Consultation responses

All: Divisions: Key Issues:

All

  • 20 Apr 2017

    Joint AFME/BBA Response to the 2017 Money Laundering Regulations (509 kb)

  • 31 Mar 2017

    Joint AFME and BBA response to the ICO’s Consultation on GDPR Consent Guidance (65 kb)

  • 29 Mar 2017

    SA-CCR (786 kb)

  • 27 Mar 2017

    Joint AFME and BBA response to The ESAs Discussion Paper Use of Big Data by Financial Institutions (311 kb)

  • 24 Mar 2017

    AFME response to the Ministry of Justices call for evidence on reform of corporate liability clean (258 kb)

  • 20 Mar 2017

    AFME EBA Consultation on Draft Guidelines on supervision of significant branches (413 kb)

  • 17 Mar 2017

    AFME's response to the CMU Mid-Term Review consultation (336 kb)

  • 15 Mar 2017

    AFME Proposal to amend bank creditor hierarchy (831 kb)

  • 13 Mar 2017

    AFME Response to the European Commission’s proposal for a Directive on preventive restructuring frameworks and second chance (488 kb)

  • 24 Feb 2017

    AFME GFMA IIF Response to FSB consultation on continuity of access to FMIs (565 kb)

  • 24 Feb 2017

    AFME IIF GFMA Response to FSB Consultation on Guiding Principles on the Internal Total Loss-Absorbing Capacity of G-SIBs (“Internal TLAC”) (559 kb)

  • 22 Feb 2017

    AFME PRD Letter on Creditor Hierarchy Proposal (65 kb)

  • 10 Feb 2017

    AFME Draft EBA Guidelines on PD estimation, LGD estimation and treatment of defaulted assets (793 kb)

  • 27 Jan 2017

    AFME Response to EBA-ESMA Guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders under CRD4 and MiFID2 (438 kb)

  • 27 Jan 2017

    AFME response to the ECB consultation on draft guidance on leveraged transactions (344 kb)

  • 27 Jan 2017

    AFME Response to EBA Draft Guidelines on Internal Governance (448 kb)

  • 18 Jan 2017

    AFME BBA response to Fourth Anti-Money Laundering Directive: Amending Proposal (358 kb)

  • 15 Jan 2017

    AFME and BBA data protection updater’ (478 kb)

  • 13 Jan 2017

    AFME GFMA-IIF response to BCBS Discussion Paper (807 kb)

  • 10 Jan 2017

    AFME BBA response to FCA CP16/26 Guidance on the Duty of Responsibility and FCA CP16/27 Applying Conduct Rules to NEDs (187 kb)

  • 10 Jan 2017

    AFME BBA response to FCA DP16/4 Overall Responsibility and the Legal Function (158 kb)

  • 10 Jan 2017

    AFME-BBA response to PRA CP34/16 SMCR Amendments and Optimisations (386 kb)

  • 10 Jan 2017

    AFME's response to the FCA Mission Statement (194 kb)

  • 10 Jan 2017

    AFME response to FCA CP16/25 and PRA CP35/16 Whistleblowing in UK branches (85 kb)

  • 4 Jan 2017

    AFME Response to Consultation Paper FCA CP16/29 (Markets in Financial Instruments Directive II Implementation Paper III) (320 kb)

  • 22 Dec 2016

    AFME Market Standards for Corporate Actions Processing For ETFs (578 kb)

  • 21 Dec 2016

    EBA Consultation on Draft Implementing technical standards amending Implementing Regulation (EU) No 680/2014 with regard to additional monitoring metrics for liquidity reporting (493 kb)

  • 16 Dec 2016

    AFME FUTURE SERVICE RESTRICTIONS INSTRUMENT 2017 (122 kb)

  • 16 Dec 2016

    AFME FCA Consultation Paper 16/31 – AFME and BBA Response (140 kb)

  • 7 Dec 2016

    Data protection updater 01.11.2016 – 01.12.16 (360 kb)

  • 9 Nov 2016

    AFME Response to HMT Consultation on the Transposition of the Fourth Money Laundering Directive (529 kb)

  • 9 Nov 2016

    AFME response to FSB Stocktake of Efforts to Strengthen Governance Frameworks to Mitigate Misconduct Risk Questionnaire (338 kb)

  • 9 Nov 2016

    AFME Harmonising and standardising ETF processing (622 kb)

  • 24 Oct 2016

    AFME EC Consultation - Review of EU Macroprudential Policy Framework (558 kb)

  • 21 Oct 2016

    AFME Joint trade response to the FSB consultation on essential aspects of CCP resolution planning (370 kb)

  • 18 Oct 2016

    AFME Joint trade response to CPMI-IOSCO consultation on resilience and recovery of CCPs – further guidance on the PFMI (997 kb)

  • 29 Sep 2016

    AFME response consultation guidelines disclosure requirements Part Eight of Regulation (EU) 575/2013 (350 kb)

  • 26 Aug 2016

    AFME Response to the EBA interim report on MREL (350 kb)

  • 31 Jul 2016

    Industry response to EBA consultation on technical standards for credit valuation adjustment risk - EBA CP201209 (407 kb)

  • 19 Jul 2016

    AFME Response EBA interim report on MREL (350 kb)

  • 18 Jul 2016

    AFME response to CONSOB consultation paper (373 kb)

  • 13 Jul 2016

    AFME FCA Discussion Paper: Availability of information in the UK Equity IPO process (DP 16/3) (1.30 mb)

  • 30 Jun 2016

    AFME response to Liikanen High level Expert Group on possible reforms to the structure of the EU banking sector (833 kb)

  • 1 Jun 2016

    GFMA joint response BCBS consultation on revised good practice principles for supervisory colleges (190 kb)

  • 20 May 2016

    AFME-BBA response to FCA Consultation Paper CP16/13 (100 kb)

  • 16 May 2016

    AFME Final ICMA Response EIOPA CP-16-005 Corporate Form Infrastructure (331 kb)

  • 10 May 2016

    AFME CMP 20160510 Letter to FCA on Applicability of the SMCR to Head of Legal (265 kb)

  • 22 Mar 2016

    AFME The uses (and abuses) of modelling adjustments (1.16 mb)

  • 11 Mar 2016

    ISDA AFME response to EBA CP on IMA Assessment (509 kb)

  • 11 Mar 2016

    Joint industry response to BCBS second consultation on revisions to the standardised approach for credit risk (911 kb)

  • 11 Mar 2016

    AFME response to the PRA Consultation Paper: (437 kb)

  • 11 Mar 2016

    AFME response to Bank of England’s approach to setting a minimum requirement for own funds and eligible liabilities (MREL) (240 kb)

  • 11 Mar 2016

    AFME response to PRA consultation on the minimum requirement for own funds and eligible liabilities (MREL) – buffers and threshold conditions (443 kb)

  • 1 Mar 2016

    AFME response to European Commission consultation on CRD Bonus Cap and Remuneration Rules (1.48 mb)

  • 25 Feb 2016

    AFME response to consultation on power of direction over qualifying parent undertakings by the PRA (119 kb)

  • 18 Feb 2016

    AFME/BBA joint response to FCA Consultation Paper CP15/38: Provisions to delay disclosure of inside information within the FCA’s Disclosure and Transparency Rules (90 kb)

  • 17 Feb 2016

    AFME Joint AFME/AFB/BBA Q&A document on the Senior Managers and Certification Regime (216 kb)

  • 12 Feb 2016

    IIF GFMA response to BCBS consultation on TLAC Holdings (399 kb)

  • 12 Feb 2016

    ISDA AFME response to EBA consultation on guidelines on treatment of CVA risk under SREP - EBA CP201521 (292 kb)

  • 12 Feb 2016

    Industry Comments on BCBS Consultative Document: TLAC Holdings (399 kb)

  • 9 Feb 2016

    AFME paper on the proposed European Deposit Insurance Scheme (EDIS) (468 kb)

  • 22 Jan 2016

    AFME response to EBA consultation on draft guidelines on definition of default (610 kb)

  • 13 Jan 2016

    AFME response to EBA consultation on RTS on criteria for preferential treatment in cross border intragroup financial support under LCR EBA CP201522 (343 kb)

  • 5 Jan 2016

    GFMA response to BCBS consultation on haircut floors for non-centrally cleared securities financing transactions (362 kb)

  • 1 Jan 2016

    AFME response to European Commission consultation on a Possible Recovery and Resolution Framework for financial institutions other than banks (221 kb)

  • 1 Jan 2016

    AFME submission to BCBS IOSCO survey on securitisation markets (213 kb)

  • 1 Jan 2016

    AFME ISDA letter to EBA and EC regarding model extensions (183 kb)

  • 25 Dec 2015

    AFME and The Investment Association's code of conduct for IOIs (4.17 mb)

  • 23 Dec 2015

    AFME BBA joint correspondence to Information Commissioner following CJEU judgment in case of Schrems vs Data Protection Commissioner (644 kb)

  • 23 Dec 2015

    AFME GFMA/IIF response to FSB consultation on arrangements to support operational continuity in resolution (724 kb)

  • 23 Dec 2015

    GFMA IIF response to FSB consultation on guiding principles on temporary funding need to support orderly resolution of a G-SIB (789 kb)

  • 23 Dec 2015

    AFME BBA joint correspondence to the to the European Commission following the CJEU’s judgment in the case of Schrems vs Data Protection Commissioner (153 kb)

  • 11 Dec 2015

    AFME/BBA/FIA Europe/ISDA submission to the European Commission on drafting proposals for the MAR Technical Standards (196 kb)

  • 10 Dec 2015

    AFME BBA joint response to FCA Consultation Paper CP15/31 and PRA Consultation Paper CP36/15: Strengthening accountability in banking and insurance: regulatory references (405 kb)

  • 5 Nov 2015

    AFME ISDA response to EBA consultation paper on CVA exemptions for third country NFCs (74 kb)

  • 30 Oct 2015

    AFME letter to resolution authorities and Member States regarding implementation of article 55 BRRD (343 kb)

  • 28 Oct 2015

    AFME Prudential data report EU GSIBs prudential capital and liquidity Q4 2015 (1.13 mb)

  • 16 Oct 2015

    AFME response to ICAEW discussion paper on reporting on regulatory capital choices for assurance (147 kb)

  • 15 Oct 2015

    AFME/BBA/ISDA fundamental issues relating to the Market Abuse Regulation draft technical standards (234 kb)

  • 7 Oct 2015

    AFME ISDA joint response European Commission consultation on impact of CRR and CRD IV on bank financing of the economy (1.44 mb)

  • 1 Oct 2015

    AFME Joint trades response to BCBS consultation on review of the Credit Valuation Adjustment (628 kb)

  • 29 Sep 2015

    AFME BBA Letter to the FCA and PRA on the Applicability of the SMCR to the Legal Function within a Bank (156 kb)

  • 9 Sep 2015

    AFME paper highlighting concerns with the scope of contractual recognition of bail-in under article 55 BRRD (434 kb)

  • 7 Sep 2015

    AFME-ICMA comment on EIOPA Consultation Paper on the identification and calibration of infrastructure investment risk categories (356 kb)

  • 7 Sep 2015

    AFME BBA joint response to FCA Consultation Paper CP1522 - Strengthening accountability in banking - consultation in extending the Certification Regime to wholesale market activities (147 kb)

  • 16 Aug 2015

    PwC report Global financial markets liquidity study (2.27 mb)

  • 13 Aug 2015

    AFME EBA consultation on the valuation of derivatives in resolution - EBA/CP/2015/10 (213 kb)

  • 11 Aug 2015

    AFME response EBA consultation on draft RTS on slotting criteria for specialised lending exposures EBA CP201509 (804 kb)

  • 9 Aug 2015

    AFME-ICMA Infrastructure Working Group Comments Template on EIOPA-CP-15-004 (370 kb)

  • 7 Aug 2015

    AFME response EBA consultation on draft ITS on mapping of ECAI assessments for securitisations EBA CP201508 (659 kb)

  • 1 Aug 2015

    AFME response to ESMA regulatory technical standards on the CSD regulation - The Operation of the Buy-in Process (1.15 mb)

  • 10 Jul 2015

    AFME response to ESMA’s consultation on draft guidelines for the assessment of knowledge and competence (579 kb)

  • 19 Jun 2015

    AFME response to EBA guidelines on limits to exposures to shadow banking entities (488 kb)

  • 18 Jun 2015

    AFME submission to HM Treasury consultation on the Transposition of MiFID II (545 kb)

  • 18 Jun 2015

    Contractual recognition of bail-in: article 55 BRRD (545 kb)

  • 18 Jun 2015

    AFME paper highlighting concerns with the scope of contractual recognition of bail-in under article 55 BRRD (551 kb)

  • 17 Jun 2015

    AFME A joint response to the FCA's CP15/9: Strengthening accountability in banking: a new regulatory framework for indivduals (317 kb)

  • 12 Jun 2015

    AFME response to Takeover Panel PCP 2015/1 Dividends (73 kb)

  • 8 Jun 2015

    AFME response to EBA CP on Business Reorganisation Plans (544 kb)

  • 8 Jun 2015

    AFME Consultation paper on draft RTS and guidelines on Business Reorganisation Plans under the BRRD (539 kb)

  • 5 Jun 2015

    AFME response to EBA consultation paper on draft RTS on detailed records of financial contracts (182 kb)

  • 5 Jun 2015

    AFME response to EBA consultation on draft RTS on detailed records of financial contracts - EBA/CP/2015/04 (188 kb)

  • 4 Jun 2015

    AFME response to EBA guidelines on sound remuneration policies EBA CP201503 (897 kb)

  • 1 Jun 2015

    AFME response to EC consultation on STS 13 May 2015 - additional information in response to Q15B (88 kb)

  • 27 May 2015

    AFME Response To Consultation Paper Pra Cp8 15 (443 kb)

  • 27 May 2015

    AFME response to PRA consultation paper CP8/15: Engagement between External Auditors and Supervisors and Commencing the PRA's Disciplinary Powers over External Auditors and Actuaries (443 kb)

  • 26 May 2015

    AFME response to FCA Discussion paper 15/3 on Developing our approach to implementing MiFID II conduct of business and organisational requirements (502 kb)

  • 22 May 2015

    AFME response to FCA consultation paper CP15/4 and PRA consultation paper CP 6/15: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers. (103 kb)

  • 22 May 2015

    AFME BBA joint response to the PRA and FCA's joint consultation on “Strengthening accountability in banking: UK branches of foreign banks” (235 kb)

  • 20 May 2015

    AFME ESMA Call for Evidence - Extension of the disclosure requirements to private and bilateral transactions for SFIs (351 kb)

  • 20 May 2015

    Joint Declaration On The Capital Markets Union (208 kb)

  • 13 May 2015

    AFME response to European Commission Review of the Prospective Directive Consultation (265 kb)

  • 13 May 2015

    AFME response to EC consultation on STS 13th May 2015 - additional information for Q16B (90 kb)

  • 13 May 2015

    AFME response to EC consultation on STS 13 May 2015 detailed answers to questions (516 kb)

  • 13 May 2015

    AFME response to EC consultation on STS - 13 May 2015 Executive Summary (92 kb)

  • 12 May 2015

    AFME/ICMA respond to discussion paper on Infrastructure Investments by Insurers (519 kb)

  • 11 May 2015

    Building a Capital Markets Union (402 kb)

  • 5 May 2015

    AFME response to EBA discussion paper on the future of the IRB approach EBA DP201501 (706 kb)

  • 27 Apr 2015

    AFME and ISDA joint letter to the EBA on the CVA framework review by the BCBS (96 kb)

  • 24 Apr 2015

    AFME BBA joint response to FCA consultation paper CP15/15 and PRA consultation paper CP7/15: Approach to non-executive directors in banking and Solvency II firms and Application of the presumption of responsibility to Senior Managers in banking firms. (179 kb)

  • 14 Apr 2015

    AFME response to EBA consultation on procedures, forms and templates for resolution planning - EBA/CP/2015/01 (145 kb)

  • 14 Apr 2015

    AFME Consultation paper on draft ITS on procedures, forms and templates for the provision of information for resolution plans under Article 11(3) of Directive 2014/59/EU (139 kb)

  • 27 Mar 2015

    AFME response to BCBS on revisions to standardised approach for credit risk (824 kb)

  • 27 Mar 2015

    AFME Joint industry response to BCBS consultation on revisions to the standardised approach for credit risk (580 kb)

  • 27 Mar 2015

    AFME Joint trade response to BCBS consultation on capital floors the design of a framework based on standardised approaches (529 kb)

  • 25 Mar 2015

    AFME letter to the European Commission on insolvency laws (590 kb)

  • 20 Mar 2015

    AFME Joint industry response to BCBS consultation on fundamental review of the trading book: outstanding issues (595 kb)

  • 20 Mar 2015

    AFME Consultation paper on draft RTS on Procedures and contents of notifications referred to in Articles 81(1), (2) and (3) and the notice of suspension referred to in Article 83 of Directives 2014/59/EU (148 kb)

  • 20 Mar 2015

    AFME response to EBA consultation on draft RTS notifications under the BRRD – EBA/CP/2014/47 (154 kb)

  • 16 Mar 2015

    AFME Consultation paper on draft RTS on resolution colleges under Article 88(7) Directive 2014/59/EU (534 kb)

  • 16 Mar 2015

    AFME response to EBA consultation on draft RTS on the functioning of resolution colleges - EBA/CP/2014/46 (540 kb)

  • 12 Mar 2015

    AFME response to EBA consultation on RTS assessment methodology for IRB approach EBA CP201436 (670 kb)

  • 3 Mar 2015

    AFME response to ESMA Consultation Paper on MiFID II / MiFIR (5.44 mb)

  • 27 Feb 2015

    AFME response EBA consultation on criteria for determining minimum requirement for own funds and eligible liabilities - MREL EBA CP201441 (791 kb)

  • 27 Feb 2015

    AFME Consultation paper on draft RTS on criteria for determining the minimum requirement for own funds and eligible liabilities under directive 2014/59/EU (791 kb)

  • 26 Feb 2015

    AFME BBA joint response to the PRA and FCA's joint consultation on Strengthening accountability in banking - forms, consequential and transitional aspects (234 kb)

  • 20 Feb 2015

    AFME joint industry response to BCBS consultation on fundamental review of the trading book outstanding issues (595 kb)

  • 19 Feb 2015

    AFME response to ESMA Guidelines on Access to CCP or Trading Venue by CSD (82 kb)

  • 19 Feb 2015

    AFME response to ESMA Technical Standards in relation to the CSD Regulation (553 kb)

  • 19 Feb 2015

    AFME response to ESMA request for Technical Advice in relation to CSDR (102 kb)

  • 6 Feb 2015

    AFME Consultation paper on Draft Guidelines on the treatment of shareholders in bail-in or the write-down and conversion of capital instruments under Directive 2014/59/EU (BRRD) (73 kb)

  • 6 Feb 2015

    AFME response to EBA consultation on guidelines on the rate of conversion debt to equity bail-in - EBA/CP/2014/39 (80 kb)

  • 6 Feb 2015

    AFME response to EBA consultation on guidelines on the use of shareholder treatment in bail-in - EBA/CP/2014/40 (79 kb)

  • 5 Feb 2015

    AFME Consultation paper on draft RTS on contractual recognition of writedown and conversion powers under Article 55(3) of the BRRD (576 kb)

  • 5 Feb 2015

    AFME Consultation paper on Draft Guidelines on the rate of conversion of debt to equity in bail-in under Directive 2014/59/EU (BRRD) (74 kb)

  • 5 Feb 2015

    AFME response to EBA consultation on draft RTS on the contractual recognition of bail-in - EBA/CP/2014/33 (582 kb)

  • 2 Feb 2015

    AFME GFMA/IIF response to FSB consultation on adequacy of loss-absorbing capacity of global banks in resolution (TLAC) (496 kb)

  • 30 Jan 2015

    AFME response to EBA consultation on draft RTS on materiality threshold of credit obligation past due EBA CP201432 (541 kb)

  • 27 Jan 2015

    AFME response to draft ITS amending ITS on supervisory reporting on Leverage Ratio EBA CP201444 (97 kb)

  • 16 Jan 2015

    AFME BBA joint response to Ministry of Justice Triennial Review of the Information Commissioner's Office (102 kb)

  • 14 Jan 2015

    AFME and Joint Trade response to EBA discussion paper on simple standard and transparent securitisations (1.20 mb)

  • 6 Jan 2015

    AFME response to PRA consultation paper 20-14: Depositor Protection (125 kb)

  • 6 Jan 2015

    AFME IIF response to PRA discussion paper on ensuring operational continuity in resolution DP114 (592 kb)

  • 6 Jan 2015

    AFME Discussion Paper DP1/14 (592 kb)

  • 2 Jan 2015

    AFME Consultation paper on Draft Guidelines on payment commitments under Directive 2014/49/EU on deposit guarantee schemes (EBA/CP/2014/27) (97 kb)

  • 2 Jan 2015

    AFME response to EBA consultation on guidelines on payment commitments to deposit guarantee schemes - EBA/CP/2014/27 (103 kb)

  • 30 Dec 2014

    AFME Joint industry response to BCBS consultation on operational risk revisions to the simpler approaches (298 kb)

  • 18 Dec 2014

    AFME response to EBA consultation on guidelines on recovery plan indicators - EBA/CP/2014/28 (386 kb)

  • 18 Dec 2014

    AFME response to EBA consultation on guidelines on triggers for use of early intervention measures - EBA/CP/2014/21 (363 kb)

  • 18 Dec 2014

    Consultation paper on draft guidelines on the minimum list of qualitative and quantitative recovery plan indicators (379 kb)

  • 18 Dec 2014

    AFME response to EBA consultation on draft guidelines on intra-group financial support - EBA/CP/2014/29 (108 kb)

  • 17 Dec 2014

    AFME response to EBA consultation on draft guidelines on failing or likely to fail - EBA/CP/2014/22 (563 kb)

  • 12 Dec 2014

    AFME response to EBA consultation on simplified obligations - EBA/CP/2014/25 (139 kb)

  • 9 Dec 2014

    AFME Consultation Response IOSCO Custody 9 Dec 2014 (696 kb)

  • 1 Dec 2014

    IIF/IBFed/GFMA/ISDA letter to Basel Committee Task Force on Interest Rate Risk TFIR on industry comments on proposed IRRBB/CSRBB QIS templates (306 kb)

  • 1 Dec 2014

    GFMA IIF final response to FSB consultation on cross-border recognition (185 kb)

  • 12 Nov 2014

    PWC report on impact of bank structural reforms in Europe (1.10 mb)

  • 10 Nov 2014

    An agenda for capital markets union (816 kb)

  • 7 Nov 2014

    AFME response to CP14/21: Technical Notes on sponsor competence - Questions 1 & 2 (96 kb)

  • 6 Nov 2014

    AFME response to FCA guidance consultation on social media and customer communications (508 kb)

  • 5 Nov 2014

    Reply form for ESMA MAR Technical standards (485 kb)

  • 3 Nov 2014

    AFME and BBA joint response to FCA consultation paper CP14/13 and FCA consultation paper CP14/14: Strengthening accountability in banking: a new regulatory framework for individuals (180 kb)

  • 3 Nov 2014

    AFME BBA joint response to the FCA's CP15/9: Strengthening accountability in banking: a new regulatory framework for indivduals (317 kb)

  • 29 Oct 2014

    AFME retrospective application of regulatory rules: FCA call for examples (86 kb)

  • 17 Oct 2014

    AFME response EBA consultation on guidelines on criteria to assess other systemically important institutions O-SIIs EBA CP201419 (134 kb)

  • 14 Oct 2014

    AFME comments on Deposit Guarantee Schemes Directive (125 kb)

  • 10 Oct 2014

    AFME Joint industry response to BCBS consultation on review of the Pillar 3 disclosure requirements (692 kb)

  • 10 Oct 2014

    AFME discussion paper on FCA DP Dealing Commission (319 kb)

  • 10 Oct 2014

    AFME response to FCA wholesale sector competition review (796 kb)

  • 3 Oct 2014

    AFME response to EBA consultation on measures to address impediments to resolvability (778 kb)

  • 3 Oct 2014

    AFME response to EBA consultation on the content of resolution plans and resolvability assessments (137 kb)

  • 30 Sep 2014

    AFME response to House of Lords review of the EU financial regulatory framework (781 kb)

  • 29 Sep 2014

    AFME response to ESMA consultation on draft ITS for main indices and recognised exchanges (431 kb)

  • 26 Sep 2014

    AFME response to PRA consultation on CRD IV updates for credit risk mitigation credit risk governance and market risk CP 1214 (506 kb)

  • 19 Sep 2014

    GFMA/IIF response to the BCBS consultation on Supervisory Guidelines for Identifying and dealing with weak banks (136 kb)

  • 19 Sep 2014

    GFMA IIF response to BCBS consultation on supervisory guidelines for identifying and dealing with weak banks (136 kb)

  • 13 Sep 2014

    GFMA letter to BCBS on Financial Institution Deduction (280 kb)

  • 12 Sep 2014

    AFME ISDA response to Bank of England Financial Policy Committee review of the Leverage Ratio (948 kb)

  • 29 Aug 2014

    GFMA IIF letter and supporting Oliver Wyman study to BCBS on treatment of equities under the NSFR (300 kb)

  • 22 Aug 2014

    AFME T+2 adherence to proposals by T2S Harmonisation Steering Group - HSG - to competent authorities (1.18 mb)

  • 18 Aug 2014

    AFME ISDA response to EBA RTS ITS on Benchmarking (879 kb)

  • 7 Aug 2014

    AFME response to EBA consultation paper on draft guidelines on the types of tests, reviews or exercises that may lead to support measures (437 kb)

  • 5 Aug 2014

    AFME response to ESMA MiFID 2 discussion paper (3.97 mb)

  • 14 Jul 2014

    AFME response to BoE ECB Discussion Paper on case for better functioning securitisation market in the EU (537 kb)

  • 14 Jul 2014

    AFME Response to draft RTS on risk-mitigation techniques for OTC-derivatives not cleared by a CCP under EMIR (632 kb)

  • 11 Jul 2014

    AFME Public consultation on the contributions of credit institutions to resolution financing arrangements (481 kb)

  • 11 Jul 2014

    AFME response to public consultation on contributions of credit institutions to resolution financing arrangements (487 kb)

  • 11 Jul 2014

    AFME response to ESMA on Clearing Obligations under EMIR No.1 (326 kb)

  • 18 Jun 2014

    AFME response to EBA consultation on draft implementing technical standards on the mapping of ECAIs credit assessments JCCP201401 (574 kb)

  • 18 Jun 2014

    An EU framework for cross-border crisis management in the Banking Sector”: a preliminary response by the Association for Financial Markets in Europe (AFME) (290 kb)

  • 6 Jun 2014

    AFME response to Draft Regulatory Standards on the conditions according to which competent authorities may grant permission for data waiver EBA CP201402 (464 kb)

  • 30 May 2014

    AFME ISDA Response (168 kb)

  • 23 May 2014

    AFME Discussion paper on Draft Technical standards for the Regulation on improving securities settlement in European Union and on central securities depositories (CSD) (208 kb)

  • 22 May 2014

    AFME Joint trade letter to BCBS on industry concerns on QIS timeline (343 kb)

  • 13 May 2014

    AFME PRA consultation on Clawback CP614 (115 kb)

  • 9 May 2014

    AFME response EBA consultation on draft technical standards on margin periods of risk for treatment of clearing members exposures to clients EBA CP201401 (73 kb)

  • 8 May 2014

    AFME - Sharon Bowles MEP Speech: Five years in the chair (116 kb)

  • 7 May 2014

    Keynote Speech The reform of financial markets: halfway there (214 kb)

  • 30 Apr 2014

    AFME response to FCA CP14/02 – Proposed amendments to the Listing Rules (201 kb)

  • 28 Apr 2014

    AFME briefing note Single Resolution Mechanism summary and Level 2 issues (136 kb)

  • 22 Apr 2014

    Map of direct and indirect securitisation European regulations since the crisis (440 kb)

  • 17 Apr 2014

    AFME paper on requirements under the Bank Recovery and Resolution Directive for contracts to contain contractual bail-in provisions (95 kb)

  • 14 Apr 2014

    AFME response EBA discussion paper on impact on volatility of own funds of revised IAS-19 and deduction of defined pension assets from own funds EBA DP201401 (133 kb)

  • 11 Apr 2014

    Joint Associations Response to Basel III Net Stable Funding Ratio consultative document (1.52 mb)

  • 11 Apr 2014

    GFMA response to Basel III Net Stable Funding Ratio consultation Securitisation comments (109 kb)

  • 10 Apr 2014

    AFME response to ESMA consultation on CRA3 implementation - Draft regulatory technical standards on information on SFIs (870 kb)

  • 5 Apr 2014

    FSTB consultation on an effective resolution regime for financial institutions in Hong Kong (141 kb)

  • 5 Apr 2014

    AFME FSTB consultation on an effective resolution regime for financial institutions in Hong Kong (147 kb)

  • 31 Mar 2014

    AFME ISDA response to European Commission public hearing on liquidity coverage requirement and leverage ratio (375 kb)

  • 24 Mar 2014

    AFME-and-Joint-Associations-response-to-the-second-Consultative-Document-on-Revisions-to-the-Basel-securitisation-framework.pdf (3.18 mb)

  • 21 Mar 2014

    AFME - Market Standards for Corporate Actions Processing QandA (1.18 mb)

  • 20 Mar 2014

    AFME response on Guidelines on disclosure of encumbered and unencumbered assets - EBA CP201348 (74 kb)

  • 20 Mar 2014

    AFME response draft guidelines proposing harmonised definitions and templates for funding plans of credit institutions EBA CP201347 (89 kb)

  • 18 Mar 2014

    AFME The HMT Treasury Financial Sector Resolution: Broadening the Regime Consultation Response (102 kb)

  • 17 Mar 2014

    GFMA Joint trades FAQs to Basel III Leverage Ratio framework and disclosure requirements (261 kb)

  • 17 Mar 2014

    AFME note – Risk adjustment of contributions to resolution funds and DGS (124 kb)

  • 7 Mar 2014

    AFME response to ECB consultation on SSM Framework Regulation (141 kb)

  • 4 Mar 2014

    AFME comments on the Asset Quality Review and Stress Test exercise (151 kb)

  • 3 Mar 2014

    AFME response to draft EBA consultation on methodology for global systemically important institutions EBA CP201344 (434 kb)

  • 28 Feb 2014

    AFME response Draft methodology for assessment of liquidity and funding (68 kb)

  • 28 Feb 2014

    Joint industry comment letter on Resolution of Systemically Important Financial Institutions - Single Point of Entry Strategy (624 kb)

  • 17 Feb 2014

    AFME Submission on Single Resolution Mechanism Trilogue Negotiations (186 kb)

  • 5 Feb 2014

    AFME response to FCA CP 13-15: Enhancing the effectiveness of the listing regime (151 kb)

  • 30 Jan 2014

    AFME response to HM Treasury Balance of Competences Review (815 kb)

  • 27 Jan 2014

    AFME response to ESMA Discussion paper: Implementing measures under the Market Abuse Regulation (86 kb)

  • 27 Jan 2014

    AFME response to ESMA Discussion paper: Implementing measures under the Market Abuse Regulation – Q&As (181 kb)

  • 19 Jan 2014

    GFMA ISDA response to IIF counterproposals to BCBS Fundamental Review of Trading Book (681 kb)

  • 17 Jan 2014

    AFME joint trade association letter re Legal Entity Identifier codes (119 kb)

  • 17 Jan 2014

    AFME - Joint Trade Association letter re: Legal Entity Identifier codes (114 kb)

  • 16 Jan 2014

    AFME response to EBA consultation on discount rate for variable remuneration EBA CP201340 (96 kb)

  • 10 Jan 2014

    AFME response to BoE document - A framework for stress testing UK banking system (147 kb)

  • 8 Dec 2013

    AFME Performance and remuneration in investment banking in 2012 (945 kb)

  • 4 Dec 2013

    AFME letter to EBA regarding LCR proposals (143 kb)

  • 3 Dec 2013

    AFME Bank Recovery and Resolution Directive (609 kb)

  • 3 Dec 2013

    BRRD: AFME comments on key issues discussed in trilogues (618 kb)

  • 14 Nov 2013

    GFMA BCBS 254 Nimm Further Response Notional Definitions (253 kb)

  • 31 Oct 2013

    AFME response to EBA consultation on method for the identification of the geographical location of the relevant credit exposures EBA CP201335 (106 kb)

  • 29 Oct 2013

    AFME response to EBA consultation on classes of instruments appropriate to be used for the purposes of variable remuneration (96 kb)

  • 24 Oct 2013

    AFME Model Block Trade Agreement (Backstop) (138 kb)

  • 24 Oct 2013

    AFME Model Block Trade Agreement (138 kb)

  • 24 Oct 2013

    AFME ECM Model Block Trade Agreements - explanatory memo (134 kb)

  • 17 Oct 2013

    AFME comments on Bank Recovery and Resolution Directive national depositor preference issues (119 kb)

  • 15 Oct 2013

    AFME GFMA comments on the FSB consultative document on information sharing for resolution purposes (103 kb)

  • 14 Oct 2013

    GFMA IIF response to BCBS consultation on liquidity coverage ratio disclosure standards (1.42 mb)

  • 14 Oct 2013

    AFME Deposit Guarantee Schemes Directive (119 kb)

  • 11 Oct 2013

    Industry comment on Discussion Paper - The regulatory framework balancing risk sensitivity simplicity and comparability (258 kb)

  • 8 Oct 2013

    AFME ISDA response to the EBA consultation on draft RTS on prudent valuation EBA CP201328 (1.56 mb)

  • 4 Oct 2013

    AFME response to BCBS consultation on capital requirements for banks equity investment (293 kb)

  • 1 Oct 2013

    AFME response to EBA consultation on draft guidelines on retail deposits EBA CP201334 (268 kb)

  • 28 Sep 2013

    AFME GFMA response to BIS – Recovery and Resolution of Financial Market Infrastructures (250 kb)

  • 27 Sep 2013

    AFME response to the FCA's approach to advancing its objectives (760 kb)

  • 27 Sep 2013

    Industry response to BCBS consultation on capital treatment of bank exposures to central counterparties (471 kb)

  • 27 Sep 2013

    Industry response to BCBS consultation on non-internal model method for capitalising counterparty credit risk exposures (1.67 mb)

  • 27 Sep 2013

    AFME response to EBA discussion paper on unrealised gains measured at fair value EBA DP201303 (107 kb)

  • 27 Sep 2013

    AFME response to EBA guidelines on management of interest rate risk arising from non-trading activities IRRBB EBA CP201323 (109 kb)

  • 25 Sep 2013

    AFME Joint industry response to EBA consultation on credit valuation adjustment risk 2nd consultation EBACP201324 (578 kb)

  • 25 Sep 2013

    AFME Initial position paper on the Commission's proposal for a Single Resolution Mechanism (133 kb)

  • 20 Sep 2013

    GFMA response to Basel consultation revised Basel III leverage ratio framework and disclosure requirements (6.67 mb)

  • 20 Sep 2013

    AFME response to BIS proposal for public register of beneficial owners of corporates (564 kb)

  • 3 Sep 2013

    AFME response EBA consultation on appropriately diversified indices EBA CP201322 (104 kb)

  • 31 Aug 2013

    AFME response EBA consultation on non-delta risk of options in standardised market risk approach EBA CP201316 (470 kb)

  • 30 Aug 2013

    AFME response EBA consultation on definition of market EBA CP201315 (551 kb)

  • 27 Aug 2013

    AFME response to EBA consultation on draft implementing technical standards on passport notifications under CRD IV (335 kb)

  • 21 Aug 2013

    AFME - EBA consultation on definition of material risk takers for remuneration purposes EBA CP201311 (472 kb)

  • 20 Aug 2013

    AFME response to EBA consultation paper on draft regulatory technical standards specifying the range of scenarios to be used in recovery plans (137 kb)

  • 20 Aug 2013

    AFME response to EBA consultation paper on draft regulatory technical standards on assessment of recovery plans (134 kb)

  • 14 Aug 2013

    AFME response to EBA consultation on additional liquidity outflows EBA CP201319 (99 kb)

  • 14 Aug 2013

    AFME response to EBA consultation on additional liquidity monitoring metrics EBA CP201318 (96 kb)

  • 31 Jul 2013

    AFME Response to the EU Commission consultation on the review of the European System of Financial Supervision (ESFS) (332 kb)

  • 18 Jul 2013

    AFME response to EBA consultation on draft RTS on own funds EBA CP201317 (539 kb)

  • 11 Jul 2013

    AFME and ISDA joint response to EC consultation on structural reform of banking sector (518 kb)

  • 28 Jun 2013

    AFME Joint trade association response to BCBS consultation on supervisory framework for measuring and controlling large exposures (946 kb)

  • 25 Jun 2013

    European Commission Green Paper (697 kb)

  • 25 Jun 2013

    AFME submits comments on European Commission consultation on long-term financing of the European economy (696 kb)

  • 24 Jun 2013

    AFME response to EBA ITS on supervisory reporting on forebearance and non-performing exposures (104 kb)

  • 23 Jun 2013

    AFME submits comments on European Commission consultation on long-term financing of the European economy (699 kb)

  • 21 Jun 2013

    GFMA ISDA response to BCBS consultation on recognising the cost of credit protection (276 kb)

  • 20 Jun 2013

    AFME response EBA consultation on asset encumbrance reporting (108 kb)

  • 14 Jun 2013

    AFME response to European Parliament Economic and Monetary Affairs Committee Questionnaire on enhancing the coherence of EU financial services legislation (972 kb)

  • 14 Jun 2013

    AFME response to European Parliament Economic and Monetary Affairs Committee Questionnaire on enhancing the coherence of EU financial services legislation (972 kb)

  • 11 Jun 2013

    AFME consultation response to EBA consultation on criteria for determining the materiality of model changes and extensions (1.44 mb)

  • 11 Jun 2013

    AFME response to EBA consultation on draft regulatory technical standards on the content of recovery plans (108 kb)

  • 31 May 2013

    Joint industry further response to consultation on the fundamental review of the trading book rules (712 kb)

  • 26 Apr 2013

    AFME response to FSA consultation DP 13/1: Transparency (334 kb)

  • 1 Apr 2013

    AFME Legal Committee response to HMT questions on securities law legislation (965 kb)

  • 28 Mar 2013

    AFME Joint trade associations second follow up response to BCBS Fundamental Review of the Trading Book (1.50 mb)

  • 21 Mar 2013

    AFME response to EBA discussion paper on retail deposits subject to higher outflows for the purposes of liquidity reporting under the draft CRR (84 kb)

  • 21 Mar 2013

    AFME response to EBA discussion paper on defining liquid assets in the LCR (275 kb)

  • 25 Feb 2013

    AFME Consultation Comments Power of Direction final (119 kb)

  • 20 Feb 2013

    AFME letter to ECB President Draghi on Single Supervisory Mechanism (173 kb)

  • 20 Feb 2013

    AFME HMT consultation response: Amendments to the recognition requirements for investment exchanges and clearing houses (175 kb)

  • 15 Feb 2013

    AFME response to ESMA/EBA consultation on principles for benchmarks-setting processes in the EU (100 kb)

  • 13 Feb 2013

    Joint industry follow-up response to BCBS Fundamental Review of the Trading Book (835 kb)

  • 5 Feb 2013

    AFME response to CP12/30 Complaints against the regulators (126 kb)

  • 4 Feb 2013

    AFME response to CP12/35: The FCA’s use of temporary product intervention rules (117 kb)

  • 30 Jan 2013

    AFME response to ESMA Consultation paper: Guidelines for establishing consistent, efficient and effective assessments of interoperability arrangements (375 kb)

  • 29 Jan 2013

    AFME response: CP12/34 FCA Handbook updates - supervision, threshold conditions, statement on FCA power of direction over qualifying parent undertakings (181 kb)

  • 14 Jan 2013

    GFMA submits comments to the FSB on consultative document on shadow banking risks in securities lending and repos (83 kb)

  • 14 Jan 2013

    GFMA submits comments to the FSB regarding the consultative documents on strengthening oversight and regulation of shadow banking (2.25 mb)

  • 11 Jan 2013

    AFME Joint industry response to EBA discussion paper on draft regulatory standards on prudent valuation (726 kb)

  • 7 Jan 2013

    AFME response to the European Commission consultation on a Possible Recovery and Resolution Framework for financial institutions other than banks (215 kb)

  • 20 Dec 2012

    AFME Response to FSA CP12-25 Chapter 7 (131 kb)

  • 12 Dec 2012

    AFME response to CP12/24 Regulatory reform: PRA and FCA regimes relating to aspects of authorisation and supervision (142 kb)

  • 7 Dec 2012

    GFMA response to recovery and resolution planning (195 kb)

  • 6 Dec 2012

    AFME response: CP12/26 Regulatory reform: the PRA and FCA regimes for Approved Persons (146 kb)

  • 29 Nov 2012

    AFME response to EC consultation on regulation of Indices (90 kb)

  • 16 Nov 2012

    AFME The EMEA ECM Model Agreement Among Underwriters (Equities - English Law) (303 kb)

  • 13 Nov 2012

    AFME ISDA response to Liikanen High-Level Expert Group recommendations (386 kb)

  • 8 Oct 2012

    AFME response to takeover panel PCP 2012-2 on pension scheme trustee issues (79 kb)

  • 5 Oct 2012

    AFME ISDA letter ESMA CP Market Making (409 kb)

  • 5 Oct 2012

    AFME response to ESMA consultation on exemption for market making and primary market operations on short selling (403 kb)

  • 1 Oct 2012

    AFME response to the House of Lords inquiry into reform of the EU banking sector (97 kb)

  • 30 Sep 2012

    AFME response to EBA consultation on credit risk adjustments EBA CP201210 (127 kb)

  • 28 Sep 2012

    AFME Response to BIS consultative document on Recovery and Resolution of Financial Market Infrastructures (255 kb)

  • 26 Sep 2012

    AFME response to HMT – Financial Sector Resolution Broadening the Regime (108 kb)

  • 19 Sep 2012

    GFMA joint response on Basel principles for effective risk data aggregation and risk reporting (250 kb)

  • 17 Sep 2012

    AFME Joint trade association response to the BCBS Fundamental Review of the Trading Book (558 kb)

  • 14 Sep 2012

    AFME response to the draft ECON Own-Initiative report on Shadow Banking (110 kb)

  • 14 Sep 2012

    AFME response to the draft ECON Own Initiative report on Shadow Banking (110 kb)

  • 28 Aug 2012

    AFME GFMA response to BIS – Recovery and Resolution of Financial Market Infrastructures (240 kb)

  • 24 Aug 2012

    AFME response to EBA LCR and NSFR ITSs EBA CP201205 (178 kb)

  • 24 Aug 2012

    AFME response to EBA Leverage Ratio ITSs EBA CP201206 (235 kb)

  • 10 Aug 2012

    AFME response to EBA re gain on sale EBA CP2012 07 (90 kb)

  • 9 Aug 2012

    AFME response to EU2020 Industrial Policy Consultation (144 kb)

  • 6 Aug 2012

    GFMA submits comments to IOSCO on consultation report 'Global Developments in Securitisation Regulation' (768 kb)

  • 1 Aug 2012

    GFMA response Domestic systemically important banks (130 kb)

  • 31 Jul 2012

    AFME response to the EU Commission consultation on the review of the European System of Financial Supervision (ESFS) (326 kb)

  • 31 Jul 2012

    Industry response to EBA consultation on technical standards for credit valuation adjustment risk (407 kb)

  • 31 Jul 2012

    AFME response Disclosure for own funds (86 kb)

  • 24 Jul 2012

    AFME response to ESMA Consultation Paper: Guidelines on certain aspects of the MiFID suitability requirements (143 kb)

  • 4 Jul 2012

    AFME response on EBA Own Funds RTSs EBA CP201202 (153 kb)

  • 28 Jun 2012

    AFME response to the Treasury call for evidence (138 kb)

  • 15 Jun 2012

    MiFID 2 – Algorithmic & High Frequency Trading (130 kb)

  • 14 Jun 2012

    AFME response to the Commission Green Paper on Shadow Banking (134 kb)

  • 17 May 2012

    AFME Dr Kay Swinburne speech on CSD Regulation (30 kb)

  • 16 May 2012

    AFME Joint trade association further response to BCBS consultation on the fundamental review of the trading book (469 kb)

  • 26 Apr 2012

    AFME BPRD: Broker Matching Solutions (476 kb)

  • 26 Apr 2012

    AFME BPRD: Bilateral Netting via a Vendor Solution (727 kb)

  • 26 Apr 2012

    AFME BRPD: Broker Netting via a CCP Solution (703 kb)

  • 25 Apr 2012

    AFME FSA CP12-2: Listing, Prospectus, DTRs – AFME Response to Questions 1-28 (Reverse Takeovers and Sponsor Regime) (206 kb)

  • 23 Apr 2012

    AFME response to European Commission – Discussion paper on Debt WriteDown tool (87 kb)

  • 19 Mar 2012

    AFME CSD Acct Structure Final Report for Publication (254 kb)

  • 19 Mar 2012

    AFME CSD Account Structure: Issues and Proposals (252 kb)

  • 10 Mar 2012

    AFME ICMA ISLA ISDA joint response to ESMA consultation on delegated acts for Regulation on Short Selling CDS (472 kb)

  • 24 Feb 2012

    AFME Response to ESMA Consultation Paper: Guidelines on certain aspects of the MiFID suitability requirements (155 kb)

  • 17 Feb 2012

    GFMA response to the BCB consultative document on capital disclosure requirements (142 kb)

  • 13 Feb 2012

    AFME ICMA ISDA ISLA Joint response to ESMA consultation on technical standards for Regulation on Short Selling CDS (367 kb)

  • 8 Feb 2012

    AFME Settlement Discipline: Issues and Proposals (173 kb)

  • 27 Jan 2012

    AFME Equity Deferred Reporting Blueprint (218 kb)

  • 13 Jan 2012

    AFME response to Ferber MiFID Questionnaire (334 kb)

  • 25 Nov 2011

    AFME Reply to call for evidence of ESMA on empty voting (94 kb)

  • 18 Nov 2011

    AFME Joint Trade IDI Resolution Plan Comment Letter (186 kb)

  • 13 Nov 2011

    AFME response to FSA Soundings Questionnaire Q&A 1-17 (156 kb)

  • 8 Nov 2011

    AFME GFMA response to FSB's consultation on A Common Data Template for Global Systemically Important Banks (243 kb)

  • 27 Oct 2011

    AFME response to HM Treasury Consultation Document: A new approach to financial regulation: judgments, focus and stability (302 kb)

  • 18 Oct 2011

    AFME response to the Insolvency Service Moratorium Proposal (254 kb)

  • 26 Aug 2011

    GFMA comment on consultative document on Global systemically important banks Assessment methodology and additional loss absorbency requirement (110 kb)

  • 20 Aug 2011

    Roadmap for integrated, safe and efficient post-trade services in Europe (889 kb)

  • 29 Jul 2011

    GFMA response to principles for financial market infrastructures consultative report (328 kb)

  • 29 Jun 2011

    AFME response to pre-pack consultation (94 kb)

  • 16 May 2011

    GFMA submits discussion note to FSB on SIFI loss absorbency proposals (271 kb)

  • 7 Mar 2011

    AFME response to ICAEW consultation paper: Reporting Accountant's Work on Financial Procedures (120 kb)

  • 1 Mar 2011

    AFME response to the consultation on Central Securities Depositories - CSDs (232 kb)

  • 4 Feb 2011

    Joint associations response to Basel capitalisation of bank exposures to CCPs (416 kb)

  • 3 Feb 2011

    AFME European Commission Public Consultation (1.53 mb)

  • 1 Feb 2011

    AFME response to MiFID review consultation (1.53 mb)

  • 14 Jan 2011

    AFME response to CEBS consultation on the Guidebook on Internal Governance (238 kb)

  • 14 Jan 2011

    AFME response to CESR Call for Evidence (CESR/10-1459) on Implementing Measures on the Alternative Investment Fund Managers Directive (145 kb)

  • 7 Jan 2011

    AFME BBA Joint Response to European Commission Public Consultation on Credit Rating Agencies (274 kb)

  • 7 Jan 2011

    AFME Joint Response of AFME and BBA to the European Commission's Public Consultation on Credit Rating Agencies (268 kb)

  • 2 Jan 2011

    AFME response to EU Framework for Cross-Border Crisis Management (294 kb)

  • 1 Jan 2011

    AFME response to HM Treasury Consultation Document A new approach to financial regulation judgments focus and stability (296 kb)

  • 31 Dec 2010

    AFME Consultation response to legislation on legal certainty of securities holding and dispositions (219 kb)

  • 14 Dec 2010

    AFME FOA joint response to CESR's Consultation on Understanding the Definition of Advice under MiFID (20 kb)

  • 25 Nov 2010

    Joint AFME ISDA response to European Commission Consultation on Countercyclical Buffers (297 kb)

  • 28 Oct 2010

    AFME BBA response to CESR Technical Advice in the context of the MiFID Review - Equity Markets (211 kb)

  • 22 Oct 2010

    AFME - OTC Cash Equity Trades - default protocol (83 kb)

  • 18 Oct 2010

    AFME Proposals for a Restructuring Moratorium (250 kb)

  • 1 Oct 2010

    AFME Joint Response to CEBS CP40 Consultation paper on guidelines to Article 122a of the Capital Requirements Directive (519 kb)

  • 1 Oct 2010

    AFME Joint Trade Association response to the FSA's Consultation Paper CP0930 on Capital Planning Buffers (208 kb)

  • 1 Oct 2010

    AFME response to BCBS Consultative Document Proposal to ensure the Loss Absorbency of Regulatory Capital at point of non-viability BCBS 174 (171 kb)

  • 24 Sep 2010

    AFME Signed OTC Protocol Documents (52 kb)

  • 23 Sep 2010

    AFME response to the BIS consultation on financing a private sector recovery (280 kb)

  • 20 Sep 2010

    AFME Prevention and Cure: Chapter 5. Resolution and fast-track capitalisation (375 kb)

  • 10 Sep 2010

    AFME ISDA response to the Basel Committee's BCBS 172 (185 kb)

  • 1 Sep 2010

    AFME response to EU Green paper on corporate governance in financial institutions & remuneration policies (206 kb)

  • 23 Aug 2010

    AFME response to EU Commission consultation paper on modernisation of the Transparency Directive (206 kb)

  • 23 Aug 2010

    AFME response to EU Commission on Directive 2004/109/EC on the harmonisation of transparency requirements (206 kb)

  • 6 Aug 2010

    AFME ISDA ICMA BBA joint response to CESR technical advice to the European Commission in the context of the MiFID review - Client categorisation (159 kb)

  • 30 Jul 2010

    AFME, BBA & ISDA Response to European Commission Consultation on the Revision of MAD (170 kb)

  • 27 Jul 2010

    AFME Response to the Takeover Panel re: PCP 2010/2: Review of Certain Aspects of the Regulation of Takeover Bids (183 kb)

  • 12 Jul 2010

    AFME, ISLA and ISDA Contribution to Short Selling Consultation (380 kb)

  • 12 Jul 2010

    AFME Joint ISDA, AFME and BBA Response to the European Commission's Public Consultation on Derivatives and Market Infrastructure (162 kb)

  • 29 Jun 2010

    AFME response to pre-pack consultation (89 kb)

  • 15 Jun 2010

    AFME response to Basel Committee Consultative Document: Principles for Enhancing Corporate Governance (150 kb)

  • 10 Jun 2010

    Joint AFME BBA ISDA Response to CEBS CP36 Guidelines on Liquidity Cost Benefit Allocation (829 kb)

  • 7 Jun 2010

    AFME Joint response to CESR Technical Advice to the European Commission in the context of the MiFID Review: Non-equity markets Transparency (548 kb)

  • 4 Jun 2010

    AFME BBA ISDA joint response to CESR technical advice to European Commission in context of MiFID review - non-equity markets transparency (559 kb)

  • 1 Jun 2010

    AFME Joint response to CESR technical advice to the European Commission in the context of the MiFID review - Transaction reporting (387 kb)

  • 1 Jun 2010

    AFME BBA FOA joint response to CESR Technical Advice to the European Commission in the context of the MiFID Review - Investor Protection and Intermediaries (247 kb)

  • 28 May 2010

    AFME and BBA reponse to CESR Technical Advice in the context of the MiFID Review - Equity Markets (198 kb)

  • 27 May 2010

    AFME response to PCP 2010/1: Profit forecast, asset valuations, merger benefits statements (79 kb)

  • 28 Apr 2010

    AFME response to FSA CP10/3 - Effective Corporate Governance (172 kb)

  • 16 Apr 2010

    AFME Joint industry response to the Basel Committee's BCBS 164 and 165 December 2009 Package (1.48 mb)

  • 16 Apr 2010

    AFME Joint trade associations response to the Basel Committee on Banking Supervision Consultative Proposals (1.48 mb)

  • 1 Apr 2010

    Joint AFME BBA ISDA response to CEBS CP33 Guidelines regarding instruments referred to in article 57 (a) of Directive 2000648EC Recast (182 kb)

  • 31 Mar 2010

    Joint AFME / ISDA / ISLA response to CESR Proposal to Extend Major Shareholding Disclosure Regime (215 kb)

  • 31 Mar 2010

    AFME response to CEBS CP34 on Guidelines for Supervisory Colleges (172 kb)

  • 31 Dec 2009

    AFME response to the Report and Recommendations of the Cross Border Bank Resolution Group (54 kb)

  • 14 Dec 2009

    AFME Joint AFME/ FOA Response to CESR's Consultation on Understanding the Definition of Advice under MiFID (20 kb)

  • 21 Oct 2009

    Best Practices for Auction Systems (66 kb)

  • 30 Sep 2009

    SIFMA LIBA ISDA ISLA Joint Response CESR Proposal Pan-European Short Selling Disclosure Regime (83 kb)

  • 28 Sep 2009

    AFME Electronic Inter-Dealer Market Trade Cancellation Procedure Recommendations (66 kb)

  • 25 Sep 2009

    AFME LIBA Response to UK Takeover Panel Consultation on Various Proposals Regarding, inter alia, Offeree Management Incentivisation Arrangements (23 kb)

  • 16 Sep 2009

    Joint Association Response to CESR Call for Evidence on Mutual Recognition of Non-EU Jurisdictions (168 kb)

  • 30 Aug 2009

    Joint SIFMA/ LIBA/ ISDA/ ISLA Response to CESR Proposal for a Pan-European Short Selling Disclosure Regime (85 kb)

  • 28 Aug 2009

    Joint SIFMA-ICMA Comment Letter in response to IOSCO's Consultation Paper on Principles for Periodic Disclosure by Listed Entities (136 kb)

  • 10 Jun 2009

    AFME SIFMA Guidelines for Compensation (34 kb)

  • 24 Apr 2009

    SIFMA LIBA ISDA ISLA joint response to FSA Consultation on Short Selling (61 kb)

  • 24 Apr 2009

    Joint SIFMA/ LIBA/ ISDA/ ISLA Response to the FSA Consultation on Short Selling (65 kb)

  • 10 Mar 2009

    Joint EPMD/ LIBA Comments to the European Commission on the Proposed Revisions to the European Prospectus Directive (280 kb)

  • 21 Jan 2009

    Joint EPMD/ LIBA Letter to FSA on Consultation Paper CP 09/4: Shortening of Rights Issue Subscription Periods (41 kb)

  • 9 Jan 2009

    CESR/08-717 Market Abuse Directive Level 3 (150 kb)

  • 9 Jan 2009

    AFME Joint response to CESR's call for evidence on MIFID impact on secondary markets (32 kb)

  • 9 Jan 2009

    Joint response to CESR's call for evidence on MIFID impact on secondary markets (44 kb)

  • 28 Oct 2008

    EPMD Comments to the Dubai International Financial Exchange (DIFX) on the Proposed Changes to the DIFX Listing Rules published on 28 September 2008 (82 kb)

  • 14 Apr 2008

    Joint LIBA/ EPMD Response to FSA Consultation Paper DP 08/01: Review of the Structure of the Listing Regime (60 kb)

  • 1 Jan 0001

    Reply form for the ESMA MiFID II/MiFIR Consultation Paper (1.31 mb)

  • 1 Jan 0001

    AFME Bank Recovery and Resolution Directive (209 kb)

  • 1 Jan 0001

    CESR Technical Advice to the European Commission in the context of the MiFID Review (393 kb)

  • 1 Jan 0001

    AFME, BBA and ISDA Joint Response to Committee of European Securities Regulators (CESR) Technical Advice to the European Commission in the Context of the MiFID Review: (553 kb)

  • 1 Jan 0001

    CESR Consultation (CESR/10­417) (247 kb)

  • 1 Jan 0001

    Joint response (36 kb)

  • 1 Jan 0001

    Response to CESR Technical Advice to the European Commission in the context of the MiFID Review (159 kb)

  • 1 Jan 0001

    Association for Financial Markets in Europe Futures and Options Association (20 kb)

  • 1 Jan 0001

    Insolvency Letter (579 kb)

  • 1 Jan 0001

    GFMA response to the FSB's Consultative Documents on Strengthening Oversight And Regulation Of Shadow Banking (2.25 mb)

  • 1 Jan 0001

    Industry Comments on “Shadow Banking: Scoping the Issues” (223 kb)

  • 1 Jan 0001

    Comment on Consultative Document on Strengthening Oversight and Regulation of Shadow Banking (92 kb)

  • 1 Jan 0001

    EC INSOLVENCY CONSULTATION PAPER (1.52 mb)

  • 1 Jan 0001

    AFME Comments on ECON Draft Report (115 kb)

  • 1 Jan 0001

    AFME Prime Brokerage Committee Response to ESMA Consultation Paper (ESMA/2011/209) on Draft Technical Advice to the European Commission (247 kb)

  • 1 Jan 0001

    AFME Block Trade Procedures – Volcker Rule/Investment Company Act (90 kb)