSBC France
- HSBC Continental Europe - Change of Address
- Flow Traders US LLC
- Shore Capital Stockbrokers Limited
- FINOVESTA GMBH
- Bernstein Autonomous LLP Name Change Formerly Known as Autonomous Research LLP
- Bestinver SV, S.A. Name Change Formerly Known as Fidentiis Equities S.V. S.A.
- Intermonte SIM S.p.A. - Change of process agent
- Jane Street Financial Limited Change of Address Notice
- Bernstein Autonomous LLP Change of Contact Details
- Cantor Fitzgerald Ireland Limited Change of Contact Details
- Banco Bilbao Vizcaya Argentaria, S.A. Change of Contact Details
- JB Capital Markets, S.V., S.A.U. Change of Contact Details
- MCAP LLC Change of Contact Details
- Caixa Economica Montepio Geral Change of Contact Details
- Caixa Economica Bancaria SA Change of Contact Details
- Tourmaline Europe LLP Change of Contact Details
- Tourmaline Partners LLC Change of Contact Details
- IBKR Financial Services AG Name Change Formerly Known as Timber Hill (Europe) AG and Change of Contact Details
- Alantra Equities Sociedad de Valores S.A. Change of Contact Details
- FCS Capital Markets Limited Change of Address Details
- Van Lanschot Kempen Wealth Management N.V. Name Change Formerly Known as Kempen & Co N.V.
- Piper Sandler & Co Name Change Formerly Known as Piper Jaffray & Co 03-Mar-2021
- DRW Global Markets Ltd Name Change Formerly Known as Gair Loch Enterprises Ltd
- Tavira Securities Limited Change of Contact Details
- Hobart Capital Markets LLP Change of Contact Details
- JonesTrading Institutional Services LLC Change of Contacts Details
- Market Wizards B.V. Change of Contact Details
- HRTEU Limited Change of Contact Details
- WEBB Traders B.V. Change of Contact Details
- Green Street Advisors (UK) Limited Withdrawal Letter
- GVC GAESCO Valores SV SA Name Change Formerly Known as GVC GESCO BEKA
- GVC GAESCO Valores SV SA Change of Contact Details
- ODDO BHF Corporates & Markets AG
- CIGOGNE MANAGEMENT S.A. Change of Contact Details
- Nomura International plc Change of Contact Details
- Liquidnet EU Ltd Change of Contact Details
- Liquidnet Europe Limited Change of Contact Details
- Liquidnet Canada Inc. Change of Contact Details
- Liquidnet Japan Inc. Change of Contact Details
- Liquidnet Inc. Change of Contact Details
- Liquidnet Asia Limited Change of Contact Details
- Liquidnet Australia Pty Ltd Change of Contact Details
- Old Mission Capital LLC Change of Contact Details
- Old Mission Markets LLC Change of Contact Details
- Jefferies LLC Change of Contact Details
- Old Mission Europe LLP Change of Contact Details
- Saxo Bank A/S Change of Contact Details
- Sea Cliff Investments Limited
- Bank Vontobel AG Change of Contact Details
- Peel Hunt LLP Change of Contact Details
- Flow Traders B.V. Change of Contact Details
- Tower Research Capital Europe Ltd Change of Contact Details
- Cantor Fitzgerald & Co Change of Contact Details
- Capital Institutional Services Inc Change of Contact Details
- Raymond James and Associates Change of Contact Details
- UBS Switzerland AG Change of Contact Details
- Banque de Luxembourg SA Change of Contact Details
- Avalon Capital Partners Limited Change of Contact Details
- Maven Derivatives Limited Withdrawal Letter
- Zurcher Kantonalbank Change of Contact Details
- Ahorro Corporación Financiera S.V., S.A.U. Withdrawal Letter
- Credit Suisse Securities (Europe) Limited Change of Contact Details
- Credit Suisse International Change of Contact Details
- Virtu ITG Europe (ITGL) Name Change Formerly Known as Investment Technology Group Limited
- Panmure Gordon (UK) Limited Change of Contact Details
- Zenith Trading Oy
- Zenith Trading Oy Change of Process Agent
- Joh. Berenberg, Gassler & Co. KG Change of Contact Details
- Bryan Garnier Securities
- Bryan Garnier & Co Limited
- Liberum Capital Limited Change of Contact Details
- Brewin Dolphin Limited Change of Contact Details
- J&E Davy Change of Contact Details
- FNY Partners Fund LP Change of Contact Details
- FNY Managed Accounts LLC Change of Contact Details
- Infinity Capital Markets Ltd Change of Contact Details
- Olivetree Financial LLC
- Olivetree Financial Limited Change of Contact Details
- Olivetree Financial LLC Change of Contact Details
- DZ Bank AG
- ADM Investor Services International Ltd Change of Contact Details
- Banca Intermobiliare di Investimenti e Gestioni S.p.A. Change of contact Details
- Banca Akros S.p.A. Change of Contact Details
- JFD Bank AG Change of Contact Details
- Sova Capital Limited Change of Contact Details
- ORA Traders B.V. merged with Market Wizards B.V. Update Letter
- The Seaport Group Europe LLP Change of Contact Details
- Jump Trading Europe B.V. Updated Letter
- Mizuho International PLC Change of Contact Details
- Redburn (Europe) Limited Change of Contact Details
- Vantage Capital Markets LLP Change of Contact Details
- Cecabank, S.A. Change of Contact Details
- Greenleys Merchant Bank LLP Name Change Formerly Known as LXM Finance LLP
- Daiwa Capital Markets Europe Ltd Change of Contact Details
- Jane Street Netherlands B.V.
- Renta 4 Banco, S.A.
- Xconnect Market Maker LLP Withdrawal Letter
- TFS Derivatives Ltd Change of Contact Details
- Evercore ISI International Limited Name Change Formerly know as International Strategy & Investment (UK) Ltd
- Walleye Trading LLC
- Credit Suisse Bank (Europe) SA Name Change Formerly Known as Credit Suisse Securities
- Da Vinci Derivatives BV Change of Contact Details
- Quantlab Europe B.V. Withdrawal Letter
- Bank Julius Baer & Co., Guernsey Branch
- Bank Julius Baer & Co., Hong Kong Branch
- Bank Julius Baer & Co., Singapore Branch
- Bank Julius Baer Europe S.A.
- Bank Julius Baer (Monaco) S.A.M.
- Julius Baer Bank (Bahamas) Ltd
- Intesa Sanpaolo S.p.A. Change Formerly Known as Banca IMI S.p.A.
- Deutsche Bank AG, London Branch Change of Contact Details
- StoneX Group Inc (USA)
- StoneX Financial Ltd (UK)
- Cantor Fitzgerald Europe Change of Contact Details
- BGC Brokers LP Change of Contact Details
- Elevation LLC Change of Contact Details
- ED&F Man Capital Markets Limited Withdrawal Letter
- Armira Capital Limited
- Liquid Capital Markets Ltd Withdrawal Letter
- Julius Baer Bank (Bahamas) Ltd Withdrawal Letter
- JonesTrading International Limited Change of Address
- Jefferies Execution Services, Inc. merged with and into Jefferies LLC
- Sanford C. Bernstein (Hong Kong) Limited
- Liquid Alpha Ltd Withdrawal Letter
- Leonteq Securities AG Change of Contact Details
- ING Bank N.V. London Branch
- Everbright Sun Hung Kai (UK) Company Limited Name Change Formerly Known as Sun Hung Kai Financial (UK) Ltd
- Leonteq Securities AG, Amsterdam Branch
- BMO Capital Markets Limited Change of Contact Details
- AxTrade Ltd
- RIA Capital Markets Limited Change of Contact Details
- CACEIS Corporate Trust
- CACEIS Bank Spain
- flatexDEGIRO Bank AG Dutch Branch
- flatexDEGIRO Bank AG Name Change Formerly Known as DeGiro BV
- Redburn (France) SA
- BANCO BPM S.p.A
- Argon Financial Limited - Updated Letter
- Daiwa Capital Markets Deutschland GmbH Change of Contact Details
- Evercore ISI International Limited Withdrawal Letter
- Pictet Global Markets (UK) Limited Withdrawal Letter
- TP ICAP Markets Limited Name Change Formerly Known as ICAP Securities Limited
- ICAP Corporates LLC Change of Contact Details
- Louis Capital Markets UK LLP Change of Contact Details
- TP ICAP Markets Limited (formerly ICAP Securities Limited) Change of Contact Details
- TP ICAP (Europe) SA Change of Contact Details
- Tullett Prebon (Europe) Limited Change of Contact Details
- Tullett Prebon Financial Services LLC Change of Contact Details
- Tullett Prebon Securities Limited Change of Contact Details
- The Link Asset & Securities Company Limited Withdrawal Letter
- Haitong International (UK) Limited Withdrawal Letter
- Haitong International (UK) Limited Name Change Formerly Known as Haitong Securities (UK) Limited
- Weeden & Co LP Withdrawal Letter
- Weeden Prime Services LLC Withdrawal Letter
- NEXI S.p.A. Withdrawal Letter 2-Dec-2021
- Wolverine Trading UK Limited Withdrawal Letter
- XBZ Limited Withdrawal Letter
- AFS Equity & Derivatives B.V. Withdrawal Letter
- RIA Capital Markets Limited Withdrawal Letter
- Makor Securities Paris SAS
- Sucden Financial Limited Withdrawal Letter
- Erik Penser Bank AB Withdrawal Letter
- Van Lanschot Kempen N.V. Name Change Formerly Known as Van Lanschot Kempen Wealth Management N.V.
- King & Shaxson Limited Withdrawal Letter
- PhillipCapital UK Limited Withdrawal Letter
- J.P. Morgan SE Name Change Formerly Known as J.P. Morgan AG
- Whitman Howard Limited Withdrawal Letter
- Arian Financial LLP Withdrawal Letter
- Boerboel Trading L.P.
- Kerdos Investment-AG TGV
- Sub-fund Kerdos 1
- Sub-fund Kerdos 2
- AlgoEngineering Europe Limited Withdrawal Confirmation
- Auriga Global Investors, S.V., S.A. Withdrawal Confirmation
- Banco BPI SA Withdrawal Confirmation
- Banco Portugues de Investimento, S.A. – Sucursal en Espana Withdrawal Confirmation
- Banco Portugues de Investimento, S.A. Withdrawal Confirmation
- Done Hedge Fund Withdrawal Confirmation
- Fincor - Sociedade corretora, SA Withdrawal Confirmation
- Schneider Trading Associates Limited Withdrawal Confirmation
- Squawker Limited Withdrawal Confirmation
- Sun Trading International, Ltd Withdrawal Confirmation
- Sun Trading LLC Withdrawal Confirmation
- BTIG Limited Change of Address
- AxTrade Ltd Withdrawal Confirmation
- Virtu Financial Capital Markets LLC Withdrawal Letter
- Virtu Financial BD LLC Withdrawal Letter
- Infinity Capital Markets Ltd Withdrawal Letter
- FNY Managed Accounts LLC Withdrawal Letter
- FNY Partners Fund LP Withdrawal Letter
- TP ICAP Broking Limited Name Change Formerly Known as Tullett Prebon (Securities) Limited
- Parhelion Ltd
- Gallardo Securities Limited Change of Address
- Tavira Financial Limited Name Change Formerly Known as Tavira Securities Limited LLP
- Hardcastle Trading AG Withdrawal Letter
- Cenkos Securities plc Withdrawal Letter
- Market Securities (Dubai) Limited
- Dinosaur Merchant Bank Limited
- CACEIS Bank Change of Address
- Everbright Securities (UK) Company Ltd Name Change Formerly Known as Everbright Sun Hung Kai (UK) Company Ltd
- Everbright Securities (UK) Company Limited Withdrawal Letter 2-Nov-2022
- All Options International B.V.
- Banca Investis Spa Name Change Formerly Known as Banca Intermobiliare di Investimenti
- Zenith Trading Oy Withdrawal Letter
- Greenleys Merchant Bank LLP Withdrawal Letter
- Da Vinci Derivatives BV Withdrawal Letter
- Oppenheimer Europe Ltd Withdrawal Letter
- Auriga Capital Limited (1)
- HPC London Branch Withdrawal Letter
- HPC Name Change Formerly Known as HPC SA
- Marex Financial
- HSBC Trinkaus & Burkhardt GmbH Name Change Formerly Known as HSBC Trinkaus & Burkhardt AG
- TFS Derivatives Ltd Change of Contact Details (1)
- FCS Capital Markets Limited Withdrawal Confirmation
- Olivetree Financial Limited Withdrawal Confirmation
- Olivetree Financial LLC Withdrawal Confirmation
- Bank of Montreal Europe plc
- Bank Degroof Petercam S.A. Updated Adherence Letter
- Clear Street Markets LLC
- Virtu Europe Trading Ltd Name and Address change Formerly Known as Virtu ITG Europe Limited
- The Vertical Trading Group LLC
- Jump Trading Europe BV Change of Address
- BANCA MONTE DEI PASCHI DI SIENA SPA
- MPS CAPITAL SERVICES BANCA PER LE IMPRESE SPA Updated Adherence Letter
- ABN AMRO Bank N.V. Change of Contact Details
- MPS Capital Services Banca Per Le Imprese Spa merged with and into Banca Monte Dei Paschi Di Siena Spa - Updated Letter
- BNP Paribas Arbitrage SNC Updated Letter
- BNP Paribas SA Updated Letter
- Peel Hunt Europe Fondsmæglerselskab A/S
- Scotiabank (Ireland) DAC
- Interactive Brokers Ireland Limited
- AFS Execution Services B.V.
- GVC Gaesco Valores S.V.S.A Updated Adherence Letter
- UBS Securities LLC
- TP ICAP E&C Ltd name change formerly known as Tullett Prebon (Europe) Ltd
- HSBC Continental Europe S.A., Germany Name Change Formerly Known as HSBC Trinkaus & Burkhardt GmbH
- Headlands Technologies Europe B.V.
- Exane SA Withdrawal Letter
- Exane SA UK Branch Withdrawal Letter
- Exane SA German Branch Withdrawal Letter
- Exane Derivatives Withdrawal Letter
- Exane Inc Withdrawal Letter
- Exane Limited Withdrawal Letter
- Tradition London Clearing Ltd
- Cavendish Capital Markets Ltd Name Change Formerly known as FinnCap Ltd
- Bestinver SV S.A Updated Office Address
- Cavendish Securities Plc
- Marex Prime Services Ltd name change formerly known as Cowen International Ltd
- Raymond James Financial International Limited
- UniCredit Bank GMBH Name Change formerly known as UniCredit Bank AG
- Panmure Gordon (UK) Limited Change of Contact Details (1)
- Bernstein Institutional Services LLC
- TFS Derivatives Ltd Change of Contact Details (2)
- UBS Limited Withdrawal Letter
- StoneX Financial Ltd Withdrawal Letter
- Roemer Capital (Europe) Limited
- Jump Trading LLC Updated Letter
- Royal Bank of Canada, London Branch
- Outset Global (Hong Kong) Limited
- Alvar Financial Services Limited
- FCS Capital Markets Limited
- TP ICAP Global Markets Americas LLC Name Change formerly known as Tullett Prebon Financial Services LLC
- BNP Paribas Financial Markets Name Change formerly known as BNP Paribas Arbitrage
- Credit Suisse AG Withdrawal Letter
- Credit Suisse AG Sucursal En Espana Withdrawal Letter
- Credit Suisse (Switzerland) Ltd. Withdrawal Letter
- Summit Securities Group LLC Name Change formerly known as Clear Street Markets LLC
- Mirabaud Securities Limited Withdrawal Letter
- Sanford C Bernstein & Co., LLC Withdrawal Letter
- Sanford C. Bernstein Limited Withdrawal Letter
- Marex SA Name Change formerly known as HPC SA
- Pershing Securities International Limited
- Panmure Liberum Capital Limited Name Change formerly known as Liberum Capital Limited
- Panmure Liberum Limited Name Change formerly known as Panmure Gordon (UK) Limited
- Avalon Capital Partners Limited Withdrawal Letter
- Stifel Europe Bank AG Name Change Formerly Known as MainFirst Bank AG
- Stifel Europe AG Name Change Formerly Known as Stifel Europe Bank AG
- ODDO BHF SE Name Change Formerly Known as ODDO BHF Aktiengesellschaft
- Argon Financial Limited Withdrawal Letter
- TD Execution Services Ltd Name Change Formerly Known as Cowen Execution Services Ltd
- Sigma Broking Ltd Withdrawal Letter
- Lang & Schwarz TradeCenter AG & Co. KG
- Lang & Schwarz Aktiengesellschaft
- Mirae Asset Securities (UK) Ltd
- Conventus Capital LLC Withdrawal Confirmation
- StoneX Financial Inc (USA)
- BPM Trading Limited
- Clear Street UK Limited
- Morgan Stanley Smith Barney LLC
- Goldenberg Hehmeyer LLP
- GHCO Europe Single Member Societe Anonyme for the Provision of Investment Services
- Quantum Edge Investments Limited
- Cabrera Capital Markets LLC
- Scalable Capital GmbH
- DV Equities LLC
- BSG France SA
- Joh. Berenberg, Gossier & Co. KG Change of Contact Details
- Investec Wealth & Investment Ltd Notice of Ceasing to be IS Provider
- Investec Wealth & Investment (Channel Islands) Ltd Notice of Ceasing to be IS Provider
- Clear Street LLC
- AFME Italian FTT - Equities Indemnity Protocol
- ABN AMRO Bank N.V. - Change of contact details
- ABN AMRO Bank N.V.
- ACG Advisors (UK) LLP
- ACON Actienbank AG 17-May-2013
- ADG Market Making LLP 03-Nov-2015
- Ahorro Corporacino Financiera 07-Jan-2014
- Ahorro Corporacion Financiera - Name spelling correction 14-Feb-2014
- Aldersgate Global Investments Limited 06-Mar-2013
- AlgoEngineering Europe Limited 25-Sep-2013
- AlterNet (UK) Limited 13-Jan-2014
- Alternet Securities, Inc 28-Feb-2013
- AQX Securities GmbH 06-Mar-2013
- Aurel BGC 04-Mar-2013
- Auriga Global Investors, S.V.S.A. 23-Jun-2015
- Automated Trading Desk Financial Services 07-Mar-2013
- Autonomous Research LLP 28-Feb-2013
- Autonomous Research LLP change of address 05-Jul-2013
- Aviate Global (US) LLP 04-Mar-2013
- Aviate Global LLP 04-Mar-2013
- Baader Bank Aktiengesellschaft 05-Mar-2013
- Banca Akros SpA 03-Apr-2013
- Banca Aletti and C SpA - Change of Address - 11-Dec-2013
- Banca Aletti and C SpA 07-Jun-2013
- Banca IFIGEST S.p.A. 05-Mar-2013
- Banca IMI S.p.A. 02-Apr-2013
- Banca Profilo SpA 26-Mar-2013
- Banca Sella Holding SpA 10-Apr-2013
- Banco BPI, S.A. – Succursale France 01-Mar-2013
- Banco BPI, S.A. (Head office) 01-Mar-2013
- Banco Portugues de Investimento, S.A. - Sucursal en Espana 01-Mar-2013
- Banco Portugues de Investimento, S.A. (Head office) 01-Mar-2013
- Merrill Lynch, Pierce, Fenner & Smith Inc
- Banque de Luxembourg S.A. 28-Feb-2013
- Barclays Bank Plc 28-Feb-2013
- Barclays Capital Securities Limited 28-Feb-2013
- BGC Brokers LP (including Mint Partners) 28-Feb-2013
- BinckBank N.V. 06-Jun-2014
- biw Bank fur Investments und Wertpapiere AG 08-Mar-2013
- Bloomberg Tradebook Europe Limited 28-Feb-2013
- Bloomberg Tradebook LLC - Withdrawal Letter 07-Mar-2013
- Bloomberg Tradebook LLC 09-Apr-2013
- BMO Capital Markets Limited 10-Apr-2013
- BNP Paribas Arbitrage SNC 22-Mar-2013
- BNP Paribas Equities France SA 10-Apr-2013
- BNP Paribas SA 27-Mar-2013
- BNY Mellon Capital Markets EMEA Limited 23-Apr-2013
- Brewin Dolphin Limited 02-Apr-2013
- Bryan Garnier and Co Limited 16-May-2014
- BTIG Limited 28-Feb-2013
- CACEIS Bank France 23-Jun-2014
- Caixa Economica Montepio Geral 01-Mar-2013
- Canaccord Genuity Limited 28-Feb-2013
- Canaccord Genuity Limited Dublin branch 28-Feb-2013
- Canaccord Genuity Limited Milan branch 28-Feb-2013
- C&C Trading LLC - change of contact details - 22-Feb-2016
- C&C Trading LLC
- Cantor Fitzgerald and Co 24-May-2013
- Cantor Fitzgerald Europe 28-Feb-2013
- Capital Institutional Services, Inc 28-Feb-2013
- CF Global Trading (UK) Limited 28-Feb-2013
- CF Global Trading LLC 28-Feb-2013
- Churchill Capital Ltd 27-Feb-2013
- Citadel Securities (Europe) Limited 11-Jun-2013
- Citadel Securities LLC 23-May-2013
- Citigroup Derivatives Markets Inc 07-Mar-2013
- Citigroup Global Markets Inc. 07-Mar-2013
- Citigroup Global Markets Limited 28-Feb-2013
- CM Capital Markets Bolsa SV SA 02-Sept-2014
- CM-CIC London Branch 21-Mar-2013
- CM-CIC Securities SA 21-Mar-2013
- Commerzbank Aktiengesellschaft (Commerzbank AG) 01-Mar-2013
- ConvergEx Limited 28-Feb-2013
- Credit Agricole Cheuvreux International Limited 01-Mar-2103
- Credit Agricole Cheuvreux North America, Inc 01-Mar-2013
- Credit Agricole Cheuvreux SA 01-Mar-2103
- Credit Agricole Corporate and Investment Bank 10-Oct-2013
- Credit Industriel et Commercial 23-Dec-2014
- Credit Suisse International 01-Mar-2013
- Credit Suisse Securities (Europe) Limited - Optional Representation Withdrawal Notice
- Credit Suisse Securities (Europe) Limited 28-Feb-2013
- Credit Suisse Securities (USA), L.L.C - Optional Representation Withdrawal notice 03-Feb-2014
- Credit Suisse Securities (USA), L.L.C 28-Feb-2013
- Daiwa Capital Markets Europe Limited 05-Mar-2013
- Descartes Trading 06-May-2015
- Deutsche Bank AG (Frankfurt) 28-Feb-2013
- Deutsche Bank AG (London branch) 28-Feb-2013
- DNB Bank ASA
- DZ Bank AG 03-Nov-2015
- EDandF Man Capital Markets Limited 03-Jun-2013
- Elevation LLC 22-May-2014
- Elevation Trading Limited 22-May-2014
- Equita Sim S.p.A. 04-Mar-2013
- ERSEL SIM S.p.A. 01-Mar-2013
- Exane
- Exane Derivatives 28-Feb-2013
- Exane Inc 28-Feb-2013
- Exane Ltd 28-Feb-2013
- Exane Options 28-Feb-2013
- Execution Noble Limited 28-Feb-2013
- Fidentiis Equities 05-Apr-2013
- Fiduciaria Orefici SpA 25-Mar-2013
- FINCOR – Sociedade Corretora, SA 14-Mar-2013
- First New York Securities LLC 28-Feb-2013
- First Southwest Company LLC - Withdrawal - 12-Jan-2016
- First Southwest Company LLC 5-Feb-2015
- Flow Traders Asia Pte Ltd 27-Jun-2013
- Flow Traders B.V. 17-Jun-2013
- FNY Managed Accounts LLC 28-Feb-2013
- FNY Partners Fund LP 28-Feb-2013
- GETCO Europe Limited 28-Feb-2013
- GETCO Execution Services Limited 28-Feb-2013
- GFI Securities Limited 28-Feb-2013
- GFI Securities LLC 08-Mar-2013
- Global Equities SA Paris 11-Apr-2013
- GMP Securities Europe LLP 10-Apr-2013
- GMP Securities Europe Nominees Limited 10-Apr-2013
- GMSA Investments Limited 05-Mar-2013
- Goldman Sachs Execution and Clearing, L.P. 04-Mar-2013
- Goldman Sachs International
- Goldman, Sachs Co. 28-Feb-2013
- Goodbody Stockbrokers 28-Feb-2013
- Green Street Advisors (UK) Limited 28-Feb-2013
- Gruppo Banca Leonardo SpA
- GSN North America 03-Sep-2015
- G-Trade Services LLC 28-Feb-2013
- Haitong Securities (UK) Ltd previously known as Execution Noble Limited 25-Nov-2015
- Hobart Capital Markets Limited 28-Feb-2013
- Hobart Capital Markets LLP 28-Mar-2013
- HSBC Bank plc 28-Feb-2013
- HSBC Trinkaus and Burkhardt AG 13-Sep-2013
- Hudson River Trading Europe Ltd 09-Oct-2013
- ICAP Securities Limited 28-Feb-2013
- ICAP Securities Limited Frankfurt Branch 28-Feb-2013
- IMC Trading BV 22-Aug-2013
- Infinity Capital Markets Ltd 12-Mar-2013
- ING Bank NV (Amsterdam Head Office and London Branch) 28-Feb-2013
- ING Belgium NV/SA
- Instinet Europe Limited 27-Feb-2013
- Instinet LLC 02-May-2013
- Interactive Brokers LLC 04-Jul-2013
- Interdin Bolsa, S.V., S.A 06-Mar-2013
- Intermoney Valores, S.V., S.A. 19-Mar-2013
- Intermoney Valores, SV, SA – Sucursal em Portugal 22-Mar-2013
- Intermonte SIM S.p.A. - Optional Representation Notice - 05-Mar-2013
- Intermonte SIM S.p.A. - Optional Representation Withdrawal Notice - 01-Mar-2013
- Intermonte SIM S.p.A. 01-Mar-2013
- International Strategy and Investment (UK) Limited 23-Jan-2015
- INTL FCStone Financial Inc previously known as INTL FCStone Securities Inc
- INTL FCStone Securities, Inc 10-Apr-2013
- Investec Bank PLC 28-Feb-2013
- Investec Wealth Investment Limited 28-Feb-2013
- Investment Technology Group Limited 28-Feb-2013
- Istituto Centrale delle Banche Popolari Italiane Spa 14-Mar-2013
- ITG Inc. 28-Feb-2013
- ITGD Derivatives LLC 28-Feb-2013
- Jane Street Capital, LLC 28-Feb-2013
- Jane Street Markets, LLC - Notice of ceasing to be a White Listed Investment Service Provider 27-Feb-2015
- Jane Street Markets, LLC 28-Feb-2013
- JB Capital Markets, S.V., S.A. 12-Mar-2013
- J&E Davy
- Jefferies Execution Services Inc 24-Jul-2013
- Jefferies Hong Kong Limited 29-Aug-2013
- Jefferies International Limited 28-Feb-2013
- Jefferies LLC 24-Jul-2013
- Joh Berenberg Gossler and Co KG 28-Feb-2013
- JonesTrading Institutional Services LLC 20-Oct-2015
- JonesTrading International Limited 02-Sep-2015
- J.P. Morgan Securities LLC 28-Feb-2013
- J.P. Morgan Securities plc 28-Feb-2013
- Keefe, Bruyette and Woods Limited 01-Mar-2013
- Kempen Co N.V. 28-Feb-2013
- Kepler Capital Markets, Inc. (subsidary) 01-Mar-2013
- Kepler Capital Markets, Paris 01-Mar-2013
- Kepler Capital Markets, UK branch 01-Mar-2013
- King and Shaxson Limited 16-Jan-2014
- Kirchberg Trading SARL - Cessation Notice - 26-May-2016
- Kirchberg Trading SARL 14-Apr-2015
- Knight Capital Europe Limited 01-Mar-2013
- Kyte Broking Limited (Paris Branch) 28-Feb-2013
- Kyte Broking Limited
- LavaFlow, inc. 07-Mar-2013
- Liberum Capital Limited 28-Feb-2013
- Liquidnet Asia Limited 05-Mar-2013
- Liquidnet Australia Pty Ltd 05-Mar-2013
- Liquidnet Canada Inc 05-Mar-2013
- Liquidnet Europe Ltd 05-Mar-2013
- Liquidnet Inc 05-Mar-2013
- Liquidnet Japan Inc 05-Mar-2013
- Louis Capital Markets UK LLP 28-Feb-2013
- LXM Finance LLP 28-Feb-2013
- Madison Capital Markets Inc 19-Aug-2013
- MainFirst Bank AG 01-Mar-2013
- Makor Securities London Ltd previously Makor Securities LLP
- Marex Financial Ltd - change of details 19-Jan-2016
- Marex Financial Ltd 28-Feb-2013
- Mariana Capital Market LLP 23-Dec-2014
- Maven Derivatives Limited 12-Apr-2013
- Maven Trading Limited 12-Apr-2013
- Maven Trading Ltd - Withdrawal letter 09-Sep-2013
- Mediobanca Banca di Credito Finanziario S.p.a. 28-Feb-2013
- Merrill Lynch International - Optional Representation Withdrawal Notice - 05-Mar-2013
- Merrill Lynch International 28-Feb-2013
- Merrion Stockbrokers Limited 31-May-2013
- Millennium SIM SpA 29-Apr-2013
- Mirabaud Securities LLP 28-Feb-2013
- Mitsubishi UFJ Securities International plc 28-Feb-2013
- Mizuho International plc 15-Sep-2015
- Monument Securities Limited
- Morgan Stanley and Co International plc 28-Feb-2013
- Morgan Stanley and Co LLC 28-Feb-2013
- Morgan Stanley Securities Limited 28-Feb-2013
- MPS Capital Services Banca per le Imprese SpA 12-Apr-2013
- NATIXIS 11-Mar-2013
- NATIXIS, London Branch 11-Mar-2013
- NATIXIS, Zweignierderlassung Deutschland 11-Mar-2013
- NCB Stockbrokers Ltd 05-Mar-2013
- Neonet Securities AB 07-Mar-2013
- Nmas1 Equities Sociedad de Valores SA 27-Jul-2015
- Nomura International plc 28-Feb-2013
- Nordea Bank AB Publ 20-Mar-2013
- Nordea Bank Danmark AS 20-Mar-2013
- Nordea Bank Finland Plc 20-Mar-2013
- Nordea Bank Norway 20-Mar-2013
- North Square Blue Oak Ltd 28-Feb-2013
- Northern Trust Securities Previously known as Aviate Global LLP 20-Jun-2016
- Northland Capital Partners Limited - change of contact details 13-Jan-2014
- Northland Capital Partners Limited 17-Oct-2013
- Novus Capital Markets Limited 07-Mar-2013
- Nplus1 Singer Capital Markets Limited 14-May-2014
- Numis Securities Ltd 27-Feb-2013
- ODDO and Cie 01-Mar-2013
- Old Mission Capital, LLC 06-Mar-2013
- Olivetree Securities Limited 01-Mar-2013
- Opera Trading Capital SA 22-Jul-2015
- Oppenheimer Europe Limited 04-Apr-2013
- Optiver VOF 25-Mar-2013
- Optra VOF 25-Mar-2013
- Optrix VOF 25-Mar-2013
- Oriel Securities Limited 28-Feb-2013
- Oscar Gruss and Son Incorporated 19-Jan-2015
- OTCex SA
- Panmure Gordon (UK) Limited 28-Mar-2013
- ParkWalk Advisors Limited 28-Feb-2013
- Patria Finance 03-Jun-2014
- Peel Hunt LLP 19-May-2015
- Pershing (Channel Islands) Ltd 28-Feb-2013
- Pershing Securities International Ltd 28-Feb-2013
- Pershing Securities Ltd 28-Feb-2013
- Petercam SA NV 30-May-2014
- Pictet and Cie (Europe) S.A. Italian Branch 15-Mar-2013
- Pictet Global Markets (UK) Limited 05-Jan-2016
- Raymond James and Associates Inc 26-Jun-2014
- RBC Europe Limited 01-Mar-2013
- Redburn (Europe) Limited
- Redburn Partners (USA) LP - cease to be white listed ISP
- Redburn Partners (USA) LP 27-Feb-2013
- Redburn Partners LLP - cease to be white listed ISP
- Redburn Partners LLP 27-Feb-2013
- RGM Trading Europe Limited 08-Mar-2013
- Sanford C Bernstein Limited 28-Feb-2013
- Sanford C. Bernstein (Hong Kong) Limited - Change of contact details 13-Jan-2014
- Sanford C. Bernstein (Hong Kong) Limited 06-Mar-2013
- Santander Investment Bolsa S.V. S.A. 15-Mar-2013
- Schneider Trading Associates Limited 04-Mar-2013
- SG Securities (Paris) SAS 28-Feb-2013
- Skandinaviska Enskilda Banken AB (publ) 01-Mar-2013
- Societe Generale (SGPM) parent company 28-Feb-2013
- Societe Generale Americas Securities 01-Mar-2013
- Societe Generale London Branch 28-Feb-2013
- Societe Generale Newedge UK Limited
- Societe Generale Options Europe SA 03-Jun-2013
- Southwest Securities, Inc. 15-Mar-2013
- Spire Europe Ltd 27-Mar-2015
- State Street Global Markets International Limited 06-Jun-2013
- Stifel Nicolaus Europe Limited (Trading as Keefe, Bruyette and Woods) 23-May-2014
- Stifel Nicolaus Europe Limited 24-Feb-2015
- Sun Trading International Ltd 28-Feb-2013
- Sunrise Brokers LLP 26-Apr-2013
- Susquehanna International Group Limited 01-Mar-2013
- Susquehanna International Securities Limited 01-Mar-2013
- Susquehanna Ireland Limited 01-Mar-2013
- Tavira Securities Limited 28-Feb-2013
- TFS Derivatives Ltd. 28-Feb-2013
- The Kyte Group Limited (Paris Branch) 28-Feb-2013
- The Link Asset and Securities Company Ltd 28-Feb-2013
- The Royal Bank of Scotland NV 28-Feb-2013
- The Royal Bank of Scotland plc 28-Feb-2013
- The Seaport Group Europe LLP 12-May-2014
- Timber Hill (Europe) AG 06-Mar-2013
- Tourmaline Europe, LLP 28-Feb-2013
- Tourmaline Partners LLC
- Tradexec (TEX) Ltd 23-09-2014
- Tradition Securities and Futures SA (TSAF) 01-Mar-2013
- TSAF OTC SA 01-Mar-2013
- TSAF SA London branch 01-Mar-2013
- Tudor Pickering Holt and Co International LLP 28-Feb-2013
- Tullett Prebon (Europe) Limited 25-Mar-2013
- Tullett Prebon (Securities) Limited 25-Mar-2013
- Tullett Prebon Financial Services LLC 11-Jul-2013
- UBS Limited 01-Mar-2013
- UniCredit Bank AG 28-Feb-2013
- Valbury Capital Limited 28-Feb-2013
- Vantage Capital Markets LLP 18-Apr-2013
- Virtu Financial Ireland Limited 28-Feb-2013
- VISOR Capital UK Ltd 12-Jul-2013
- Weeden and Co LP 04-Mar-2013
- Westhouse Securities Limited 27-Apr-2015
- Whitman Howard Ltd 18-Nov-2015
- Winterflood Securities Limited 28-Feb-2013
- Wolfgang Steubing AG 28-Feb-2013
- XBZ Limited 28-Feb-2013
- Xconnect Trading Limited 30-May-2013
- 90 Park Capital LLC
- Arian Financial LLP
- Bay Crest Partners LLC
- finnCap Ltd
- ING Bank NV Belgian branch
- Makor Securities LLP
- Squawker Limited
- Svenska Handelsbanken AB (publ)
- Banco de Investimento Global SA
- Bank of America Merrill Lynch
- BHF-BANK Aktiengesellschaft
- Bloomberg Tradebook LLC
- ConvergEx Execution Solutions LLC
- GarantiBank International N.V.
- Global Prime Partners Limited
- GTS Securities Europe Ltd
- Hardcastle Trading AG
- HSBC Broking Securities (Asia) Ltd
- Redburn (USA) LLC
- RGM Trading Europe Ltd - Withdrawal Letter
- The Kyte Group Limited
- DeGiro BV
- LGT Bank AG
- Cantor Fitzgerald Ireland Ltd
- Cenkos Securities plc
- ADM Investor Services International Ltd
- Alantra Equities Sociedad de Valores SA previously known as Nmas1 Equities Sociedad de Valores SA
- Robert W Baird & Co Incorporated
- MCAP LLC Name Change Formerly Known as Madison Capital Markets Inc
- Pictet Global Markets (UK) Limited - change of address
- Cowen International Limited
- Tower Research Capital Europe Ltd previously known as Spire Europe Ltd
- WEBB Traders BV
- Sanford C Bernstein & Co LLC
- Mirabaud Securities Holdings Ltd
- Gair Loch Enterprises Ltd
- Jane Street Financial Ltd
- Sun Trading LLC
- BTIG LLC
- Old Mission Markets LLC
- Virtu Financial Ireland Limited Change of Contact Details
- Virtu Financial Europe Limited
- Forte Securities Ltd
- Gallardo Securities Limited
- M&T Securities Inc.
- Kepler Capital Markets, Inc
- Kepler Cheuvreux London
- Kepler Cheuvreux
- Wolverine Trading UK
- Societe Generale International Limited (''SGIL") Notification of Name Change
- Morgan Stanley (France) SA
- Old Mission Europe LLP
- Virtu Americas LLC
- Susquehanna International Group Limited Withdrawal Letter
- Susquehanna Ireland Limited Withdrawal Letter
- Cecabank S.A.
- Macquarie Bank Limited
- Macquarie Capital (Europe) Limited
- Da Vinci Derivatives BV
- Otkritie Capital International LTD
- Bloomberg Tradebook Europe Limited 1 (Withdrawal letter)
- Bloomberg Tradebook LLC (Change of Address of Agent for Service of Process) 20-Feb-2018
- Nexi S.P.A. Name Change Formerly Known as Istituto Centrale delle Banche Popolari Italiane S.p.A.
- Sucden Financial Limited
- FCS Capital Markets Ltd
- Liquidnet Europe Limited (Optional Representation Notice) 11-May-2018.pdf
- Haitong International (UK) Limited
- CIGOGNE MANAGEMENT S.A.
- Mirabaud Securities Limited Name Change Formerly Known as Mirabaud Securities Holdings Limited
- Quantlab Europe BV
- lnstinet Pacific Limited
- Saxo Bank AS
- Outset Global LLP
- Outset Global Trading Limited
- COWEN EXECUTION SERVICES LIMITED
- COWEN EXECUTION SERVICES LLC
- Morgan Stanley Europe SE
- Haitong International (UK) LTD (change of contact details)
- BRED Banque Populaire
- Nomura Financial Products Europe GmbH
- Liquid Alpha Ltd
- Liquid Capital Markets Ltd
- UBS AG London Branch
- Avalon Capital Partners Limited
- Citadel Securities GCS (Ireland) Ltd
- Banco Santander SA
- Credit Suisse (Hong Kong) Ltd
- Daiwa Capital Markets Deutschland GmbH
- J.P. Morgan AG
- Intermoney Valores Sociedade de Valores SA - Sucursal em Portugal - cease to be an ISP
- Jefferies GmbH
- Credit Suisse Securities SV SA
- UBS Europe SE
- BofA Securities Europe SA
- Barclays Bank Ireland Plc
- Alicanto Capital SGR SpA previously known as Fiduciaria Orefici SpA SIM
- Liquidnet EU Ltd
- Instinet Germany GmbH
- Tower Research Capital Europe BV
- Citigroup Global Markets Europe AG
- Goldman Sachs Bank Europe SE
- Goldman Sachs Bank Europe SE (London Branch)
- Goldman Sachs International (Paris Branch)
- HRTEU Ltd
- DRW Europe BV
- BofA Securities Inc
- Banco de Investimento Global SA - Withdrawal Letter
- JB Capital Markets SV SAU - Entity Name Correction and Change of Contact
- GTS Securities Europe Ltd - Updated contact details
- GTS Securities LLC
- Bank of Montreal
- Sova Capital Limited - Company Name Change Formerly Known as Otkritie Capital International Ltd
- HSBC France
- GVC Gaesco Beka S.V. S.A
- Bank Degroof Petercam S.A.
- Market Wizards B.V.
- Renaissance Securities (Cyprus) Limited
- XBZ Limited Change of Address
- Flow Traders B.V. (London Branch) - Change of process agent
- Flow Traders Asia Pte. Ltd. - Change of process agent
- Piper Jaffray & Co.
- Maven Europe Ltd
- Banco Bilbao Vizcaya Argentaria SA
- Bank Julius Baer & Co. Ltd.
- China International Capital Corporation (UK) Limited
- Van Lanschot Kempen Wealth Management N.V.
- FCS Capital Markets Limited (Change of Contact Details)
- Market Securities (France) SA
- Cowen and Company LLC
- Zürcher Kantonalbank
- Xconnect Trading Limited (Change of Address)
- UBS Switzerland AG
- Tavira Monaco SAM
- Exane SA
- Exane SA UK Branch
- Exane SA German Branch
- Exane Derivatives Updated Letter
- Exane Limited Updated Letter
- Exane Inc Updated Letter
- Sigma Broking Ltd
- Jane Street Execution Services LLC
- Banca Albertini SpA
- TP ICAP (Europe) SA
- Investec Europe Limited
- Mariana UFP SAS
- Bloomberg Tradebook LLC Withdrawal Letter
- Stonex Financial Inc Name Change Formerly known as INTL FCStone Financial Inc
- Bloomberg Tradebook (Bermuda) Ltd Withdrawal Letter
- Optra VOF Withdrawal Letter
- Optrix VOF Withdrawal Letter
- Optiver VOF Change of Contact Details
- HSBC Continental Europe Name Change Formerly Known as HSBC France
- HSBC Continental Europe - Change of Address
- Shore Capital Stockbrokers Limited
- Bernstein Autonomous LLP Name Change Formerly Known as Autonomous Research LLP
- Bestinver SV, S.A. Name Change Formerly Known as Fidentiis Equities S.V. S.A.
- Intermonte SIM S.p.A. - Change of process agent
- ODDO BHF SCA Name Change Formerly Known as ODDO & CIE
- Jane Street Options LLC Change of Address Notice
- Jane Street Financial Limited Change of Address Notice
- Jane Street Capital LLC Change of Address Notice
- Alantra Equities Sociedad de Valores, S.A. Change of Contact Details
- Avalon Capital Partners Limited Change of Contact Details
- Tavira Securities Limited Change of Contact Details
- Bernstein Autonomous LLP Change of Contact Details
- Cantor Fitzgerald Ireland Limited Change of Contact Details
- JB Capital Markets SV SAU - Change of Contact Details
- Zürcher Kantonalbank Change of Contact Details
- Liquidnet EU Limited Change of Contact Details
- Liquidnet Europe Limited Change of Contact Details
- Liquidnet Canada Inc. Change of Contact Details
- Liquidnet Japan Inc. Change of Contact Details
- Liquidnet Inc. Change of Contact Details
- Liquidnet Asia Limited Change of Contact Details
- Liquidnet Australia Pty Ltd Change of Contact Details
- Banco Bilbao Vizcaya Argentaria, S.A. Change of Contact Details
- Raymond James & Associates, Inc. Change of Contact Details
- MCAP LLC Change of Contact Details
- Bank Vontobel AG
- Kyte Broking Limited Change of Contact Details
- Old Mission Markets LLC Change of Contact Details
- Old Mission Europe LLP Change of Contact Details
- Old Mission Capital LLC Change of Contact Details
- Tourmaline Europe LLP Change of Contact Details
- Tourmaline Partners LLC Change of Contact Details
- Nomura International plc Change of Contact Details
- Caixa Económica Montepio Geral Change of Contact Details
- IBKR Financial Services AG Name Change Formerly Known as Timber Hill (Europe) AG and Change of Contact Details
- Hudson River Trading Europe Ltd Change of Contact Details
- HRTEU Limited Change of Contact Details
- Piper Sandler & Co Name Change Formerly Known as Piper Jaffray & Co
- DRW Global Markets Ltd Name Change Formerly Known as Gair Loch Enterprises Ltd
- Van Lanschot Kempen Wealth Management N.V. Name Change Formerly Known as Kempen & Co N.V.
- Hobart Capital Markets LLP Change of Contact Details
- Winterflood Securities Limited Change of Contact Details
- Credito Emiliano S.p.A.
- WEBB Traders B.V. Change of Contact Details
- Green Street Advisors (UK) Limited Withdrawal Letter
- Da Vinci Derivatives BV Change of Contact Details
- GVC GAESCO Valores SV SA Name Change Formerly Known as GVC GESCO BEKA
- GVC GAESCO Valores SV SA Change of Contact Details
- CIGOGNE MANAGEMENT S.A. Change of Contact Details
- ODDO BHF Corporates & Markets AG
- Jefferies LLC Change of Contact Details
- Saxo Bank A/S Change of Contact Details
- Peel Hunt LLP Change of Contact Details
- Mariana UFP LLP Name Change Formerly Known as Mariana Capital Markets LLP
- Cantor Fitzgerald & Co Change of Contact Details
- IMC Trading B.V. Change of Contact Details
- Maven Europe Limited Withdrawal Letter
- Maven Derivatives Amsterdam BV
- Tower Research Capital Europe Ltd Change of Contact Details
- Capital Institutional Services Inc Change of Contact Details
- FCS Capital Markets Limited Change of Address Details
- Credit Suisse International Change of Contact Details
- Credit Suisse Securities (Europe) Limited Change of Contact Details
- Canaccord Genuity Limited – Dublin branch Withdrawal Letter
- Canaccord Genuity Limited – Milan branch Withdrawal Letter
- Maven Derivatives Limited Withdrawal Letter
- Cowen Execution Services Limited Change of Contact Details
- Canaccord Genuity Limited Updated Company Details
- Virtu ITG Europe (ITGL) Name Change Formerly Known as Investment Technology Group Limited
- Joh. Berenberg, Gassler & Co. KG Change of Contact Details
- Bryan Garnier Securities
- Bryan Garnier & Co Limited Change of Contact Details
- Liberum Capital Limited Change of Contact Details
- ODDO BHF Change of Contact Details
- Intermoney Valores, S.V., S.A. Change of Contact Details
- Panmure Gordon (UK) Limited Change of Contact Details
- Brewin Dolphin Limited Change of Contact Details
- J&E Davy Change of Contact Details
- Global Prime Partners Limited Change of Contact Details
- FNY Partners Fund LP Change of Contact Details
- FNY Managed Accounts LLC Change of Contact Details
- Infinity Capital Markets Ltd Change of Contact Details
- Mirabaud Securities LLP Withdrawal Letter
- AHORRO CORPORACIÓN FINANCIERA, S.V., S.A.U. Withdrawal Letter
- Olivetree USA LLC
- Olivetree Financial Limited Change of Contact Details
- Olivetree Financial LLC Change of Contact Details
- ADM Investor Services International Limited Change of Contact Details
- Sova Capital Limited Change of Contact Details
- GMSA Investments Ltd Change of Contact Details
- The Seaport Group Europe LLP Change of Contact Details
- Mizuho International PLC Change of Contact Details
- Goodbody Stockbrokers Change of Contact Details
- Redburn (Europe) Limited Change of Contact Details
- Vantage Capital Markets LLP Change of Contact Details
- RBC Capital Markets (Europe) GmbH Change of Contact Details
- Valbury Capital Limited Change of Contact Details
- Cecabank, S.A. Change of Contact Details
- Greenleys Merchant Bank LLP Name Change Formerly Known as LXM Finance LLP
- MUFG Securities EMEA plc Name Change formerly known as Mitsubishi UFJ Securities International plc
- Daiwa Capital Markets Europe Ltd Change of Contact Details
- Jane Street Netherlands B.V.
- Renta 4 Banco, S.A.
- Patria Finance, a.s. Change of Contact Details
- Cenkos Securities PLC Change of Contact Details
- Marex Financial Limited Withdrawal Letter
- TFS Derivatives Ltd Change of Contact Details
- Evercore ISI International Limited Name Change Formerly know as International Strategy & Investment (UK) Ltd
- CLSA UK
- CLSA Global Markets Pte Ltd
- CLSA Europe BV
- Credit Suisse Bank (Europe) SA Name Change Formerly Known as Credit Suisse Securities
- Quantlab Europe B.V. Withdrawal Letter
- Bank Julius Baer (Monaco) S.A.M.
- Bank Julius Baer Europe S.A.
- Bank Julius Baer & Co. Ltd., Singapore Branch
- Bank Julius Baer & Co. Ltd., Hong Kong Branch
- Bank Julius Baer & Co. Ltd., Guernsey Branch
- Intesa Sanpaolo S.p.A. Name Change Formerly Known as Banca IMI S.p.A.
- LGT Bank (Switzerland) Ltd
- LGT Bank AG - Zweigniederlassung Österreich Update Letter 15-Sept-2021
- Deutsche Bank AG, London Branch Change of Contact Details
- StoneX Financial Ltd (UK)
- StoneX Group Inc (USA)
- BGC Brokers LP Change of Contact Details
- Cantor Fitzgerald Europe Change of Contact Details
- ED&F Man Capital Markets Limited Change of Contact Details
- Da Vinci Derivatives BV Withdrawal Letter
- Elevation LLC Change of Contact Details
- Liquid Capital Markets Ltd Withdrawal Letter
- Parkwalk Advisors Limited Withdrawal Letter 05-October-2021
- JonesTrading International Limited Change of Address
- Jefferies Execution Services, Inc. merged with and into Jefferies LLC
- Liquid Alpha Ltd Withdrawal Letter
- Banca Euromobiliare S.p.A. 11-October-2021
- CACEIS Corporate Trust
- CACEIS Bank Spain
- OTCEX SA Withdrawal Letter
- flatexDEGIRO Bank AG Name Change Formerly Known as DeGiro BV
- flatexDEGIRO Bank AG Dutch Branch
- Redburn (France) SA
- BANCO BPM S.p.A
- Daiwa Capital Markets Deutschland GmbH Change of Contact Details
- Evercore ISI International Limited Withdrawal Letter
- Pictet Global Markets (UK) Limited Withdrawal Letter
- CM Capital Markets Bolsa Sociedad de Valores SA Withdrawal Letter
- State Street Global Markets International Limited Withdrawal Letter
- Everbright Sun Hung Kai (UK) Company Limited Name Change Formerly Known as North Square Blue Oak Ltd
- ICAP Securities Limited - Frankfurt Branch Withdrawal Letter
- TP ICAP Markets Limited Name Change Formerly Known as ICAP Securities Limited
- Louis Capital Markets UK LLP Change of Contact Details
- TP ICAP (Europe) SA Change of Contact Details
- TP ICAP Markets Limited (formerly ICAP Securities Limited) Change of Contact Details
- Tullett Prebon (Europe) Limited Change of Contact Details
- Tullett Prebon Financial Services LLC Change of Contact Details
- Tullett Prebon (Securities) Limited Change of Contact Details
- The Link Asset & Securities Company Limited Withdrawal Letter
- Haitong International (UK) Limited Withdrawal Letter
- Haitong International (UK) Limited Name Change Formerly Known as Haitong Securities (UK) Limited
- Garantibank International N.V. Withdrawal Letter
- CM-CIC Securities SA merged with Credit Industriel et Commercial S.A.
- CM-CIC London Branch merged with Credit Industriel et Commercial S.A.
- Weeden & Co LP Withdrawal Letter
- NatWest Markets N.V. Name Change Formerly known as The Royal Bank of Scotland N.V.
- NatWest Markets PLC Name Change Formerly known as The Royal Bank of Scotland PLC
- NatWest Markets PLC Withdrawal Letter
- NatWest Markets NV Withdrawal Letter
- NEXI S.p.A. Withdrawal Letter
- Wolverine Trading UK Limited Withdrawal Letter
- Cognitive Capital LLC
- ADG Market Making LLP Withdrawal Letter
- XBZ Limited Withdrawal Letter
- Visor Capital (UK) Ltd Withdrawal Letter
- Makor Securities Paris SAS
- Ersel S.p.A. Merger Certificate Formerly Known as Ersel SIM and Banca Albertinia S.p.A
- Van Lanschot Kempen N.V. Name Change Formerly Known as Van Lanschot Kempen Wealth Management N.V.
- Northland Capital Partners Limited Withdrawal Letter
- King & Shaxson Limited Withdrawal Letter
- J.P. Morgan SE Name Change Formerly Known as J.P. Morgan AG
- Whitman Howard Limited Withdrawal Letter
- Arian Financial LLP Withdrawal Letter
- Aldersgate Global Investments Limited Withdrawal Confirmation
- AlgoEngineering Europe Limited Withdrawal Confirmation
- AQX Securities GmbH Withdrawal Confirmation
- Auriga Global Investors, S.V., S.A. Withdrawal Confirmation
- Banco BPI, S.A. (Head office) Withdrawal Confirmation
- Banco Português de Investimento, S.A. - Sucursal en España Withdrawal Confirmation
- Banco BPI, S.A. – Succursale France Withdrawal Confirmation
- Banco Português de Investimento, S.A. (Head office) Withdrawal Confirmation
- FINCOR – Sociedade Corretora, SA Withdrawal Confirmation
- Global Equities, S.A. Paris Withdrawal Confirmation
- GMP Securities Europe LLP Withdrawal Confirmation
- GMP Securities Europe Nominees Limited Withdrawal Confirmation
- Interdin Bolsa, S.V., S.A. Withdrawal Confirmation
- Millennium SIM SpA Withdrawal Confirmation
- Valbury Capital Limited Withdrawal Confirmation
- Monument Securities Limited Withdrawal Confirmation
- Novus Capital Markets Limited Withdrawal Confirmation
- Westhouse Securities Limitet Withdrawal Confirmation
- Tudor Pickering Holt and Co International LLP Withdrawal Confirmation
- Schneider Trading Associates Limited Withdrawal Confirmation
- Tradexec (TEX) Ltd Withdrawal Confirmation
- Sun Trading LLC Withdrawal Confirmation
- Southwest Securities, Inc. Withdrawal Confirmation
- Sun Trading International, Ltd Withdrawal Confirmation
- Squawker Limited Withdrawal Confirmation
- BTIG Limited Change of Address
- Belfius Bank NV
- FNY Partners Fund LP Withdrawal Letter
- FNY Managed Accounts LLC Withdrawal Letter
- Infinity Capital Markets Ltd Withdrawal Letter
- First New York Securities LLC Withdrawal Confirmation
- 90 Park Capital, LLC Withdrawal Confirmation
- FINOVESTA GMBH
- TP ICAP Broking Limited Name Change Formerly Known as Tullett Prebon (Securities) Limited
- Banque Pictet & Cie SA
- Gallardo Securities Limited Change of Address
- Tavira Financial Limited Name Change Formerly Known as Tavira Securities Limited LLP 7-Oct-2022
- ED&F Man Capital Markets Limited Withdrawal Letter
- Hardcastle Trading AG Withdrawal Letter
- Cenkos Securities plc Withdrawal Letter
- Market Securities (Dubai) Limited
- CACEIS Bank Change of Address
- Everbright Securities (UK) Company Ltd Name Change Formerly Known as Everbright Sun Hung Kai (UK) Company Ltd
- Everbright Securities (UK) Company Limited Withdrawal Letter
- Dinosaur Merchant Bank Limited
- Basler Kantonalbank
- Bank Cler AG 22-Nov-2022
- Renaissance Securities (Cyprus) Limited Withdrawal Letter
- Greenleys Merchant Bank LLP Withdrawal Letter
- Global Prime Partners Limited Withdrawal Letter
- Oppenheimer Europe Ltd Withdrawal Letter
- HPC
- Marex Financial
- HSBC Trinkaus & Burkhardt GmbH Name Change Formerly Known as HSBC Trinkaus & Burkhardt AG
- TFS Derivatives Ltd Change of Contact Details (1)
- FCS Capital Markets Ltd Withdrawal Confirmation
- Olivetree Financial Limited Withdrawal Confirmation
- Olivetree Financial LLC Withdrawal Confirmation
- Olivetree Olivetree USA LLC Withdrawal Confirmation
- Olivetree Securities Limited Withdrawal Confirmation
- Bank of Montreal Europe plc
- Argon Financial Limited
- Virtu Europe Trading Ltd Name and Address change Formerly Known as Virtu ITG Europe Limited
- The Vertical Trading Group LLC
- Credit Suisse (Switzerland) Ltd. (Credit Suisse (Schweiz) AG, Credit Suisse (Suisse) SA, Credit Suisse (Svizzera) SA)
- Credit Suisse AG Zurich
- BANCA MONTE DEI PASCHI DI SIENA SPA
- MPS CAPITAL SERVICES BANCA PER LE IMPRESE SPA Updated Adherence Letter
- ABN AMRO Bank N.V. Change of Contact Details
- MPS Capital Services Banca Per Le Imprese Spa merged with and into Banca Monte Dei Paschi Di Siena Spa - Updated Letter
- BNP Paribas Arbitrage SNC Updated Letter
- BNP Paribas SA Updated Letter
- Peel Hunt Europe Fondsmæglerselskab A/S
- JFD Bank Name Change Formerly Known as Acon Actienbank
- Interactive Brokers Ireland Limited
- GVC Gaesco Valores S.V.S.A Updated Adherence Letter
- UBS Securities LLC
- TP ICAP E&C Ltd name change formerly known as Tullett Prebon (Europe) Ltd
- HSBC Continental Europe S.A., Germany Name Change Formerly Known as HSBC Trinkaus & Burkhardt GmbH
- Exane SA Withdrawal Letter
- Exane SA UK Branch Withdrawal Letter
- Exane SA German Branch Withdrawal Letter
- Exane Derivatives Withdrawal Letter
- Exane Inc Withdrawal Letter
- Exane Limited Withdrawal Letter
- Tradition London Clearing Ltd
- Cavendish Capital Markets Ltd Name Change Formerly known as FinnCap Ltd
- Bestinver SV S.A Updated Office Address
- Cavendish Securities Plc
- Marex Prime Services Ltd name change formerly known as Cowen International Ltd
- Raymond James Financial International Limited
- CaixaBank, S.A.
- UniCredit Bank GMBH Name Change formerly known as UniCredit Bank AG
- Panmure Gordon (UK) Ltd Change of Contact Details
- Bernstein Institutional Services LLC
- AFS Execution Services BV
- AFS Interest B.V.
- TFS Derivatives Ltd Change of Contact Details (2)
- Nplus1 Singer Capital Markets Limited - Withdrawal Confirmation
- UBS Limited Withdrawal Letter
- StoneX Financial Ltd Withdrawal Letter
- CaixaBank, S.A., Succursale in Italia
- Royal Bank of Canada, London Branch
- Outset Global (Hong Kong) Limited
- Alvar Financial Services Limited
- FCS Capital Markets Limited
- TP ICAP Global Markets Americas LLC Name Change formerly known as Tullett Prebon Financial Services LLC
- BNP Paribas Financial Markets Name Change formerly known as BNP Paribas Arbitrage
- Headlands Technologies Europe B.V.
- All Options International B.V.
- Credit Suisse AG Withdrawal Letter
- Credit Suisse (Switzerland) Ltd. (Credit Suisse (Schweiz) AG, Credit Suisse (Suisse) SA, Credit Suisse (Svizzera) SA) Withdrawal Letter
- Mirabaud Securities Limited Withdrawal Letter
- Sanford C Bernstein & Co LLC Withdrawal Letter
- Sanford C Bernstein Limited Withdrawal Letter
- Marex SA Name Change formerly known as HPC SA
- Panmure Liberum Limited Name Change formerly known as Panmure Gordon (UK) Limited
- Panmure Liberum Capital Limited Name Change formerly known as Liberum Capital Limited
- Avalon Capital Partners Limited Withdrawal Letter
- Stifel Europe Bank AG Name Change Formerly Known as MainFirst Bank
- Stifel Europe AG Name Change Formerly Known as Stifel Europe Bank AG
- ADM Investor Services International Ltd Withdrawal Letter
- ODDO BHF SE
- Argon Financial Limited Withdrawal Letter
- TD Execution Services Ltd Name Change Formerly Known as Cowen Execution Services Ltd
- Sigma Broking Ltd Withdrawal Letter
- Lang & Schwarz TradeCenter AG & Co. KG
- Lang & Schwarz Aktiengesellschaft
- Mirae Asset Securities (UK) Ltd
- Canadian Imperial Bank of Commerce
- StoneX Financial Inc (USA)
- Clear Street UK Limited
- Morgan Stanley Smith Barney LLC
- Cabrera Capital Markets LLC
- Scalable Capital GmbH
- DV Equities LLC
- Banca Investis Spa
- BSG France SA
- Jump Trading Europe B.V.
- Jump Trading LLC
- Mako Derivatives Amsterdam B.V.
- Joh. Berenberg, Gossler & Co. KG Change of Contact Details
- Investec Wealth & Investment Ltd Notice of Ceasing to be IS Provider
- Investec Wealth & Investment (Channel Islands) Ltd Notice of Ceasing to be IS Provider
- Clear Street LLC
- AFME Italian FTT - Derivatives Indemnity Protocol
- ABN Amro Bank NV - 09 Dec 2013
- ADM Investor Services International Ltd 04-Jul-2014
- Baader Bank Aktiengesellschaft - Name spelling correction - 28 Oct 2013
- Badder Bank Aktiengesellschaft 01-Oct-2013
- Banca Akros SpA
- Banca Aletti and C. S.p.A. - Change of Address
- Banca Aletti and C. S.p.A.
- Banca IMI S.p.A.
- Banca Sella Holdings SpA
- Banco Bilbao Vizcaya Argentaria SA
- Banque de Luxembourg S.A.
- Barclays Bank Plc
- Barclays Capital Securities Limited
- Bay Crest Partners LLC
- BHF-BANK Aktiengesellschaft
- BNP Paribas Arbitrage SNC
- - BNP Paribas SA 27-Sep-2013.pdf
- - Citadel Securities Europe Ltd
- Citibank, N.A. London Branch
- Citigroup Global Markets Limited
- Commerzbank Aktiengesellschaft (“Commerzbank AG”) 30-Aug-2013
- Credit Agricole Corporate and Investment Bank 10-Oct-2013
- Credit Suisse International
- Credit Suisse Securities (Europe) Limited
- Credit Suisse Securities (USA) LLC
- Descartes Trading
- Deutsche Bank AG acting through its London branch
- Deutsche Bank AG Frankfurt
- Deutsche Bank AG, acting through its Sydney Branch
- Deutsche Bank Securities Inc
- Exane Derivatives
- Exane Options
- Global Prime Partners Limited
- Goldman Sachs International
- HSBC Bank plc
- HSBC Trinkaus and Burkhardt AG
- Hudson River Trading Europe Ltd
- ICAP Securities Limited
- ICAP Securities Limited Frankfurt Branch
- ING Bank N.V. (Amsterdam Head Office and London Branch)
- Intermonte Sim SpA
- Istituto Centrale delle Banche Popolari Italiane SpA
- J.P. Morgan Broking (Hong Kong) Limited
- J.P. Morgan Securities (Asia Pacific) Limited
- J.P. Morgan Securities LLC
- J.P. Morgan Securities plc
- Jane Street Capital, LLC
- Jane Street Markets, LLC - Notice of ceasing to be a White Listed Investment Services Provider
- Jane Street Markets, LLC
- Jane Street Options, LLC
- JPMorgan Chase Bank, N.A.
- Macquarie Bank International Limited
- Macquarie Bank Limited
- Maven Derivatives Ltd
- Mediobanca Banca di Credito Finanziario S.P.A.
- Merrill Lynch International
- Merrill Lynch International Bank (Dublin)
- Merrill Lynch International Bank (London)- Merrill Lynch International Bank (London) 03-Oct-2013.pdf
- Morgan Stanley and Co International plc
- Morgan Stanley and Co LLC
- Morgan Stanley Capital Services LLC
- Morgan Stanley Securities Limited
- Nomura Financial Products and Services Inc
- Nomura International plc
- Nordea Bank Finland Plc
- Patria Finance
- Societe Generale (“SGPM”) parent company
- Societe Generale Options Europe SA
- Sun Trading International Ltd
- Susquehanna International Securities Limited
- TFS Derivatives Limited
- The Link Asset and Securities Company Ltd
- The Royal Bank of Scotland N.V.
- The Royal Bank of Scotland plc
- UniCredit Bank AG
- Vantage Capital Markets LLP
- X Financial Solutions Limited
- XBZ Limited
- Xeta Direct Ltd
- X-Trade Brokers Dom Maklerski S.A.
- ING Bank NV Belgian branch 09-MAR-2016.pdf
- ING Belgium NV/SA
- Merrill Lynch, Pierce, Fenner & Smith Inc
- UBS Limited 13-Dec-2013.pdf
- Bank of America Merill Lynch
- DeGiro BV
- LGT Bank AG
- AFME Italian FTT Derivatives protocol - 14.08.13
- AFME Italian FTT Derivatives protocol - Exhibit 1
- AFME Italian FTT Derivatives protocol - Exhibit 2 - Disapplication letter
- AFME Italian FTT Derivatives protocol - Exhibit 3
- AFME Italian FTT Derivatives protocol - Exhibit 4
- AFME Italian FTT Derivatives protocol - Exhibit 5
- AFME Italian FTT Derivatives protocol - Exhibit 6
- WEBB Traders BV
- Gallardo Securities Limited
- Wolverine Trading UK Limited
- Morgan Stanley (France) SA
- CIGOGNE MANAGEMENT S.A
- Morgan Stanley Europe SE
- Nomura Financial Products Europe GmbH
- UBS AG London Branch
- Avalon Capital Partners Limited
- J.P. Morgan AG
- Credit Suisse Securities SV SA
- UBS Europe SE
- BofA Securities Europe SA
- Barclays Bank Ireland Plc
- Citigroup Global Markets Europe AG
- HRTEU Ltd
- BofA Securities Inc
- Goldman Sachs Bank Europe SE
- Goldman Sachs Bank Europe SE (London Branch)
- Goldman Sachs International (Paris Branch)
- Bank of Montreal
- HSBC France
- Tower Research Capital Europe B.V.
- Outset Global (Hong Kong) Limited
- Bank Julius Baer & Co. Ltd.
- AFME Italian Financial Transactions Tax Derivatives Protocol – Adherence Letter
- AFME Italian Financial Transactions Tax Derivatives Protocol – Adherence Letter (1)
- Zürcher Kantonalbank
- Xconnect Trading Limited
- Macquarie Bank Europe Designated Activity Company
- UBS Switzerland AG
- HSBC Continental Europe Name Change Formerly Known as HSBC France
- HSBC Continental Europe - Change of Address
- Jane Street Options LLC Change of Address Notice
- Jane Street Capital LLC Change of Address Notice
- Avalon Capital Partners Limited Change of Contact Details
- Zürcher Kantonalbank Change of Contact Details
- Bank Vontobel AG
- Nomura International plc Change of Contact Details
- Hudson River Trading Europe Ltd Change of Contact Details
- WEBB Traders B.V. Change of Contact Details
- CIGOGNE MANAGEMENT S.A. Change of Contact Details
- Banco Bilbao Vizcaya Argentaria, S.A. Change of Contact Details
- HRTEU Limited Change of Contact Details
- Maven Derivatives Amsterdam BV
- Tower Research Capital Europe Ltd Change of Contact Details
- Credit Suisse International Change of Contact Details
- Credit Suisse Securities (Europe) Limited Change of Contact Details
- Global Prime Partners Limited Change of Contact Details
- Vantage Capital Markets LLP Change of Contact Details
- Jane Street Netherlands B.V.
- Patria Finance, a.s. Change of Contact Details
- Credit Suisse Bank (Europe) SA Name Change Formerly Known as Credit Suisse Securities
- Maven Derivatives Limited Withdrawal Letter
- Bank Julius Baer & Co., Guernsey Branch
- Bank Julius Baer & Co., Hong Kong Branch
- Bank Julius Baer & Co., Singapore Branch
- Bank Julius Baer Europe S.A.
- Bank Julius Baer (Monaco) S.A.M.
- Intesa Sanpaolo S.p.A. Name Change Formerly Known as Banca IMI S.p.A.
- LGT Bank AG - Zweigniederlassung Österreich
- LGT Bank (Switzerland) Ltd
- Deutsche Bank AG, London Branch Change of Contact Details
- flatexDEGIRO Bank AG Name Change Formerly Known as DeGiro BV
- flatexDEGIRO Bank AG Dutch Branch
- BANCO BPM S.p.A.
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- Bank Cler AG
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- Credit Suisse (Switzerland) Ltd (Credit Suisse (Schweiz) AG, Credit Suisse (Suisse) SA, Credit Suisse (Svizzera) SA)
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- Royal Bank of Canada, London Branch
- Headlands Technologies Europe B.V.
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- AFME Spanish FTT - Equities Indemnity Protocol
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- ING Bank N.V. (London Branch)
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- Tourmaline Partners LLP
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- Jump Trading LLC
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- Numis Securities Limited
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- Kepler Capital Markets Inc.
- Kepler Cheuvreux (Suisse) SA
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- Credit Suisse (Switzerland) Ltd.
- Credit Suisse AG
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- CaixaBank, S.A.
- MPS Capital Services Banca per le Imprese S.p.A.
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- NATIXIS Zweignierderlassung Deutschland
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- Kerdos Investment-AG TGV
- Sub-fund Kerdos 1
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- Hudson River Trading Europe Ltd.
- flatex Bank AG
- IMC Trading B.V.
- Credito Emiliano S.p.A.
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- Oscar Gruss & Son Incorporated
- Piper Sandler & Co.
- Everbright Sun Hung Kai (UK) Company Limited
- Barclays Investment Solutions Limited
- Panmure Gordon (UK) Limited
- Makor Securities London Ltd
- CM Capital Markets Bolsa Sociedad de Valores SA
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- Credit Agricole Corporate and Investment Bank
- J&E Davy T/A Davy
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- Tradition Securities And Futures SA
- Pictet Global Markets (UK) Limited
- Nordea Bank ABP
- Nordea Bank Denmark
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- ODDO BHF Aktiengesellschaft
- ODDO BHF Corporates & Markets AG
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- Jefferies LLC Change of Contact Details
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- Bankhaus Scheich Wertpapierspezialist AG
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- Cantor Fitzgerald & Company
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- TARGOBANK AG
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- Landesbank Baden-Württemberg
- Intermoney Valores S.V., S.A.
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- Bryan Garnier Securities
- Bryan Garnier & Co Limited
- IG Markets Limited
- Banco Inversis S.A.
- Barclays Bank (Suisse) SA
- Sigma Broking Ltd
- Bankinter, S.A.
- Bankinter, S.A. – Sucursal em Portugal
- Intesa Sanpaolo S.p.A.
- Bred Banque Populaire
- Jane Street Netherlands B.V.
- TFS Derivatives Ltd Change of Contact Details
- Credit Suisse Bank (Europe) SA Name Change Formerly Known as Credit Suisse Securities
- Deutsche Bank AG, London Branch Change of Contact Details
- Banco de Sabadell, S.A.
- GVC Gaesco Valores S.V. S.A.
- CLSA UK
- CLSA Global Markets Pte Ltd
- CLSA Europe BV
- flatexDEGIRO Bank AG Name Change Formerly Known as DeGiro BV
- flatexDEGIRO Bank AG Dutch Branch
- Sub-fund Kerdos 2
- Pictet Global Markets (UK) Limited Withdrawal Letter
- TP ICAP Markets Limited Name Change Formerly Known as ICAP Securities Limited
- Liquidnet Asia Limited Updated Adherence Letter
- Liquidnet Australia Pty Limited Updated Adherence Letter
- Liquidnet Canada Inc. Updated Adherence Letter
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- TP ICAP Markets Limited (formerly ICAP Securities Limited) Updated Adherence Letter
- Tullett Prebon (Europe) Limited
- Tullett Prebon (Securities) Limited Updated Adherence Letter
- TP ICAP (Europe) SA Updated Adherence Letter
- Louis Capital Markets UK LLP Updated Adherence Letter
- ICAP Corporates LLC Updated Adherence Letter
- Tullett Prebon Financial Services LLC Updated Adherence Letter
- FCS Capital Markets Ltd 11-Jan-2022
- Makor Securities Paris SAS
- Van Lanschot Kempen N.V. Name Change Formerly Known as Van Lanschot Kempen Wealth Management N.V.
- J.P. Morgan SE Name Change Formerly Known as J.P. Morgan AG
- BTIG Limited Change of Address
- Belfius Bank NV
- FNY Partners Fund LP Withdrawal Letter
- FNY Managed Accounts LLC Withdrawal Letter
- Infinity Capital Markets Ltd Withdrawal Letter
- TP ICAP Broking Limited Name Change Formerly Known as Tullett Prebon (Securities) Limited
- IBKR Financial Services AG
- Tavira Financial Limited Name Change Formerly Known as Tavira Securities Limited LLP
- BANCA INVESTIS S.p.A. Name Change Formerly Known as Banca Intermobiliare di Investimenti e Gestioni S.p.A.
- Market Securities (Dubai) Limited
- CACEIS Bank Change of Address
- HSBC Trinkaus & Burkhardt GmbH Name Change Formerly Knowns as HSBC Trinkaus & Burkhardt AG
- Everbright Securities (UK) Company Ltd Name Change Formerly Known as Everbright Sun Hung Kai (UK) Company Ltd
- Everbright Securities (UK) Company Limited Withdrawal Letter
- Dinosaur Merchant Bank Limited
- Basler Kantonalbank
- Bank Cler AG
- Banco de Investimento Global SA
- Oppenheimer Europe Ltd Withdrawal Letter
- HPC Name Change Formerly Known as HPC SA
- Marex Financial
- TFS Derivatives Ltd Change of Contact Details (1)
- FCS Capital Markets Ltd Withdrawal Confirmation
- Olivetree Financial LLC Withdrawal Confirmation
- Olivetree Financial Ltd Withdrawal Confirmation
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- Argon Financial Limited
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- The Vertical Trading Group LLC
- IG Trading & Investments Limited
- IG Australia Pty Limited
- IG Limited
- Jump Trading Europe BV Change of Address
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- ABN AMRO Bank N.V. Change of Contact Details
- Old Mission Europe LLP
- MPS Capital Services Banca Per Le Imprese Spa merged with and into Banca Monte Dei Paschi Di Siena Spa - Updated Letter
- Peel Hunt Europe Fondsmæglerselskab A/S
- Scotiabank (Ireland) DAC
- Interactive Brokers Ireland Limited
- Canadian Imperial Bank of Commerce
- GVC Gaesco Valores S.V.S.A Updated Adherence Letter
- UBS Securities LLC
- TP ICAP E&C Ltd name change formerly known as Tullett Prebon (Europe) Ltd
- HSBC Continental Europe S.A., Germany Name Change Formerly Known as HSBC Trinkaus & Burkhardt GmbH
- Exane SA Withdrawal Letter
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- Bestinver SV S.A Updated Office Address
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- Clear Street Markets LLC
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- AFS Interest B.V.
- Bank Lombard Odier & Co Ltd
- TFS Derivatives Ltd Change of Contact Details (2)
- Royal Bank of Canada, London Branch
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- Market Wizards B.V.
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- Redmayne Bentley LLP
- BNP Paribas Financial Markets Name Change formerly known as BNP Paribas Arbitrage
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- Credit Suisse (Switzerland) Ltd. Withdrawal Letter
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- Mirabaud Securities Limited Withdrawal Letter
- Sanford C Bernstein & Co. LLC Withdrawal Letter
- Marex SA Name Change formerly known as HPC SA
- Pershing Securities International Limited
- Panmure Liberum Limited Name Change formerly known as Panmure Gordon (UK) Limited
- Panmure Liberum Capital Limited Name Change formerly known as Liberum Capital Limited
- Avalon Capital Partners Limited Withdrawal Letter
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