The Future of Surveillance in Wholesale Banking | AFME

Share this page
The Future of Surveillance in Wholesale Banking
03 Oct 2019

Surveillance within wholesale banks is integral to the identification and investigation of unlawful or unethical practices, such as: misconduct, market manipulation and market abuse, and financial crime. The surveillance function in financial institutions has evolved significantly over the last ten years, mainly driven by regulatory requirements and high-profile misconduct cases. Banks have, as a result, invested heavily in building their surveillance capability. However, with rapidly developing technologies and regulatory expectations, the ongoing drive to enhance the effectiveness and efficiency of surveillance must continue.