Industry Guidelines

All

  • 13 Jul 2017

    AFME and UK Finance Guidance on the Use of League Tables for Pitch Presentations – Published July 2017 (546 kb)

  • 6 Apr 2017

    AFME Recommendations for TARGET2-Securities Settlement (529 kb)

  • 1 Mar 2017

    AFME Recommended Market Practices Disclosure by Issuers of Non-Investment Grade Debt Securities (264 kb)

  • 1 Mar 2017

    AFME High Yield Bonds (262 kb)

  • 19 Jan 2017

    AFME MiFID II Exchange Questionnaire (43 kb)

  • 21 Dec 2016

    AFME Model – Selling Restrictions for Equity (EEA and UK) (192 kb)

  • 8 Dec 2016

    AFME Post Trade Due Diligence Questionnaire (158 kb)

  • 7 Apr 2016

    AFME Recommended Market Practices Disclosure by Issuers of Non-Investment Grade Debt Securities (68 kb)

  • 7 Apr 2016

    AFME Recommended Listing Practices for Non-Investment Grade Debt Securities (125 kb)

  • 16 Mar 2016

    AFME Block Trade Procedures – Volcker Rule/Investment Company Act (90 kb)

  • 11 Feb 2016

    AFME and The Investment Association's EEA equities electronic order handling questionnaire (107 kb)

  • 11 Feb 2016

    AFME and The Investment Association's EEA electronic trading systems and controls statement (169 kb)

  • 25 Dec 2015

    AFME and The Investment Association's code of conduct for IOIs (4.17 mb)

  • 25 Aug 2015

    AFME and The Investment Association's code of conduct for IOIs (4.17 mb)

  • 9 Feb 2015

    CAJWG Explanatory Memorandum (61 kb)

  • 25 Jul 2014

    AFME submission to BCBS IOSCO survey on securitisation markets (208 kb)

  • 7 Feb 2014

    Block trade lock-ups Guidelines for increased transparency (335 kb)

  • 26 Nov 2013

    AFME Standard Publicity Guidelines (44 kb)

  • 4 Feb 2013

    Investor Survey of Fixed Income Liquidity (849 kb)

  • 1 Feb 2013

    Investor Survey of Fixed Income Liquidity (849 kb)

  • 2 Jan 2012

    AFME ECM Research Guidelines 5 - First Published on 1.01.01 (543 kb)

  • 11 Nov 2011

    AFME Standard Form: Agreement Among Initial Purchasers (English Law) (148 kb)

  • 1 Nov 2011

    AFME Standard Form: High Yield Publicity Guidelines (51 kb)

  • 1 Feb 2011

    6th Annual Market Liquidity Fixed Income Survey (313 kb)

  • 1 Feb 2011

    AFME Credit Price Discovery & Market Data Guide (759 kb)

  • 1 Feb 2011

    AFME Credit Price Discovery & Market Data Guide (759 kb)

  • 28 Jan 2011

    AFME Global FX Division requests discussions with interested parties concerning the establishment of a trade repository for foreign exchange transactions (182 kb)

  • 22 Sep 2010

    AFME OTC Cash Equity Trades - default protocol (71 kb)

  • 11 Jan 2010

    AFME Industry Good Practice Guidelines on Pillar 3 disclosure requirements for Securitisation (Updated) (145 kb)

  • 4 Jan 2010

    AFME Industry Guidance Maintenance of Wholesale Customer data (work in progress) (325 kb)

  • 5 Oct 2009

    EPDA Best Practices for Auction Systems (66 kb)

  • 1 Sep 2009

    AFME EPDA Electronic Inter-Dealer Market Trade Cancellation Procedure Recommendations (66 kb)

  • 10 Jun 2009

    SIFMA Guidelines for Compensation (34 kb)

  • 6 Apr 2009

    AFME Guidelines on disclosure practices for High Yield Issuers in Light of Current Market Conditions (57 kb)

  • 11 Dec 2008

    Joint EFAMA/ ESF/ IMA Asset Management Industry Guidelines To Address Over-Reliance Upon Ratings (97 kb)

  • 1 Dec 2008

    AFME ESF Credit Rating Agency Unified Template for UK Non-Conforming (52 kb)

  • 1 Dec 2008

    AFME EHYA Closing Memorandum (364 kb)

  • 1 Dec 2008

    AFME Eurozone Trading hours & calendar recommendations - cash trading of eurozone government bonds (35 kb)

  • 16 Sep 2008

    AFME EPDA Recommendation for Quotation performance measurement systems in the Government bond market (30 kb)

  • 30 Jun 2008

    AFME Industry Good Practice Guidelines on Pillar 3 disclosure requirements for Securitisation (454 kb)

  • 1 Jan 0001

    MIFID & Fixed Income Post Trade Transparency (149 kb)

  • 1 Jan 0001

    Review of the Markets in Financial Instruments Directive Questionnaire on MiFID/MiFIR 2 by Markus Ferber MEP (330 kb)

  • 1 Jan 0001

    Investor survey of fixed income liquidity 2013 (842 kb)

  • 1 Jan 0001

    AFME and The Investment Association's EEA electronic trading systems and controls statement (179 kb)