3rd Annual European Compliance and Legal Conference | afme

3rd AnnualEuropean Compliance and Legal Conference

The future of regulation in a changing world

02 - 04 Oct 2019 The Westin Paris - Vendôme

Agenda

For speaker opportunities please contact James Hodgson at james.hodgson@afme.eu or on +44 (0) 20 3828 2695.

Wednesday 2 October

16:30

Registration and refreshments

17:30

Pre-conference welcome drinks reception
Welcome address

Thursday 3 October

09:00

Registration and refreshments

10:00

Morning workshop sessions

  • Workshop: Trends in outsourcing
11:00

Morning plenary session

  • Conference opening remarks
  • Panel discussion: AI, blockchain & cryptoassets – Disruptive technology shaping the future of regulation & compliance
  • Keynote address: Robert Ophèle, Chairman, Autorité des Marchés Financiers (AMF)
12:45

Networking lunch

13:45

Concurrent stream sessions

MiFID in-focus:

  • MiFID Review - Market Structure
    Panellists:
    Tilman Lüder, Head of the Securities Markets Unit, European Commission
  • MiFID Review - Investor Protection

Legal issues:

  • Competition law

  • Key Issues post-Brexit

Financial crime:

  • New Paradigm for European AML Supervision

  • Financial Crime technological trends 

 

15:20

Networking break

15:50

Afternoon plenary session

  • Panel discussion: What to expect from the new European Parliament and Commission
  • Keynote Address: Tom Sexton, President & CEO, National Futures Association
18:00

Networking drinks reception

  • Keynote address

Friday 4 October

08:00

Registration and refreshments

08:15

Breakfast briefing

  • Workshop: What compliance officers need to know about sustainable finance
    Panellists:
    Martin Parkes, Managing Director, Global Public Policy Group, BlackRock
09:00

Morning plenary session

  • Panel discussion: Global Heads of compliance roundtable – Future of the compliance function, trends in conduct & culture
  • Keynote address: Steven Maijoor, Chair, European Securities and Markets Authority (ESMA)
10:30

Networking break

11:00

Concurrent stream sessions
Regulation in-focus:

  • IBOR alternatives
    Panellists:
    Carlos Molinas, Managing Director, Global Head of Business Compliance, Crédit Agricole
    Tilman Lüder, Head of the Securities Markets Unit, European Commission

  • MAR Reivew

Data workshops:

  • Beyond GDPR
    • Efficient management of data in light of data retention/erasure GDPR requirements
    • Supporting global growth: how to tackle data localisation measures
    • Interaction between ‘data protection’ in Europe and ‘data privacy’ in the US

  • Trends in Surveillance

Emerging leaders’ seminar:

  • Creating your path to senior management
  • Creating a culture of diversity & inclusion
12:35

Networking lunch

  • Press briefing
  • Workshop: Regulator Roundtable
13:35

Closing plenary session

  • Panel discussion:  Fitness and propriety
    Panellists:
    Sofia Toscano Rico, Head of Authorisation Division, Directorate General Secretariat to the Supervisory Board, ECB
  • Keynote address: Elisabeth Roegele, Chief Executive Director, Federal Financial
  • Supervisory Authority (BaFin)

  • Closing panel discussion:Regulator Roundtable – ESA review, regulatory pipeline and outlook for European Financial Services

  • Conference closing address
15:30

Closing networking drinks reception