Compliance

Compliance

The Compliance division leads AFME’s work on Conduct of Business and Regulatory Structure issues.

The division makes direct representations to the relevant authorities and oversees the activities of relevant working groups. The aim is to achieve the optimum regulatory framework for financial organisations.

The Compliance Board’s work is led by heads of compliance from AFME members, who also participate in the work taken forward by the specialist groups established to deal with cross-cutting issues, including EU work and other international initiatives.

What the Senior Managers Regime means for banks

With the new Senior Managers Regime coming into force, AFME's Head of Compliance, Will Dennis, explains the implications of the new regulations and what they mean for the banking industry.

Board

  • Bharat Samani, Co-Chair

    BBVA

  • Ian Sayers, Co-Chair

    Standard Chartered

  • Robin O'Donnell

    Bank of Nova Scotia

  • Alexander Andreadis

    Barclays

  • Nick Child

    BNP Paribas

  • Mark Compton

    BNY Mellon

  • Simon Wheeler

    Citi

  • Carlos Molinas

    Crédit Agricole CIB

  • Paul Geradine

    Credit Suisse

  • Andrew Sowter

    Deutsche Bank

  • Lee Hughes

    Goldman Sachs

  • Simon Rubins

    HSBC

  • Emma Badman

    ING

  • Pierpaolo Monti

    Intesa Sanpaolo

  • Noel Sumner

    Investec Bank

  • Belinda Gaynor

    J.P. Morgan

  • Anne Breslin

    Jefferies International

  • Adam Beager

    Kepler Cheuvreux

  • Jeremy Stockwell

    Lloyds Banking Group

  • Richard Brearley

    Macquarie

  • Tony Eastwood

    Morgan Stanley

  • Sarah Blomfield

    N M Rothschild & Sons

  • Antony Whitehouse

    Natixis

  • Marius Floca

    NatWest Markets

  • Clare Jones

    Nomura

  • Anne-Maria Rothenstein

    Northern Trust Corp

  • Richard Sheldon

    RBC Europe Limited

  • Michael Phillips

    Société Générale

  • Catherine Furey

    Standard Advisory London LTD

  • Mitchell Gibb

    Stifel Nicolaus Europe

  • Richard Kennedy

    UBS

  • Michael Edis

    UniCredit

  • Michael Hipwell

    Wells Fargo

  •