For the last seven years, AFME’s European Compliance and Legal Conference has brought together over 200+ professionals for high-level networking and discussion. This event is designed by our members to address the most pressing issues and trends affecting the European compliance and legal industry.The programme, comprised of specialist keynote presentations, industry expert panel discussions and interactive networking, brings together senior industry stakeholders from across Europe.The conference is a great opportunity for attendees to gain valuable insights, hear from industry experts, earn CPD hours and make connections with fellow colleagues.Registration fees:AFME Member: €949 + VATNon Member: €1,249 + VATMulti-booking discount:• 10% off when booking 3 or more delegates at the same time• 20% off when booking 5 or more delegates at the same timeFor group bookings, please email [email protected]Complimentary subject to verification:• Regulator: promo code REGULATOR• Press: promo code PRESSNote: Promo codes are case sensitiveMembers participating can receive 15 points for permanent education of the IJE.If you have any questions, please contact the Event Administrator, Kitty Phillips via email at [email protected] or via phone at +442038282744
Legal solutions for business issues. Business solutions for legal issues. Today's general counsel faces a long and growing list of imperatives: enable growth, manage risk, ensure compliance, reduce costs, enhance business performance—all the while keeping pace with a constantly evolving technological, geopolitical, regulatory and business landscape. Your business needs a legal ally with an eye on the long view, who considers all angles of every decision: legal, business, technology, cyber, operations, human capital, and more. Our people have worked in law firms, regulators and financial institutions, giving us first-hand experience of the challenges faced by your organisation today. With our global reach, Deloitte’s legal team is with you every step of the way, ensuring the best business outcomes for every legal decision—and the best legal outcomes for every business decision. We don’t see events—or aspects of your business—as siloed or standalone. Instead, we focus on long-term benefits, bringing our unique, business-oriented mindset to every legal challenge. Together we’ll help you manage business and regulatory relationships, protect your assets, support your workforce, manage contracting processes and implement complex change projects.
Since 2006, Amazon Web Services has been the world’s most comprehensive and broadly adopted cloud. AWS has been continually expanding its services to support virtually any workload, and it now has more than 200 fully featured services for compute, storage, databases, networking, analytics, machine learning and artificial intelligence (AI), Internet of Things (IoT), mobile, security, hybrid, virtual and augmented reality (VR and AR), media, and application development, deployment, and management from 99 Availability Zones within 31 geographic regions, with announced plans for 15 more Availability Zones and five more AWS Regions in Canada, Israel, Malaysia, New Zealand, and Thailand. Millions of customers—including the fastest-growing startups, largest enterprises, and leading government agencies—trust AWS to power their infrastructure, become more agile, and lower costs. To learn more about AWS, visit aws.amazon.com.
At PwC, our purpose is to build trust in society and solve important problems. PwC is a network of firms in 157 countries with more than 276,000 people who are committed to delivering quality in assurance, advisory and tax services. Find out more and tell us what matters to you by visiting us at www.pwc.com/UK.
StarCompliance is the world’s leading provider of compliance technology solutions. Trusted globally by forward-thinking companies in 114 countries, Star's future-ready compliance platform delivers on-demand configurability, multi-jurisdictional integrity, and the actionable intelligence you need to monitor for conflicts, meet regulatory obligations, and reduce risk. Compliance no longer needs to be complex. Check out Star's intuitive, straightforward UX and give your employees the multi-layered protection they need to comply with confidence. www.starcompliance.com
Freedom Finance Europe Ltd. operates Freedom24, an investment platform serving clients across Europe and providing direct access to 15 global stock exchanges in the U.S., Europe, and Asia. Combined, it offers more than 1 million trading instruments, including stocks, ETFs, bonds, options, and futures. Freedom24 also provides fixed and non-fixed savings plans, yielding up to 4.2% in EUR and up to 6.1% in USD. Freedom Finance Europe Ltd. is part of Freedom Holding Corp. (NASDAQ: FRHC), a global conglomerate providing services in retail financial securities brokerage and trading, investment research, investment banking and underwriting services, insurance, and consumer banking. Find out more about us at https://freedomfinance.eu/
J.S. Held is a global consulting firm providing regulatory, financial, and analytical expertise throughout the financial services industry. Our professionals serve as trusted advisors to organizations facing high-stakes events demanding urgent attention, staunch integrity, and clear-cut analysis. The firm provides a comprehensive suite of services, products, and data that enable clients to navigate complex and, often, contentious situations. Our Global Investigations practice provides financial institutions and their legal counsel with the information required to make well-informed business and legal decisions in numerous practice areas, including: Investigations / White-Collar Defense / Enforcement: Our team assists with a broad range of regulatory, compliance, and systems-related matters and addresses business challenges related to all types of internal investigations. Our experts produce reports that often serve as the basis for instructive exhibits in litigation and enforcement defense. Similar work is done for proactive reviews, initiated by Compliance, Audit, or senior management. Sanctions & International Trade Compliance: Our experts advise clients on counterparty risk, AML, and sanctions exposure, including source of wealth checks on high-net-worth individuals, verification of the ultimate beneficial ownership of client companies, review sanctions exposure particularly with regards to geopolitics and the dynamics of key sanction risks, as well as assess multiple client portfolios for reputational and regulatory risk.
Latham & Watkins delivers innovative solutions to complex legal and business challenges around the world. From a global platform, our lawyers advise clients on market-shaping transactions, high-stakes litigation and trials, and sophisticated regulatory matters. Latham is one of the world’s largest providers of pro bono services, steadfastly supports initiatives designed to advance diversity within the firm and the legal profession, and is committed to exploring and promoting environmental sustainability.
ASSOCIAZIONE INTERMEDIARI MERCATI FINANZIARI - ASSOSIM represents the interests of the intermediaries active on the Italian financial markets, namely, Italian investment firms, investment banks and subsidiaries of foreign investment services providers. ASSOSIM carries out advocacy and advisory activities, training and organization of conferences and seminars. Its members account for nearly the entire amount of the transactions carried out on the Italian stock markets as from Italy, and more than 80% when considering cross border transactions. Since 2007, the membership has been extended to law firms, consulting and IT solutions development companies, and to those entities providing services to financial intermediaries.
CIO Applications Europe has fast culminated into the most sought-after magazine Pan-Europe as it has transformed its course hand-in-hand with the technology and has culminated into a leading media brand, with a unique editorial focus on bringing to light the core innovations in technology.CIO Applications Europe magazine stands out with its unique approach of learning from peers approach offering professionals the most comprehensive collection of technology trends. The magazine is the single most successful initiative of Pan-Europe to advise and guide decision-makers regarding the latest in the fast-evolving technology landscape. We are determined to propose a myriad of additional services that can improve businesses and help customers deal with issues related to this industry.
CIOReview is a leading technology magazine that is at the forefront of guiding enterprises through the continuously varying business environment with information about the solutions and services. The magazine serves as a trustworthy knowledge source as well as a platform for the C-suite executives, industry experts, technology buyers, and other decision-makers to share their valuable insights about new technology trends in the market.
Founded in 1988, the International Council of Securities Associations is the global organization of twenty securities industry associations representing firms across Asia, the Americas, and Europe. ICSA advocates for regulatory policies, regulations, and initiatives across jurisdictions that promote efficient and well-functioning securities markets and the flow of cross-border capital. The aim is to assist in increasing confidence and enhancing economic growth. ICSA provides a forum for member associations to work with regulators and government authorities to understand developments, exchange views, and collaborate.
The Swedish Securities Market Association (SSMA) is a trade association representing the interests of investment firms active on the Swedish securities market.
Best Execution – where the buyside and sellside meet Best Execution’s quarterly magazine, daily online news and regular e-mail newsletters examine the impact of regulation, new market participants and new technologies on all asset classes (equities, fixed income, derivatives and FX) from pre-trade to post-trade and beyond. One of the consequences of regulation has been the changing dynamic of buyside-sellside interactions and Best Execution is now broadening its remit with Broker Review to examine the true cost of services provided by brokers to their clients. This will not only cover execution and research, but also scrutinise the shift towards sustainability with the increasing importance of environmental, social and governance (ESG) factors in investment strategy. Best Execution acts as a bridge between the buyside and the sellside, shining a light on their changing relationship and examining the evolution of the global securities markets, but never forgetting that it is not just technology, but people who are needed to hone that competitive edge. www.bestexecution.net
Talking about bonds starts at the DESK The DESK provides buy-side traders and their counterparts with precise detail on the macro-drivers, events and plans that are shaping liquidity and price discovery in fixed income markets. The DESK’s quarterly magazine, daily news, weekly newsletters and social media feeds give us a constant flow of information to the market, blending a mix of exclusive stories, in-depth trader profiles and technical analysis of trading across the cash and derivatives’ fixed income markets. The DESK is trusted by bond traders to be the best information on market structure, data and trade execution. Using a unique model of feedback via monthly off-the-record briefings and quarterly quantitative research, we help buy-side traders to navigate the evolving fixed income markets and sell-side traders to better support their clients. Our readers predominantly come from the developed financial market centres of Europe and North America, but our combination of print and digital gives The DESK a global reach. www.fi-desk.com
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Secretary General, AMF
Commissioner, Consob
Deputy Governor Consumer & Investor Protection, Central Bank of Ireland
Head of Department - Conduct Supervision and Convergence, ESMA
Director, Banking, Insurance and Financial Crime, DG FISMA-D, European Commission
Chair, CNMV
CEO, Association for Financial Markets in Europe (AFME)
Deputy Head of Securities Market Unit, European Commission
Director Legal Compliance EMEA, Association of Corporate Counsel (ACC)
Managing Director, UK Head of Financial Services Regulation, Société Générale
Group Head of Regulatory Compliance, HSBC
Director, Product Management, StarCompliance
Deputy Director-General Market Surveillance and Head of Division Market Surveillance Banks and Insurance Companies, BaFin
Head of FCC, Netherlands Wholesale Banking, ING
Partner, Compliance Transformation, PwC
Head of Group Legal, Rothschild & Co
Managing Director, Head of Compliance UK and Europe, BBVA
Professor University of Cambridge and CEO RegGenome
Director of Wholesale Buy Side, Financial Conduct Authority
Head of Unit, AML/CFT, European Banking Authority
Head of AML regulatory affairs and advocacy, BNP Paribas
Head of CPL AI team, Credit Agricole Corporate and Investment Bank
General Counsel, HSBC Bank plc
Founder, Human Risk Limited
Partner, Financial Regulation, Deloitte Legal (UK)
Head of EMEA Regulatory Affairs, J.P. Morgan
Managing Director & General Counsel for EMEA and Asia, Jefferies
AML/CFT Awareness Coordinator, FIU – the Netherlands
EMEA Supervisory Enablement Lead, AWS