Compliance

Compliance

The Compliance division leads AFME’s work on Conduct of Business and Regulatory Structure issues.

The division makes direct representations to the relevant authorities and oversees the activities of relevant working groups. The aim is to achieve the optimum regulatory framework for financial organisations.

The Compliance Board’s work is led by heads of compliance from AFME members, who also participate in the work taken forward by the specialist groups established to deal with cross-cutting issues, including EU work and other international initiatives.

 

What the Senior Managers Regime means for banks

With the new Senior Managers Regime coming into force, AFME's Head of Compliance, Will Dennis, explains the implications of the new regulations and what they mean for the banking industry.

Board

  • Alastair Stables, Co-Chair

    BAML

  • Bharat Samani, Co-Chair

    BBVA

  • Robin O'Donnell

    Bank of Nova Scotia

  • Alexander Andreadis

    Barclays

  • Virginie Mennesson

    BNP Paribas

  • Jacqueline Joyston-Bechal

    BNY Mellon

  • Simon Wheeler

    Citi

  • Carlos Molinas

    Crédit Agricole CIB

  • James Coulson

    Credit Suisse

  • Anita Sharma

    Daiwa Capital Markets

  • Paul Murphy

    Davy

  • Andrew Sowter

    Deutsche Bank

  • Lee Hughes

    Goldman Sachs

  • Elizabeth Sabell

    HSBC

  • Emma Badman

    ING

  • Pierpaolo Monti

    Intesa Sanpaolo

  • Noel Sumner

    Investec Bank

  • Belinda Gaynor

    J.P. Morgan

  • Anne Breslin

    Jefferies International

  • Adam Beager

    Kepler Cheuvreux

  • Jeremy Stockwell

    Lloyds Banking Group

  • Richard Brearley

    Macquarie

  • Simon Goodwin

    Morgan Stanley

  • Sarah Blomfield

    N M Rothschild & Sons

  • Antony Whitehouse

    Natixis

  • Marius Floca

    NatWest Markets

  • Clare Jones

    Nomura

  • Anne-Maria Rothenstein

    Northern Trust Corp

  • Rahima Henry

    Oppenheimer Europe Limited

  • Richard Sheldon

    RBC Europe Limited

  • Amber Wood

    Shore Capital

  • Jonathan Falconer

    SMBC Nikko Capital Markets Limited

  • Michael Phillips

    Société Générale

  • Catherine Furey

    Standard Advisory London LTD

  • Ian Sayers

    Standard Chartered

  • Mitchell Gibb

    Stifel Nicolaus Europe

  • Kevin Taylor

    TD Securities

  • Richard Kennedy

    UBS

  • Michael Hipwell

    Wells Fargo

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