Compliance


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Compliance

The Compliance division leads AFME’s work on Conduct Regulation.

Overview

The Compliance division is led by the AFME Compliance Committee, which comprises EMEA heads of compliance from AFME members.

Our European Compliance work programme focuses on influencing the European regulatory environment to foster a culture of integrity and effective conduct regulation.

Key Priorities

The Compliance Committee organises its work under a number of key themes:

  • Markets Regulation
  • Corporate Governance
  • Financial Crime, Data and Tech
  • IBOR Transition
  • Sustainable Finance
  • COVID-19
  • Brexit


Key Documents
2021

2020

2019

2018

Financial Crime
AFME with its members is advocating for a robust and effective anti-money laundering and counter-terrorism financing (AML/CFT) regulatory framework that can be consistently applied at global, European and national levels. This is achieved by working closely with the industry experts and liaising with the relevant European/global regulators and stakeholders.

Contacts

Richard Middleton

Managing Director

Louise Rodger

Director

Fiona Willis

Associate Director, (Maternity Leave)

Giovambattista Perrotta

Policy Associate

Tola Gbadebo

Interim Associate Director

Sara Scognamiglio

Associate, FX/CCA