Consultation responses

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  • 13 May 2019

    AFME response to FCA CP 19/6: Changes to align the FCA Handbook with the EU Prospectus Regulation (135 kb)

  • 1 Feb 2019

    AFME feedback on the TEG’s report on Climate-related Disclosures (179 kb)

  • 21 Dec 2018

    AFME response to the European Commission’s draft Delegated Acts regarding the format and content of Prospectuses under the Prospectus Regulation (EU 1129/2017) (340 kb)

  • 15 Oct 2018

    AFME response to the Department for Business, Energy & Industrial Strategy (BEIS) consultation on national security and investment (198 kb)

  • 4 Oct 2018

    AFME response to the European Securities and Markets Authority’s consultation paper on guidelines on risk factors under the Prospectus Regulation (396 kb)

  • 27 Sep 2018

    PRIIPs – FCA Call for Input – Annex to ESAs letter (176 kb)

  • 27 Sep 2018

    PRIIPS – AFME Response to FCA CFI (165 kb)

  • 22 Aug 2018

    AFME-ISDA’s response to the Commission’s proposal on low carbon and positive carbon impact benchmarks (628 kb)

  • 8 May 2018

    AFME, FIA and UK Finance response to PRA CP5/18 Algorithmic trading (197 kb)

  • 26 Mar 2018

    AFME response to ESMA Consultation Paper (published on 15 December 2017) on draft regulatory technical standards under the new Prospectus Regulation (396 kb)

  • 26 Mar 2018

    AFME response to ESMA Consultation Paper (published on 15 December 2017) on draft regulatory technical standards under the new Prospectus Regulation (1.30 mb)

  • 15 Mar 2018

    AFME’s response to the FCA’s Investment and Corporate Banking Market Study Interim Report (dated April 2016) (238 kb)

  • 1 Mar 2018

    PRIIPs Impact on Retail Activity (117 kb)

  • 21 Feb 2018

    GFMA response to IOSCO Consultation Report CR02/2018 (199 kb)

  • 8 Jan 2018

    FCA Primary Market Bulletin No. 18 (363 kb)

  • 1 Oct 2017

    AFME mark-up of FCA Primary Market Bulletin No. 18 (318 kb)

  • 1 Oct 2017

    AFME response to FCA Primary Market Bulletin No. 18 (382 kb)

  • 1 Oct 2017

    FCA CP 17/21 –Proposal to Create a New Premium Listing Category for Sovereign Controlled Companies (313 kb)

  • 1 Jul 2017

    AFME Response to ESMA Consultation Paper on format and content of the prospectus (July 2017) (977 kb)

  • 30 Jun 2017

    AFME Response to reforming the availability of information in the UK equity IPO process (558 kb)

  • 30 Jun 2017

    AFME/BBA response to reforming the availability of information in the UK Equity IPO process (139 kb)

  • 16 Dec 2016

    AFME FUTURE SERVICE RESTRICTIONS INSTRUMENT 2017 (122 kb)

  • 16 Dec 2016

    AFME FCA Consultation Paper 16/31 – AFME and BBA Response (140 kb)

  • 13 Jul 2016

    AFME FCA Discussion Paper: Availability of information in the UK Equity IPO process (DP 16/3) (1.30 mb)

  • 30 Jun 2016

    AFME response to Liikanen High level Expert Group on possible reforms to the structure of the EU banking sector (833 kb)

  • 20 May 2016

    AFME-BBA response to FCA Consultation Paper CP16/13 (100 kb)

  • 18 Feb 2016

    AFME/BBA joint response to FCA Consultation Paper CP15/38: Provisions to delay disclosure of inside information within the FCA’s Disclosure and Transparency Rules (90 kb)

  • 25 Dec 2015

    AFME and The Investment Association's code of conduct for IOIs (4.17 mb)

  • 11 Dec 2015

    AFME/BBA/FIA Europe/ISDA submission to the European Commission on drafting proposals for the MAR Technical Standards (196 kb)

  • 16 Oct 2015

    AFME response to ICAEW discussion paper on reporting on regulatory capital choices for assurance (147 kb)

  • 26 May 2015

    AFME response to FCA Discussion paper 15/3 on Developing our approach to implementing MiFID II conduct of business and organisational requirements (502 kb)

  • 13 May 2015

    AFME response to European Commission Review of the Prospective Directive Consultation (265 kb)

  • 10 Nov 2014

    An agenda for capital markets union (816 kb)

  • 5 Nov 2014

    Reply form for ESMA MAR Technical standards (485 kb)

  • 10 Oct 2014

    AFME Joint industry response to BCBS consultation on review of the Pillar 3 disclosure requirements (692 kb)

  • 30 Sep 2014

    AFME response to House of Lords review of the EU financial regulatory framework (781 kb)

  • 27 Jan 2014

    AFME response to ESMA Discussion paper: Implementing measures under the Market Abuse Regulation (86 kb)

  • 27 Jan 2014

    AFME response to ESMA Discussion paper: Implementing measures under the Market Abuse Regulation – Q&As (181 kb)

  • 24 Oct 2013

    AFME ECM Model Block Trade Agreements - explanatory memo (134 kb)

  • 25 Jun 2013

    AFME submits comments on European Commission consultation on long-term financing of the European economy (696 kb)

  • 23 Jun 2013

    AFME submits comments on European Commission consultation on long-term financing of the European economy (699 kb)

  • 14 Jun 2013

    AFME response to European Parliament Economic and Monetary Affairs Committee Questionnaire on enhancing the coherence of EU financial services legislation (972 kb)

  • 20 Dec 2012

    AFME Response to FSA CP12-25 Chapter 7 (131 kb)

  • 16 Nov 2012

    AFME The EMEA ECM Model Agreement Among Underwriters (Equities - English Law) (303 kb)

  • 13 Nov 2011

    AFME response to FSA Soundings Questionnaire Q&A 1-17 (156 kb)

  • 29 Jun 2011

    AFME response to pre-pack consultation (94 kb)

  • 28 Oct 2010

    AFME BBA response to CESR Technical Advice in the context of the MiFID Review - Equity Markets (211 kb)

  • 24 Sep 2010

    AFME Signed OTC Protocol Documents (52 kb)

  • 30 Jul 2010

    AFME, BBA & ISDA Response to European Commission Consultation on the Revision of MAD (170 kb)

  • 12 Jul 2010

    AFME, ISLA and ISDA Contribution to Short Selling Consultation (380 kb)

  • 30 Aug 2009

    Joint SIFMA/ LIBA/ ISDA/ ISLA Response to CESR Proposal for a Pan-European Short Selling Disclosure Regime (85 kb)

  • 28 Aug 2009

    Joint SIFMA-ICMA Comment Letter in response to IOSCO's Consultation Paper on Principles for Periodic Disclosure by Listed Entities (136 kb)

  • 24 Apr 2009

    Joint SIFMA/ LIBA/ ISDA/ ISLA Response to the FSA Consultation on Short Selling (65 kb)

  • 10 Mar 2009

    Joint EPMD/ LIBA Comments to the European Commission on the Proposed Revisions to the European Prospectus Directive (280 kb)

  • 21 Jan 2009

    Joint EPMD/ LIBA Letter to FSA on Consultation Paper CP 09/4: Shortening of Rights Issue Subscription Periods (41 kb)

  • 9 Jan 2009

    CESR/08-717 Market Abuse Directive Level 3 (150 kb)

  • 9 Jan 2009

    AFME Joint response to CESR's call for evidence on MIFID impact on secondary markets (32 kb)

  • 9 Jan 2009

    Joint response to CESR's call for evidence on MIFID impact on secondary markets (44 kb)

  • 28 Oct 2008

    EPMD Comments to the Dubai International Financial Exchange (DIFX) on the Proposed Changes to the DIFX Listing Rules published on 28 September 2008 (82 kb)

  • 14 Apr 2008

    Joint LIBA/ EPMD Response to FSA Consultation Paper DP 08/01: Review of the Structure of the Listing Regime (60 kb)