Compliance Committee
Compliance Committee
Co-Chair
Bharat P SamaniManaging Director and Head of Compliance UK, Continental Europe & Middle EastBBVA
Lisa WalkerWholesale Banking Compliance EMEA LeadING Bank N.V. London Branch
- Co-ChairBharat P SamaniManaging Director and Head of Compliance UK, Continental Europe & Middle EastBBVALisa WalkerWholesale Banking Compliance EMEA LeadING Bank N.V. London Branch
Committee Members
Alastair StablesInternational Regulatory Relations AdviserBank of America
Alexander AndreadisCompliance OfficerBarclays Bank PLC
Alistair WellmannHead of Compliance, Legal, AML & Privacy, EuropeTD Securities
Anne BreslinManaging Director, Head of Compliance EMEA & AsiaJefferies International Limited
Antony LowtherHead of Regional UK ComplianceCommerzbank AG, London Branch
Barbara WastleLBCM – Non Financial Risk DirectorLloyds Banking Group
Bernardita JimenezHead of Regulatory Change and Regulatory ProcessesMUFG Securities EMEA plc
Catherine Furey-BlaizeHead of Compliance InternationalStandard Advisory London Limited
Clare HitchcockUK Compliance Head of PIC, PE and Regulatory AffairsBNP Paribas
Colin HarrisonChief Compliance OfficerInteractive Brokers (U.K.) Limited
Donatella SeidnerHead of ComplianceBGC Brokers L.P.
Edwin Schooling LatterManaging Director Head of Compliance UKMizuho International plc
Emma GreerVice President, EMEA Compliance MonitoringBNY
Gapsun RheeUK Chief Compliance OfficerBank of Montreal, London Branch
George KorchevDirector – Co-Head of UK GA Compliance AdvisoryRothschild & Co
Gerald AugustinHead of Capital Markets ComplianceRaiffeisen Bank International
Guillaume BurtschellGlobal Head of ComplianceGroupe BPCE
Helen SquireExecutive DirectorMorgan Stanley & Co. International plc
James DaviesHead of Compliance for International and UK ClusterCitibank Europe Plc
James LovattManaging Director - Chief Compliance Officer & MLROSantander Corporate & Investment Banking
Jonathan StoneEMEA Head of ComplianceNomura International plc
Kate VetchHead of Global ComplianceMacquarie Group
Lee HughesManaging DirectorGoldman Sachs International
Majella WalshVP & Head of Compliance EuropeScotiabank Global Banking & Markets
Maria Chiara PellegriniHead of Compliance Market IntegrityMediobanca SpA
Marius FlocaHead of Compliance EMEATP ICAP plc
Mark GouldenUK&I Head of Markets Compliance. Global Head of CIB ComplianceDeutsche Bank AG
Massiel Pedreira-BethencourtHead of Europe Regulatory Affairs | Regulatory Conduct, EuropeHSBC Bank plc
Matthew RoyHead of UK ComplianceUniCredit Bank AG
Michael PhillipsManaging Director, Head of UK Wholesale Banking ComplianceSociete Generale Corporate & Investment Banking
Mitchell GibbEuropean Chief Compliance OfficerStifel Nicolaus Europe Limited
Mytalip KasamiHead of LC&I ComplianceNordea Denmark
Natalie PotterDeputy Head of Wholesale ComplianceStoneX Financial Ltd
Paul HoffmeisterUK Compliance - Chief of Staff and Head of Governance OfficeBNP Paribas
Petra BukhalenkovaMD, EMEA Head of Regulatory StrategyJ.P. Morgan Securities plc
Philip CooperHead of Compliance, UKCredit Agricole Corporate & Investment Bank
Ricky CrumpHead of Markets & Transaction Banking ComplianceDanske Bank
Robert AngelChief Compliance Officer, UK and Mainland EMEANorthern Trust Corporation
Roberto GalbiatiHead of Finance and Capital Markets ComplianceIntesa Sanpaolo SpA
Rouzbeh FaramarzianExecutive Director, Head of Risk & ComplianceDaiwa Capital Markets
Ruben Fernández Rodríguez-CanoEurope and Global Books CCOSantander (Ireland)
Simon GoodwinChief Compliance Officer UK, Europe & Asia PacificRBC Capital Markets
Stephanie KiernanHead of Compliance CMSMBC Bank International Plc
Stephen NooneChief compliance officerNatWest Markets
Su UnglessExecutive Direcor,UBS AG London Branch
Tony PestellGlobal Head Client Asset Protection Compliance, EuropeStandard Chartered Bank Plc
- Alastair StablesInternational Regulatory Relations AdviserBank of America
- Alexander AndreadisCompliance OfficerBarclays Bank PLC
- Alistair WellmannHead of Compliance, Legal, AML & Privacy, EuropeTD Securities
- Anne BreslinManaging Director, Head of Compliance EMEA & AsiaJefferies International Limited
- Antony LowtherHead of Regional UK ComplianceCommerzbank AG, London Branch
- Barbara WastleLBCM – Non Financial Risk DirectorLloyds Banking Group
- Bernardita JimenezHead of Regulatory Change and Regulatory ProcessesMUFG Securities EMEA plc
- Catherine Furey-BlaizeHead of Compliance InternationalStandard Advisory London Limited
- Clare HitchcockUK Compliance Head of PIC, PE and Regulatory AffairsBNP Paribas
- Colin HarrisonChief Compliance OfficerInteractive Brokers (U.K.) Limited
- Donatella SeidnerHead of ComplianceBGC Brokers L.P.
- Edwin Schooling LatterManaging Director Head of Compliance UKMizuho International plc
- Emma GreerVice President, EMEA Compliance MonitoringBNY
- Gapsun RheeUK Chief Compliance OfficerBank of Montreal, London Branch
- George KorchevDirector – Co-Head of UK GA Compliance AdvisoryRothschild & Co
- Gerald AugustinHead of Capital Markets ComplianceRaiffeisen Bank International
- Guillaume BurtschellGlobal Head of ComplianceGroupe BPCE
- Helen SquireExecutive DirectorMorgan Stanley & Co. International plc
- James DaviesHead of Compliance for International and UK ClusterCitibank Europe Plc
- James LovattManaging Director - Chief Compliance Officer & MLROSantander Corporate & Investment Banking
- Jonathan StoneEMEA Head of ComplianceNomura International plc
- Kate VetchHead of Global ComplianceMacquarie Group
- Lee HughesManaging DirectorGoldman Sachs International
- Majella WalshVP & Head of Compliance EuropeScotiabank Global Banking & Markets
- Maria Chiara PellegriniHead of Compliance Market IntegrityMediobanca SpA
- Marius FlocaHead of Compliance EMEATP ICAP plc
- Mark GouldenUK&I Head of Markets Compliance. Global Head of CIB ComplianceDeutsche Bank AG
- Massiel Pedreira-BethencourtHead of Europe Regulatory Affairs | Regulatory Conduct, EuropeHSBC Bank plc
- Matthew RoyHead of UK ComplianceUniCredit Bank AG
- Michael PhillipsManaging Director, Head of UK Wholesale Banking ComplianceSociete Generale Corporate & Investment Banking
- Mitchell GibbEuropean Chief Compliance OfficerStifel Nicolaus Europe Limited
- Mytalip KasamiHead of LC&I ComplianceNordea Denmark
- Natalie PotterDeputy Head of Wholesale ComplianceStoneX Financial Ltd
- Paul HoffmeisterUK Compliance - Chief of Staff and Head of Governance OfficeBNP Paribas
- Petra BukhalenkovaMD, EMEA Head of Regulatory StrategyJ.P. Morgan Securities plc
- Philip CooperHead of Compliance, UKCredit Agricole Corporate & Investment Bank
- Ricky CrumpHead of Markets & Transaction Banking ComplianceDanske Bank
- Robert AngelChief Compliance Officer, UK and Mainland EMEANorthern Trust Corporation
- Roberto GalbiatiHead of Finance and Capital Markets ComplianceIntesa Sanpaolo SpA
- Rouzbeh FaramarzianExecutive Director, Head of Risk & ComplianceDaiwa Capital Markets
- Ruben Fernández Rodríguez-CanoEurope and Global Books CCOSantander (Ireland)
- Simon GoodwinChief Compliance Officer UK, Europe & Asia PacificRBC Capital Markets
- Stephanie KiernanHead of Compliance CMSMBC Bank International Plc
- Stephen NooneChief compliance officerNatWest Markets
- Su UnglessExecutive Direcor,UBS AG London Branch
- Tony PestellGlobal Head Client Asset Protection Compliance, EuropeStandard Chartered Bank Plc
