Compliance

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Compliance

The Compliance division leads AFME’s work on Conduct Regulation.

The Compliance division is led by the AFME Compliance Committee, which comprises EMEA heads of compliance from AFME members.

The Committee provides input to a range of initiatives, with responsibility for leading work on areas such as Conduct of Business, Data Protection and Financial Crime issues. This includes matters relating to firms' relationships with European and national regulatory authorities.

Key Priorities

The Compliance Committee organises its work under a number of key themes:

  • Markets Compliance
  • Corporate Governance and Conduct
  • Financial Crime, Data and Tech
  • IBOR Transition
  • Sustainable Finance
  • COVID-19
  • Brexit 

Key Resources

GDPR: DOES IT CONFLICT WITH OTHER REGULATION FOR BANKS?

AFME's Co-heads of Policy, Richard Middleton and Will Dennis, discuss the implications of GDPR for banks in terms of continuing to meet their wider regulatory obligations.

Contact

Richard Middleton

Managing Director, Head of Policy Division

+44 (0)20 3828 2709

Louise Rodger

Director

+44 (0)203828 2742

Fiona Willis

Associate Director

+44 (0)20 3828 2739

Aleksandra Wojcik

Senior Associate

+44 (0)203 828 2734

Giovambattista Perrotta

Policy Associate

+44 (0)20 3828 2699