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The Compliance division leads AFME’s work on Conduct Regulation.

The Compliance division is led by the AFME Compliance Committee, which comprises EMEA heads of compliance from AFME members.

Our European Compliance work programme focuses on influencing the European regulatory environment to foster a culture of integrity and effective conduct regulation.

Key Priorities

The Compliance Committee organises its work under a number of key themes:

  • Markets Regulation
  • Corporate Governance
  • Financial Crime, Data and Tech
  • IBOR Transition
  • Sustainable Finance
  • COVID-19
  • Brexit 

Key Resources


Richard Middleton

Managing Director, Head of Policy Division

+44 (0)20 3828 2709

Louise Rodger


+44 (0)203828 2742

Fiona Willis

Associate Director

+44 (0)20 3828 2739

Aleksandra Wojcik

Senior Associate

+44 (0)203 828 2734

Giovambattista Perrotta

Policy Associate

+44 (0)20 3828 2699