Italian Derivatives FTT

This Italian FTT Derivatives Protocol* has been published by the Association for Financial Markets in Europe (AFME). Its purpose is to allow parties to adhere to a set of standard provisions as to the allocation of payment and reporting responsibilities and obligations in circumstances where transactions in certain equity derivatives are subject to the taxation on financial transactions under article 1, paragraph 492, of the Italian Law 228 of 24 December 2012 (the Law 228) and articles from 7 to 11 of the Decree of the Minister of Economy and Finance dated 21 February 2013 (the Treasury Decree).

A party intending to adhere to the Protocol should follow the process set out in clause 2.2 of the Protocol and send to AFME:

(a) hardcopy of the manually signed Adherence Letter (b) hardcopy of the conformed Adherence Letter (ie. with the printed or typewritten name of each signatory in place of each signature) (c) scanned pdf copies of (a) and (b).

Please send in scanned pdf copies of both the signed original and a conformed copy (ie. a copy with the printed or typewritten name of each signatory in place of each signature) to fttprotocol@afme.eu

The Protocol, accompanying exhibits and completed forms that have been submitted to AFME can be found below:


*The Italian FTT Derivatives Protocol is a legal document and parties intending to adhere to the Protocol should take their own legal advice on its terms and the legal effect of adhering to the Protocol.

All

  • 15 Oct 2018

    Nomura Financial Products Europe GmbH (106 kb)

  • 16 Aug 2018

    Morgan Stanley Europe SE (64 kb)

  • 25 May 2018

    CIGOGNE MANAGEMENT S.A (159 kb)

  • 21 Nov 2017

    Morgan Stanley (France) SA (55 kb)

  • 01 Nov 2017

    Wolverine Trading UK Limited (217 kb)

  • 31 Oct 2017

    Redburn (USA) LLC (586 kb)

  • 20 Oct 2017

    Gallardo Securities Limited (141 kb)

  • 19 May 2017

    WEBB Traders BV (322 kb)

  • 21 Oct 2016

    DeGiro BV (1.53 mb)

  • 21 Oct 2016

    LGT Bank AG (80 kb)

  • 09 Mar 2016

    ING Bank NV Belgian branch 09-MAR-2016.pdf (145 kb)

  • 19 Nov 2015

    Maven Derivatives Ltd (212 kb)

  • 07 Sep 2015

    Nomura Financial Products and Services Inc (160 kb)

  • 06 May 2015

    Descartes Trading (41 kb)

  • 23 Apr 2015

    - Citadel Securities Europe Ltd (143 kb)

  • 27 Feb 2015

    Jane Street Markets, LLC - Notice of ceasing to be a White Listed Investment Services Provider (222 kb)

  • 15 Sep 2014

    Bank of America Merill Lynch (420 kb)

  • 15 Sep 2014

    Merrill Lynch, Pierce, Fenner & Smith Inc (420 kb)

  • 04 Jul 2014

    ADM Investor Services International Ltd 04-Jul-2014 (1.38 mb)

  • 16 Apr 2014

    Bay Crest Partners LLC (83 kb)

  • 21 Mar 2014

    Patria Finance (54 kb)

  • 21 Jan 2014

    BHF-BANK Aktiengesellschaft (196 kb)

  • 08 Jan 2014

    Exane Derivatives (85 kb)

  • 08 Jan 2014

    Exane Options (85 kb)

  • 13 Dec 2013

    UBS Limited 13-Dec-2013.pdf (169 kb)

  • 11 Dec 2013

    Banca Aletti and C. S.p.A. - Change of Address (598 kb)

  • 09 Dec 2013

    ABN Amro Bank NV - 09 Dec 2013 (1.76 mb)

  • 04 Dec 2013

    Banca Aletti and C. S.p.A. (676 kb)

  • 28 Nov 2013

    Mediobanca Banca di Credito Finanziario S.P.A. (139 kb)

  • 11 Nov 2013

    Global Prime Partners Limited (346 kb)

  • 28 Oct 2013

    Baader Bank Aktiengesellschaft - Name spelling correction - 28 Oct 2013 (127 kb)

  • 16 Oct 2013

    Banca Sella Holdings SpA (777 kb)

  • 14 Oct 2013

    Xeta Direct Ltd (108 kb)

  • 11 Oct 2013

    Banque de Luxembourg S.A. (134 kb)

  • 10 Oct 2013

    Banca Akros SpA (254 kb)

  • 10 Oct 2013

    Credit Agricole Corporate and Investment Bank 10-Oct-2013 (472 kb)

  • 10 Oct 2013

    HSBC Trinkaus and Burkhardt AG (199 kb)

  • 10 Oct 2013

    The Royal Bank of Scotland N.V. (83 kb)

  • 10 Oct 2013

    The Royal Bank of Scotland plc (83 kb)

  • 09 Oct 2013

    Hudson River Trading Europe Ltd (63 kb)

  • 09 Oct 2013

    J.P. Morgan Broking (Hong Kong) Limited (27 kb)

  • 09 Oct 2013

    J.P. Morgan Securities (Asia Pacific) Limited (28 kb)

  • 09 Oct 2013

    X Financial Solutions Limited (159 kb)

  • 04 Oct 2013

    Macquarie Bank International Limited (9 kb)

  • 04 Oct 2013

    Macquarie Bank Limited (9 kb)

  • 04 Oct 2013

    X-Trade Brokers Dom Maklerski S.A. (227 kb)

  • 03 Oct 2013

    Merrill Lynch International (122 kb)

  • 03 Oct 2013

    Merrill Lynch International Bank (Dublin) (122 kb)

  • 03 Oct 2013

    Merrill Lynch International Bank (London)- Merrill Lynch International Bank (London) 03-Oct-2013.pdf (122 kb)

  • 01 Oct 2013

    Badder Bank Aktiengesellschaft 01-Oct-2013 (124 kb)

  • 01 Oct 2013

    Susquehanna International Securities Limited (235 kb)

  • 27 Sep 2013

    BNP Paribas Arbitrage SNC (22 kb)

  • 27 Sep 2013

    - BNP Paribas SA 27-Sep-2013.pdf (28 kb)

  • 27 Sep 2013

    TFS Derivatives Limited (1.25 mb)

  • 24 Sep 2013

    Deutsche Bank AG, acting through its Sydney Branch (15 kb)

  • 24 Sep 2013

    Nordea Bank Finland Plc (50 kb)

  • 13 Sep 2013

    Vantage Capital Markets LLP (124 kb)

  • 12 Sep 2013

    Deutsche Bank AG Frankfurt (66 kb)

  • 12 Sep 2013

    Goldman Sachs International (791 kb)

  • 12 Sep 2013

    Jane Street Capital, LLC (83 kb)

  • 12 Sep 2013

    Jane Street Markets, LLC (83 kb)

  • 11 Sep 2013

    Banca IMI S.p.A. (27 kb)

  • 11 Sep 2013

    Banco Bilbao Vizcaya Argentaria SA (90 kb)

  • 11 Sep 2013

    Deutsche Bank Securities Inc (21 kb)

  • 11 Sep 2013

    Jane Street Options, LLC (83 kb)

  • 10 Sep 2013

    Sun Trading International Ltd (3.26 mb)

  • 09 Sep 2013

    Credit Suisse International (82 kb)

  • 09 Sep 2013

    UniCredit Bank AG (15 kb)

  • 05 Sep 2013

    Istituto Centrale delle Banche Popolari Italiane SpA (125 kb)

  • 05 Sep 2013

    Societe Generale (“SGPM”) parent company (19 kb)

  • 05 Sep 2013

    Societe Generale Options Europe SA (18 kb)

  • 04 Sep 2013

    Deutsche Bank AG acting through its London branch (451 kb)

  • 04 Sep 2013

    Intermonte Sim SpA (1.71 mb)

  • 03 Sep 2013

    HSBC Bank plc (345 kb)

  • 02 Sep 2013

    Credit Suisse Securities (USA) LLC (142 kb)

  • 30 Aug 2013

    Barclays Bank Plc (82 kb)

  • 30 Aug 2013

    Barclays Capital Securities Limited (82 kb)

  • 30 Aug 2013

    Citibank, N.A. London Branch (75 kb)

  • 30 Aug 2013

    Commerzbank Aktiengesellschaft (“Commerzbank AG”) 30-Aug-2013 (18 kb)

  • 30 Aug 2013

    Credit Suisse Securities (Europe) Limited (38 kb)

  • 30 Aug 2013

    ICAP Securities Limited (852 kb)

  • 30 Aug 2013

    ICAP Securities Limited Frankfurt Branch (852 kb)

  • 30 Aug 2013

    ING Bank N.V. (Amsterdam Head Office and London Branch) (102 kb)

  • 30 Aug 2013

    The Link Asset and Securities Company Ltd (843 kb)

  • 29 Aug 2013

    Citigroup Global Markets Limited (74 kb)

  • 29 Aug 2013

    ING Belgium NV/SA (10 kb)

  • 29 Aug 2013

    J.P. Morgan Securities LLC (393 kb)

  • 29 Aug 2013

    J.P. Morgan Securities plc (76 kb)

  • 29 Aug 2013

    JPMorgan Chase Bank, N.A. (76 kb)

  • 29 Aug 2013

    Morgan Stanley and Co International plc (33 kb)

  • 29 Aug 2013

    Morgan Stanley and Co LLC (35 kb)

  • 29 Aug 2013

    Morgan Stanley Capital Services LLC (35 kb)

  • 29 Aug 2013

    Morgan Stanley Securities Limited (33 kb)

  • 23 Aug 2013

    Nomura International plc (945 kb)

  • 23 Aug 2013

    XBZ Limited (401 kb)

  • 28 Feb 2013

    Macquarie Bank Limited (574 kb)

  • 01 Jan 0001

    (1.39 mb)

  • 01 Jan 0001

    (98 kb)