Compliance Committee
Compliance Committee
Co-Chair
Bharat P SamaniManaging Director and Head of Compliance UK, Continental Europe & Middle EastBBVA
Lisa WalkerWholesale Banking Compliance EMEA LeadING Bank N.V. London Branch
- Co-ChairBharat P SamaniManaging Director and Head of Compliance UK, Continental Europe & Middle EastBBVALisa WalkerWholesale Banking Compliance EMEA LeadING Bank N.V. London Branch
Committee Members
Alastair StablesInternational Regulatory Relations AdviserBank of America
Gapsun RheeUK Chief Compliance OfficerBank of Montreal, London Branch
Alexander AndreadisCompliance OfficerBarclays Bank PLC
Donatella SeidnerHead of ComplianceBGC Brokers L.P.
Clare HitchcockUK Compliance Head of PIC, PE and Regulatory AffairsBNP Paribas
Paul HoffmeisterUK Compliance - Chief of Staff and Head of Governance OfficeBNP Paribas
Emma GreerVice President, EMEA Compliance MonitoringBNY
James DaviesHead of Compliance for International and UK ClusterCitibank Europe Plc
Antony LowtherHead of Regional UK ComplianceCommerzbank AG, London Branch
Philip CooperHead of Compliance, UKCredit Agricole Corporate & Investment Bank
Rouzbeh FaramarzianExecutive Director, Head of Risk & ComplianceDaiwa Capital Markets
Ricky CrumpHead of Markets & Transaction Banking ComplianceDanske Bank
Mark GouldenUK&I Head of Markets Compliance. Global Head of CIB ComplianceDeutsche Bank AG
Lee HughesManaging DirectorGoldman Sachs International
Guillaume BurtschellGlobal Head of ComplianceGroupe BPCE
Massiel Pedreira-BethencourtHead of Europe Regulatory Affairs | Regulatory Conduct, EuropeHSBC Bank plc
Colin HarrisonChief Compliance OfficerInteractive Brokers (U.K.) Limited
Roberto GalbiatiHead of Finance and Capital Markets ComplianceIntesa Sanpaolo SpA
Petra BukhalenkovaMD, EMEA Head of Regulatory StrategyJ.P. Morgan Securities plc
Anne BreslinManaging Director, Head of Compliance EMEA & AsiaJefferies International Limited
Barbara WastleLBCM – Non Financial Risk DirectorLloyds Banking Group
Kate VetchHead of Global ComplianceMacquarie Group
Maria Chiara PellegriniHead of Compliance Market IntegrityMediobanca SpA
Edwin Schooling LatterManaging Director Head of Compliance UKMizuho International plc
Helen SquireExecutive DirectorMorgan Stanley & Co. International plc
Bernardita JimenezHead of Regulatory Change and Regulatory ProcessesMUFG Securities EMEA plc
Stephen NooneChief compliance officerNatWest Markets
Jonathan StoneEMEA Head of ComplianceNomura International plc
Mytalip KasamiHead of LC&I ComplianceNordea Denmark
Robert AngelChief Compliance Officer, UK and Mainland EMEANorthern Trust Corporation
Gerald AugustinHead of Capital Markets ComplianceRaiffeisen Bank International
Simon GoodwinChief Compliance Officer UK, Europe & Asia PacificRBC Capital Markets
Georgi KorchevDirector – Co-Head of UK GA Compliance AdvisoryRothschild & Co
Ruben Fernández Rodríguez-CanoEurope and Global Books CCOSantander (Ireland)
James LovattManaging Director - Chief Compliance Officer & MLROSantander Corporate & Investment Banking
Majella WalshVP & Head of Compliance EuropeScotiabank Global Banking & Markets
Stephanie KiernanHead of Compliance CMSMBC Bank International Plc
Jane Reganco Regional Chief Compliance OfficerSMBC Bank International Plc
Michael PhillipsManaging Director, Head of UK Wholesale Banking ComplianceSociete Generale Corporate & Investment Banking
Catherine Furey-BlaizeHead of Compliance InternationalStandard Advisory London Limited
Tony PestellGlobal Head Client Asset Protection Compliance, EuropeStandard Chartered Bank Plc
Mitchell GibbEuropean Chief Compliance OfficerStifel Nicolaus Europe Limited
Natalie PotterDeputy Head of Wholesale ComplianceStoneX Financial Ltd
Alistair WellmannHead of Compliance, Legal, AML & Privacy, EuropeTD Securities
Marius FlocaHead of Compliance EMEATP ICAP plc
Su UnglessExecutive Direcor,UBS AG London Branch
Matthew RoyHead of UK ComplianceUniCredit Bank AG
- Alastair StablesInternational Regulatory Relations AdviserBank of America
- Gapsun RheeUK Chief Compliance OfficerBank of Montreal, London Branch
- Alexander AndreadisCompliance OfficerBarclays Bank PLC
- Donatella SeidnerHead of ComplianceBGC Brokers L.P.
- Clare HitchcockUK Compliance Head of PIC, PE and Regulatory AffairsBNP Paribas
- Paul HoffmeisterUK Compliance - Chief of Staff and Head of Governance OfficeBNP Paribas
- Emma GreerVice President, EMEA Compliance MonitoringBNY
- James DaviesHead of Compliance for International and UK ClusterCitibank Europe Plc
- Antony LowtherHead of Regional UK ComplianceCommerzbank AG, London Branch
- Philip CooperHead of Compliance, UKCredit Agricole Corporate & Investment Bank
- Rouzbeh FaramarzianExecutive Director, Head of Risk & ComplianceDaiwa Capital Markets
- Ricky CrumpHead of Markets & Transaction Banking ComplianceDanske Bank
- Mark GouldenUK&I Head of Markets Compliance. Global Head of CIB ComplianceDeutsche Bank AG
- Lee HughesManaging DirectorGoldman Sachs International
- Guillaume BurtschellGlobal Head of ComplianceGroupe BPCE
- Massiel Pedreira-BethencourtHead of Europe Regulatory Affairs | Regulatory Conduct, EuropeHSBC Bank plc
- Colin HarrisonChief Compliance OfficerInteractive Brokers (U.K.) Limited
- Roberto GalbiatiHead of Finance and Capital Markets ComplianceIntesa Sanpaolo SpA
- Petra BukhalenkovaMD, EMEA Head of Regulatory StrategyJ.P. Morgan Securities plc
- Anne BreslinManaging Director, Head of Compliance EMEA & AsiaJefferies International Limited
- Barbara WastleLBCM – Non Financial Risk DirectorLloyds Banking Group
- Kate VetchHead of Global ComplianceMacquarie Group
- Maria Chiara PellegriniHead of Compliance Market IntegrityMediobanca SpA
- Edwin Schooling LatterManaging Director Head of Compliance UKMizuho International plc
- Helen SquireExecutive DirectorMorgan Stanley & Co. International plc
- Bernardita JimenezHead of Regulatory Change and Regulatory ProcessesMUFG Securities EMEA plc
- Stephen NooneChief compliance officerNatWest Markets
- Jonathan StoneEMEA Head of ComplianceNomura International plc
- Mytalip KasamiHead of LC&I ComplianceNordea Denmark
- Robert AngelChief Compliance Officer, UK and Mainland EMEANorthern Trust Corporation
- Gerald AugustinHead of Capital Markets ComplianceRaiffeisen Bank International
- Simon GoodwinChief Compliance Officer UK, Europe & Asia PacificRBC Capital Markets
- Georgi KorchevDirector – Co-Head of UK GA Compliance AdvisoryRothschild & Co
- Ruben Fernández Rodríguez-CanoEurope and Global Books CCOSantander (Ireland)
- James LovattManaging Director - Chief Compliance Officer & MLROSantander Corporate & Investment Banking
- Majella WalshVP & Head of Compliance EuropeScotiabank Global Banking & Markets
- Stephanie KiernanHead of Compliance CMSMBC Bank International Plc
- Jane Reganco Regional Chief Compliance OfficerSMBC Bank International Plc
- Michael PhillipsManaging Director, Head of UK Wholesale Banking ComplianceSociete Generale Corporate & Investment Banking
- Catherine Furey-BlaizeHead of Compliance InternationalStandard Advisory London Limited
- Tony PestellGlobal Head Client Asset Protection Compliance, EuropeStandard Chartered Bank Plc
- Mitchell GibbEuropean Chief Compliance OfficerStifel Nicolaus Europe Limited
- Natalie PotterDeputy Head of Wholesale ComplianceStoneX Financial Ltd
- Alistair WellmannHead of Compliance, Legal, AML & Privacy, EuropeTD Securities
- Marius FlocaHead of Compliance EMEATP ICAP plc
- Su UnglessExecutive Direcor,UBS AG London Branch
- Matthew RoyHead of UK ComplianceUniCredit Bank AG
