3rd Annual European Compliance and Legal Conference | afme

3rd AnnualEuropean Compliance and Legal Conference

The future of regulation in a changing world

02 - 04 Oct 2019 The Westin Paris - Vendôme

Agenda

For speaker opportunities please contact James Hodgson at james.hodgson@afme.eu or on +44 (0) 20 3828 2695.

Wednesday 2 October

18.00

Pre-conference welcome drinks reception

Thursday 3 October

09:00

Registration and refreshments

10:00

Morning workshop sessions

  • Workshop: Trends in outsourcing
10.50

Morning plenary session
Conference opening remarks

James Kemp, Managing Director, Global FX, Technology and Operations and Policy Divisions, GFMA and AFME
Bharat Samani, Managing Director, Head of Compliance UK and Europe, BBVA

11.00

Panel discussion: AI, blockchain & cryptoassets – Disruptive technology shaping the future of regulation & compliance

11.50

Keynote addresses:
Robert Ophèle, Chairman, Autorité des Marchés Financiers (AMF)
Sebastián Albella Amigo,
Chairman, Spanish Securities Markets Commission (CNMV)

12:45

Networking lunch

13:45

Concurrent stream sessions

MiFID in-focus stream: Market structure

Moderator: Elisa Menardo, Director, Public Affairs and Policy, Credit Suisse and Chair, MIFID Steering Committee, AFME 

 

Legal stream: Managing Internal Investigations

Panellists:
Ilaria Filippi, Director, Legal Counsel, EMEA, Sumitomo Mitsui Banking Corporation

Financial crime stream: New paradigm for European AML supervision

Moderator: Antoine Juaristi, Partner, Herbert Smith Freehills

Panellists:
Raquel Cabeza, Deputy Director General, General Secretariat of the Treasury and Financial Policy, Ministry of Economy & Business, Spain and Co-Head of Policy Development, FATF
Isabella Fontana, Director for AML International Relations, Ministry of Economy and Finance, Italy
Will Morgan, Group Public Affairs, HSBC
Valerie Tay, Executive Director, Anti-Money Laundering Department, Monetary Authority of Singapore (MAS) and Co-Head of Policy Development, FATF

 

 

14.40

Concurrent stream sessions

MiFID in-focus stream: Investor Protection

Panellists: 
Pauline Laurent, Compliance Director, AMAFI

 

Legal stream: Brexit - No Deal Preparations and the Future EU-UK Relationship

Panllellists:
Dr. Marc Benzler, Partner, Clifford Chance

 

Financial crime stream: Financial Crime Technological Trends

Panellists:
Raquel Cabeza, Deputy Director General, General Secretariat of the Treasury and Financial Policy, Ministry of Economy & Business, Spain and Co-Head of Policy Development, FATF
Valerie Tay, Executive Director, Anti-Money Laundering Department, Monetary Authority of Singapore (MAS) and Co-Head of Policy Development, FATF

15:20

Networking break

16.00

Afternoon plenary session

Panel discussion: Regulatory review and pipeline

Panellists:

Tilman Lüder, Head of the Securities Markets Unit, European Commission

 

 

17.00

Keynote address:
Tom Sexton, President & CEO, National Futures Association

17.45

Networking drinks reception

Friday 4 October

08:00

Registration and refreshments

08:15

Breakfast briefing What compliance officers need to know about sustainable finance

Panellists:
Martin Parkes, Managing Director, Global Public Policy Group, BlackRock

Sébastien Raspiller, Assistant Secretary, Head of Financial Sector Department, Directorate-General of the Treasury, French Ministry of Economy and Finance

09:00

Morning Plenary session:

Conference day two opening remarks

09.15

Global Heads of Compliance roundtable: Future of the compliance function, trends in conduct & culture

Panellists:
Mark Carawan, Chief Compliance Officer, Citigroup
Tracey McDermott CBE
, Group Head, Corporate Affairs, Brand & Marketing, Conduct, Financial Crime and Compliance, Standard Chartered Bank

 

10.05

Keynote address:
Steven Maijoor, Chair, European Securities and Markets Authority (ESMA)

10.45

Networking break

11.15

Concurrent stream sessions
Regulation in-focus stream:IBOR alternatives

Moderator: Richard Hopkin, Managing Director, Head of Fixed Income, AFME

Panellists:
Tilman Lüder, Head of the Securities Markets Unit, European Commission
Carlos Molinas, Managing Director, Global Head of Business Compliance, Crédit Agricole
Edwin Schooling Latter,
Head of Markets Policy, FCA

 

Data workshops: Beyond GDPR

  • Efficient management of data in light of data retention/erasure GDPR requirements
  • Supporting global growth: how to tackle data localisation measures
  • Interaction between ‘data protection’ in Europe and ‘data privacy’ in the US

Panellists:
Anne Fealey, Global Head of Privacy, Citi

 

Emerging leaders’ seminar: Creating your path to senior management

Panellists:
Raj Bahia, Head of Legal & Compliance, Europe, Asia & Middle East, Evercore
Gleennia Napper, Vice President, Corporate Finance Compliance, Deutsche Bank

12.10

Concurrent stream sessions

Regulation in- focus stream: MAR Review

Moderator: Chris Ninan, Partner, Herbert Smith Freehills

Panellists:
Florence Gréau, Head of Structuring & Execution Group - Corporate Finance, Société Générale
Ollythia Bernard-Stewart, Executive Director, IB Compliance and Operational Risk Control, UBS Investment Bank

 

Data workshops: Trends in surveillance

Panellists:
Cliffe Allen, Director, OTC Derivatives, National Futures Association (NFA)
Paul Clulow-Phillips, Managing Director, Co-Global Head of MARK Compliance, Global Head of Capital Markets Surveillance, Société Générale
Stephen Strombelline, Managing Director, Capital Forensics

 

Emerging leaders’ seminar: Creating a culture of diversity & inclusion

 

13.00

Networking lunch

14.00

Panel discussion: Fitness and propriety

Moderator: Andrew Procter, Partner, Financial Services Regulatory, Herbert Smith Freehills

Panellists:
Megan Butler, Director of Supervision, Investment, Wholesale and Specialist, FCA
Sofia Toscano Rico, Head of Authorisation Division, ECB
Joseph Zangri, Managing Director, OTC Derivatives, National Futures Association (NFA)

15.00

Keynote address:
Elisabeth Roegele, Deputy President, Federal Financial Supervisory Authority (BaFin)

15:45

Closing networking drinks reception