Compliance Committee
Compliance Committee
Co-Chairs
Bharat P SamaniManaging Director and Head of Compliance UK, Continental Europe & Middle EastBBVA
Lisa WalkerWholesale Banking Compliance EMEA LeadING Bank N.V. London Branch
- Co-ChairsBharat P SamaniManaging Director and Head of Compliance UK, Continental Europe & Middle EastBBVALisa WalkerWholesale Banking Compliance EMEA LeadING Bank N.V. London Branch
Committee Members
Robert AngelChief Compliance Officer, UK and Mainland EMEANorthern Trust Corporation
Gerald AugustinHead of Capital Markets ComplianceRaiffeisen Bank International
Anne BreslinManaging Director, Head of Compliance EMEA & AsiaJefferies International Limited
Petra BukhalenkovaMD, EMEA Head of Regulatory StrategyJ.P. Morgan Securities plc
Rachel BurkeCommercial & Markets Risk SpecialistLloyds Banking Group
Richard BurtonUK & IB Central Regulatory ComplianceUBS AG London Branch
Guillaume BurtschellGlobal Head of ComplianceGroupe BPCE
Astro ChellaManaging Director Head of Internal Audit, Compliance & RiskDaiwa Capital Markets
Philip CooperHead of Compliance, UKCredit Agricole Corporate & Investment Bank (CACIB)
Ricky CrumpHead of Markets & Transaction Banking ComplianceDanske Bank
James DaviesHead of Compliance for International and UK ClusterCitibank Europe Plc
Marius FlocaHead of Compliance EMEATP ICAP plc
Catherine Furey-BlaizeHead of Compliance InternationalStandard Advisory London Limited
Roberto GalbiatiHead of Finance and Capital Markets ComplianceIntesa Sanpaolo SpA
Mitchell GibbEuropean Chief Compliance OfficerStifel Nicolaus Europe Limited
Simon GoodwinChief Compliance Officer UK, Europe & Asia PacificRBC Capital Markets
Mark GouldenUK&I Head of Markets Compliance. Global Head of CIB ComplianceDeutsche Bank AG
Emma GreerVice President, EMEA Compliance MonitoringBNY
Colin HarrisonChief Compliance OfficerInteractive Brokers (U.K.) Limited
Paul HoffmeisterUK Compliance - Chief of Staff and Head of Governance OfficeBNP Paribas
Lee HughesManaging DirectorGoldman Sachs
Bernardita JimenezHead of Regulatory Change and Regulatory ProcessesMUFG Securities EMEA plc
Mytalip KasamiHead of LC&I ComplianceNordea Denmark
Georgi KorchevDirector – Co-Head of UK GA Compliance AdvisoryRothschild & Co
Edwin Schooling LatterManaging Director Head of Compliance UKMizuho International plc
Antony LowtherHead of Regional UK ComplianceCommerzbank AG, London Branch
Stephen NooneChief compliance officerNatWest Markets
Massiel Pedreira-BethencourtHead of Europe Regulatory Affairs | Regulatory Conduct, EuropeHSBC Bank plc
Maria Chiara PellegriniHead of Compliance Market IntegrityMediobanca SpA
Tony PestellGlobal Head Client Asset Protection Compliance, EuropeStandard Chartered Bank Plc
Michael PhillipsManaging Director, Head of UK Wholesale Banking ComplianceSociete Generale Corporate & Investment Banking
Natalie PotterDeputy Head of Wholesale ComplianceStoneX Financial Ltd
Jane Reganco Regional Chief Compliance OfficerSMBC Bank International Plc
Gapsun RheeUK Chief Compliance OfficerBank of Montreal, London Branch
Ruben Fernández Rodríguez-CanoEurope and Global Books CCOSantander (Ireland)
Matthew RoyHead of UK ComplianceUniCredit Bank AG
Donatella SeidnerHead of ComplianceBGC Brokers L.P.
Helen SquireExecutive DirectorMorgan Stanley & Co. International plc
Alastair StablesInternational Regulatory Relations AdviserBank of America
Jonathan StoneEMEA Head of ComplianceNomura International plc
Lene UlsteinHead of Compliance, DNB CarnegieDNB Bank ASA
Katherine VetchChief Compliance OfficerBarclays Bank PLC
Majella WalshVP & Head of Compliance EuropeScotiabank Global Banking & Markets
Alistair WellmannHead of Compliance, Legal, AML & Privacy, EuropeTD Securities
- Robert AngelChief Compliance Officer, UK and Mainland EMEANorthern Trust Corporation
- Gerald AugustinHead of Capital Markets ComplianceRaiffeisen Bank International
- Anne BreslinManaging Director, Head of Compliance EMEA & AsiaJefferies International Limited
- Petra BukhalenkovaMD, EMEA Head of Regulatory StrategyJ.P. Morgan Securities plc
- Rachel BurkeCommercial & Markets Risk SpecialistLloyds Banking Group
- Richard BurtonUK & IB Central Regulatory ComplianceUBS AG London Branch
- Guillaume BurtschellGlobal Head of ComplianceGroupe BPCE
- Astro ChellaManaging Director Head of Internal Audit, Compliance & RiskDaiwa Capital Markets
- Philip CooperHead of Compliance, UKCredit Agricole Corporate & Investment Bank (CACIB)
- Ricky CrumpHead of Markets & Transaction Banking ComplianceDanske Bank
- James DaviesHead of Compliance for International and UK ClusterCitibank Europe Plc
- Marius FlocaHead of Compliance EMEATP ICAP plc
- Catherine Furey-BlaizeHead of Compliance InternationalStandard Advisory London Limited
- Roberto GalbiatiHead of Finance and Capital Markets ComplianceIntesa Sanpaolo SpA
- Mitchell GibbEuropean Chief Compliance OfficerStifel Nicolaus Europe Limited
- Simon GoodwinChief Compliance Officer UK, Europe & Asia PacificRBC Capital Markets
- Mark GouldenUK&I Head of Markets Compliance. Global Head of CIB ComplianceDeutsche Bank AG
- Emma GreerVice President, EMEA Compliance MonitoringBNY
- Colin HarrisonChief Compliance OfficerInteractive Brokers (U.K.) Limited
- Paul HoffmeisterUK Compliance - Chief of Staff and Head of Governance OfficeBNP Paribas
- Lee HughesManaging DirectorGoldman Sachs
- Bernardita JimenezHead of Regulatory Change and Regulatory ProcessesMUFG Securities EMEA plc
- Mytalip KasamiHead of LC&I ComplianceNordea Denmark
- Georgi KorchevDirector – Co-Head of UK GA Compliance AdvisoryRothschild & Co
- Edwin Schooling LatterManaging Director Head of Compliance UKMizuho International plc
- Antony LowtherHead of Regional UK ComplianceCommerzbank AG, London Branch
- Stephen NooneChief compliance officerNatWest Markets
- Massiel Pedreira-BethencourtHead of Europe Regulatory Affairs | Regulatory Conduct, EuropeHSBC Bank plc
- Maria Chiara PellegriniHead of Compliance Market IntegrityMediobanca SpA
- Tony PestellGlobal Head Client Asset Protection Compliance, EuropeStandard Chartered Bank Plc
- Michael PhillipsManaging Director, Head of UK Wholesale Banking ComplianceSociete Generale Corporate & Investment Banking
- Natalie PotterDeputy Head of Wholesale ComplianceStoneX Financial Ltd
- Jane Reganco Regional Chief Compliance OfficerSMBC Bank International Plc
- Gapsun RheeUK Chief Compliance OfficerBank of Montreal, London Branch
- Ruben Fernández Rodríguez-CanoEurope and Global Books CCOSantander (Ireland)
- Matthew RoyHead of UK ComplianceUniCredit Bank AG
- Donatella SeidnerHead of ComplianceBGC Brokers L.P.
- Helen SquireExecutive DirectorMorgan Stanley & Co. International plc
- Alastair StablesInternational Regulatory Relations AdviserBank of America
- Jonathan StoneEMEA Head of ComplianceNomura International plc
- Lene UlsteinHead of Compliance, DNB CarnegieDNB Bank ASA
- Katherine VetchChief Compliance OfficerBarclays Bank PLC
- Majella WalshVP & Head of Compliance EuropeScotiabank Global Banking & Markets
- Alistair WellmannHead of Compliance, Legal, AML & Privacy, EuropeTD Securities