J.S. Held is a global consulting firm that combines technical, scientific, financial, and strategic expertise to advise clients seeking to realise value and mitigate risk. Our professionals serve as trusted advisors to organisations facing high stakes matters demanding urgent attention, staunch integrity, proven experience, clear-cut analysis, and an understanding of both tangible and intangible assets. The firm provides a comprehensive suite of services, products, and data that enable clients to navigate complex, contentious, and often catastrophic situations.

The proliferation of communication platforms and electronic records has made identifying and mitigating compliance violations a challenge for modern businesses.. Without the right technology, businesses are opening themselves up to the risk of non-compliance. For over two decades, Smarsh has enabled organisations of all sizes to quickly and easily meet their record retention and oversight obligations with industry-leading technology that allows them to manage the risk and see the value in their communications data. These include mandates from FINRA, SEC, FFIEC, CFTC, NFA, EU (MiFID II), FCA, IIROC and other industry-specific governing bodies around the world. Our capture, archiving, surveillance supervision and e-discovery solutions enable our customers to focus on innovation and growth, while seamlessly dealing with communications compliance. And our advanced capabilities (available on a per channel basis) ensure our customers can carry out proactive compliance measures for specific channels with real-time monitoring, blocking and alerting. When the leading banks in North America, Europe and Asia, along with leading brokerage firms, insurers, and registered investment advisors want a unified communication warehouse solution offering that has the ability to capture all forms of digital communications, both text and voice, store them and then analyse them through advanced NLP models to gain valuable business intelligence, they talk to Smarsh.

Arthur Cox LLP is one of Ireland’s leading law firms. We are an “all-island” firm with offices in Dublin and Belfast. We also have offices in London, New York, and San Francisco. Our practice encompasses all aspects of corporate and business law. With 600 legal staff and a total headcount of 900, we provide a comprehensive service to an international client base ranging from multinational organisations, banks, and financial institutions and established global leaders to government agencies and new players in emerging industry sectors. Our story has been defined by our progressive outlook. For over 100 years, we have led the way in the legal field in Ireland. For our clients, we work to deliver the best service and support. With an independent, entrepreneurial spirit of innovation leading the way.

As the largest law firm in Europe, we can cover your needs across the entire continent. Whether you are seeking advice on a complex cross-border legal issue or require local law guidance in a new business market, we have you covered. Our unique local presence of over 50 offices across 26 key European countries means we can assist you with the legal and strategic challenges you face in all your chosen markets. Our multi-disciplinary, full-service teams across Europe can support your regulatory, mergers and acquisitions, investment, financings and capital markets work. In the UK, our 90 strong financial services team is based out of London and Edinburgh, with a specialist finance disputes team in Bristol. Our clients include banks, building societies and other finance providers, life and general (re)insurers and intermediaries, broker-dealers, funds and investment managers, markets, platforms and exchanges, investment advisers, payment institutions, FinTech companies and pension funds.

LeapXpert is the leading enterprise communications platform providing governed communication solutions that enable secure messaging across consumer channels, ensuring full compliance, security, and data governance. Trusted by Tier 1 and Tier 2 financial institutions, LeapXpert serves hundreds of customers in over 45 countries. The platform supports popular messaging apps—WhatsApp, iMessage, SMS, WeChat, Telegram, LINE, and Signal—while integrating seamlessly with Microsoft Teams, Slack, and more. Recognized globally for its innovation, LeapXpert was named a Visionary in the Gartner Magic Quadrant for Digital Communications Governance and Archiving, and has won multiple international awards. For more information visit www.leapxpert.com

NICE Actimize, Financial Markets Compliance, can provide firms with the complete compliance coverage required by today’s financial markets regulations – an environment which requires a view across assets, instruments, communications, markets, and regulatory jurisdictions. We offer both Holistic Surveillance and Communication Compliance solutions.

Shield is how compliance teams in financial services and other highly regulated industries can finally read between the lines to see what their employee communications are really saying. Too many organizations are struggling with compliance because the insights they need to stay ahead of market abuse, internal bad actors, and increasing regulatory risk are invisible to them. Their outdated systems aren’t able to keep up with all the false positives and the sheer volume of data they need to monitor. To read between the lines and get ahead of all this, you need a way need to: 1. See more – with a modern, agile solution that lets you easily monitor all your channels, from Teams to WhatsApp to Zoom, all from a single platform. 2. Know more – with AI/ML that models real human behaviour to generate proactive, relevant alerts that add critical context to every decision. 3. Solve more – with end-to-end eComms compliance capabilities that eliminate data silos and let you customize workflows, policies, and procedures for greater control. That’s why everyone from the largest financial organizations in the world to the leading Hedge Funds and Asset Manager all partner with Shield. And it’s how we’ve been able to help our customers reduce false positive alerts by 97%, conduct faster investigations, and reduce compliance costs.