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Seminar

Webinar: Investment Company Act section 3(c)(7) - Considerations for non- US issuers

18 November 2021
/
Virtual (GMT)

Overview

Join us for a discussion of the 'Five Firms' memo negotiated by AFME relating to the implications under the US Investment Act of 1940 for non-US issuers (including Section 3(c)(7) of the 1940 Act.

This memorandum was published in March 2012 and was designed to help non-US issuers relying on access to the US capital markets more efficiently and focussed on issuers. This is important for those non-US funds. You can view the memorandum by clicking here.

In the webinar we will be discussing:

- ERISA issues associated with non-US investment companies;
- Implications of the US Investment Advisor's Act for non-US advisors;
- AFME's role in producing and encouraging compliance with the letter.

Our panel of speakers includes: Peter Castellon, Partner, Proskauer, Sebastian Sperber, Partner, Cleary Gottlieb; Jonathan Baird, Partner, Hogan Lovells; and Karen Anderberg, Partner, Dechert.

This event is hosted by The Association for Financial Markets in Europe (AFME). By registering for this event you consent to the collection and processing of your registration data by AFME. Read AFME's Privacy Policy here.

Who Attends

  1. European Leveraged Finance Practitioners

Why Attend

  1. Hear from a panel of industry expert speakers
  2. Complimentary registration
Event is now Closed
Date18 November 2021
Time3:00 pm - 4:15 pm
LocationVirtual (GMT)

Learn more about membership here.

All registrations are subject to AFME approval.

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