Standard forms and documents

All

  • 22 Sep 2016

    AFME Position Paper IFRS9 vs CRD4 CRR Capital Requirements (540 kb)

  • 22 Sep 2016

    AFME Position Paper CRR2 Possible modifications of LE framework (484 kb)

  • 1 Aug 2016

    AFME model clauses for contractual recognition of bail-in (4.43 mb)

  • 4 Jul 2016

    Electronic Trading Information Platform (250 kb)

  • 4 Jul 2016

    Practices and Procedures with Respect to Research Meetings/Material Prior to the Award of a Capital Markets Mandate (445 kb)

  • 18 May 2016

    AFME Market Abuse Regulation - Industry Outreach Session (72 kb)

  • 13 Apr 2016

    Information Statement in accordance with Article 15 of the Securities Financing Transactions Regulation (92 kb)

  • 7 Apr 2016

    AFME Standard Form Agreement Among Initial Purchasers (New York Law Version) (136 kb)

  • 7 Apr 2016

    AFME Standard Form Transfer Restrictions (83 kb)

  • 7 Apr 2016

    AFME Standard Form Plan of Distribution (90 kb)

  • 7 Apr 2016

    AFME Standard Form Book-Entry Delivery and Form - Option III (157 kb)

  • 7 Apr 2016

    AFME Standard Form Book-Entry Delivery and Form - Option II (99 kb)

  • 7 Apr 2016

    AFME Standard Form Book-Entry Delivery and Form - Option I (102 kb)

  • 7 Apr 2016

    AFME Standard Form Agreement Among Initial Purchasers (English Law Version) (98 kb)

  • 7 Apr 2016

    AFME Standard Form Notice to Investors (98 kb)

  • 23 Mar 2016

    AFME recommendations for TARGET2-Securities Settlement (126 kb)

  • 14 Mar 2016

    Block Trade Procedures – Volcker Rule/Investment Company Act (90 kb)

  • 11 Feb 2016

    AFME and The Investment Association's EEA equities electronic order handling questionnaire (100 kb)

  • 24 Jul 2014

    Modifications without direct noteholder consent: wording for inclusion in terms and conditions (688 kb)

  • 9 Feb 2014

    AFME Market Standards for Corporate Actions Processing Q and A March 2014 (1.70 mb)

  • 17 Jan 2014

    AFME Joint Trade Association letter re: Legal Entity Identifier codes (114 kb)

  • 24 Oct 2013

    AFME ECM Model Block Trade Agreements - explanatory memo (134 kb)

  • 24 Oct 2013

    AFME Model Block Trade Agreement (138 kb)

  • 24 Oct 2013

    AFME Model Block Trade Agreement (Backstop) (138 kb)

  • 13 Jul 2013

    Standard Form Anti-Corruption Representations (94 kb)

  • 1 Jul 2013

    Business Process Requirements Document: Triparty (CFD) Matching and CCP Clearing Requirement Specification (982 kb)

  • 8 Dec 2012

    AFME ECM division form confidentiality agreement for listed issuers - First Published on 8.12.09 (492 kb)

  • 16 Nov 2012

    AFME The EMEA ECM Model Agreement Among Underwriters (Equities - English Law) (315 kb)

  • 12 Jul 2012

    AFME Standard Form Anti-Corruption Representations (243 kb)

  • 1 Jul 2012

    AFME Recommended Market Practices Disclosure by Issuers of Non-Investment Grade Debt Securities (63 kb)

  • 26 Apr 2012

    BRPD: Broker Netting via a CCP Solution (703 kb)

  • 26 Apr 2012

    BPRD: Bilateral Netting via a Vendor Solution (727 kb)

  • 26 Apr 2012

    BPRD: Broker Matching Solutions (476 kb)

  • 2 Jan 2012

    AFME Market Standards for Corporate Actions Processing, revised version 2012 (232 kb)

  • 2 Jan 2012

    AFME Form Confidentiality Agreement for Block Trades - First published on 8.12.09 (500 kb)

  • 1 Dec 2011

    AFME Recommended Market Practices Disclosure by Issuers of Non-Investment Grade Debt Securities (53 kb)

  • 15 Aug 2011

    AFME Agreement Among Initial Purchasers (131 kb)

  • 24 Sep 2010

    AFME Signed OTC Protocol Documents (41 kb)

  • 8 Dec 2009

    AFME ECM Division Form Confidentiality Agreement for Listed Issuers (96 kb)

  • 8 Dec 2009

    AFME ECM SFD Form Confidentiality Agreement for Block Trades (492 kb)

  • 27 Nov 2009

    AFME Market Standards for Corporate Actions Processing (254 kb)

  • 1 Dec 2008

    AFME EHYA Standard Form Transfer of Restrictions (233 kb)

  • 1 Dec 2008

    AFME EHYA Standard Form Book-Entry Delivery & Form - Option II (253 kb)

  • 1 Dec 2008

    AFME EHYA Standard Form: Book-Entry Delivery & Form - Option I (252 kb)

  • 1 Dec 2008

    EHYA Standard Form Notice to Investors (285 kb)

  • 1 Dec 2008

    AFME EHYA Standard Form Plan of Distribution (246 kb)

  • 1 Dec 2008

    AFME EHYA Standard Form Due Diligence Request List (269 kb)

  • 1 Dec 2008

    AFME EHYA Standard Form Book-Entry Delivery & Form - Option III (262 kb)

  • 1 Dec 2008

    Recording Telephone conversations and electronic communications under COBS 11.8 - Guidelines (134 kb)

  • 2 Jul 2008

    Ten Industry Initiatives to Increase Transparency in the Securitisation Market: Executive Summary (111 kb)

  • 1 Jun 2008

    Issuer and Investor Transparency Initiatives (482 kb)

  • 8 Feb 2008

    Summary of European Industry Commitments to the European Commission Regarding Transparency in the European Securitisation Market (126 kb)

  • 1 Jan 0001

    AFME Standard Form: Research Guidelines (184 kb)