Consultation responses

All

  • 09 Nov 2016

    AFME Response to HMT Consultation on the Transposition of the Fourth Money Laundering Directive (529 kb)

  • 09 Nov 2016

    AFME response to FSB Stocktake of Efforts to Strengthen Governance Frameworks to Mitigate Misconduct Risk Questionnaire (338 kb)

  • 29 Sep 2016

    AFME response consultation guidelines disclosure requirements Part Eight of Regulation (EU) 575/2013 (350 kb)

  • 31 Jul 2016

    Industry response to EBA consultation on technical standards for credit valuation adjustment risk - EBA CP201209 (407 kb)

  • 19 Jul 2016

    AFME Response EBA interim report on MREL (350 kb)

  • 18 Jul 2016

    AFME response to CONSOB consultation paper (373 kb)

  • 30 Jun 2016

    AFME response to Liikanen High level Expert Group on possible reforms to the structure of the EU banking sector (833 kb)

  • 14 Jun 2016

    AFME response to European Parliament Economic and Monetary Affairs Committee Questionnaire on enhancing the coherence of EU financial services legislation (972 kb)

  • 01 Jun 2016

    GFMA joint response BCBS consultation on revised good practice principles for supervisory colleges (190 kb)

  • 20 May 2016

    AFME-BBA response to FCA Consultation Paper CP16/13 (100 kb)

  • 22 Mar 2016

    AFME The uses (and abuses) of modelling adjustments (1.16 mb)

  • 11 Mar 2016

    AFME response to Bank of England’s approach to setting a minimum requirement for own funds and eligible liabilities (MREL) (240 kb)

  • 11 Mar 2016

    AFME response to PRA consultation on the minimum requirement for own funds and eligible liabilities (MREL) – buffers and threshold conditions (443 kb)

  • 11 Mar 2016

    ISDA AFME response to EBA CP on IMA Assessment (509 kb)

  • 11 Mar 2016

    Joint industry response to BCBS second consultation on revisions to the standardised approach for credit risk (911 kb)

  • 01 Mar 2016

    AFME response to European Commission consultation on CRD Bonus Cap and Remuneration Rules (1.48 mb)

  • 25 Feb 2016

    AFME response to consultation on power of direction over qualifying parent undertakings by the PRA (119 kb)

  • 18 Feb 2016

    AFME/BBA joint response to FCA Consultation Paper CP15/38: Provisions to delay disclosure of inside information within the FCA’s Disclosure and Transparency Rules (90 kb)

  • 12 Feb 2016

    IIF GFMA response to BCBS consultation on TLAC Holdings (399 kb)

  • 12 Feb 2016

    ISDA AFME response to EBA consultation on guidelines on treatment of CVA risk under SREP - EBA CP201521 (292 kb)

  • 09 Feb 2016

    AFME, Association for Financial Markets in Europe, Recovery & Resolution, Recovery and Resolution, AFME Recovery and Resolution, AFME Recovery, AFME Resolution (468 kb)

  • 04 Feb 2016

    AFME-BBA-FIA-ISDA joint response to FCA Consultation Paper CP1535 Policy proposals and Handbook changes related to the implementation of the Market Abuse Regime (2014596EU) (273 kb)

  • 22 Jan 2016

    AFME response to EBA consultation on draft guidelines on definition of default (610 kb)

  • 13 Jan 2016

    AFME response to EBA consultation on RTS on criteria for preferential treatment in cross border intragroup financial support under LCR EBA CP201522 (343 kb)

  • 05 Jan 2016

    GFMA response to BCBS consultation on haircut floors for non-centrally cleared securities financing transactions (362 kb)

  • 01 Jan 2016

    AFME ISDA letter to EBA and EC regarding model extensions (183 kb)

  • 01 Jan 2016

    AFME response to European Commission consultation on a Possible Recovery and Resolution Framework for financial institutions other than banks (221 kb)

  • 01 Jan 2016

    AFME submission to BCBS IOSCO survey on securitisation markets (213 kb)

  • 25 Dec 2015

    AFME and The Investment Association's code of conduct for IOIs (4.17 mb)

  • 23 Dec 2015

    AFME BBA joint correspondence to Information Commissioner following CJEU judgment in case of Schrems vs Data Protection Commissioner (644 kb)

  • 23 Dec 2015

    AFME BBA joint correspondence to the to the European Commission following the CJEU’s judgment in the case of Schrems vs Data Protection Commissioner (153 kb)

  • 23 Dec 2015

    AFME GFMA/IIF response to FSB consultation on arrangements to support operational continuity in resolution (724 kb)

  • 23 Dec 2015

    GFMA IIF response to FSB consultation on guiding principles on temporary funding need to support orderly resolution of a G-SIB (789 kb)

  • 11 Dec 2015

    AFME/BBA/FIA Europe/ISDA submission to the European Commission on drafting proposals for the MAR Technical Standards (196 kb)

  • 10 Dec 2015

    AFME BBA joint response to FCA Consultation Paper CP15/31 and PRA Consultation Paper CP36/15: Strengthening accountability in banking and insurance: regulatory references (405 kb)

  • 05 Nov 2015

    AFME ISDA response to EBA consultation paper on CVA exemptions for third country NFCs (74 kb)

  • 30 Oct 2015

    AFME letter to resolution authorities and Member States regarding implementation of article 55 BRRD (343 kb)

  • 28 Oct 2015

    AFME Prudential data report EU GSIBs prudential capital and liquidity Q4 2015 (1.13 mb)

  • 16 Oct 2015

    AFME response to ICAEW discussion paper on reporting on regulatory capital choices for assurance (147 kb)

  • 15 Oct 2015

    AFME/BBA/ISDA fundamental issues relating to the Market Abuse Regulation draft technical standards (234 kb)

  • 07 Oct 2015

    AFME ISDA joint response European Commission consultation on impact of CRR and CRD IV on bank financing of the economy (1.44 mb)

  • 01 Oct 2015

    AFME Joint trades response to BCBS consultation on review of the Credit Valuation Adjustment (628 kb)

  • 09 Sep 2015

    AFME paper highlighting concerns with the scope of contractual recognition of bail-in under article 55 BRRD (434 kb)

  • 07 Sep 2015

    AFME BBA joint response to FCA Consultation Paper CP1522 - Strengthening accountability in banking - consultation in extending the Certification Regime to wholesale market activities (147 kb)

  • 16 Aug 2015

    PwC report Global financial markets liquidity study (2.27 mb)

  • 13 Aug 2015

    AFME EBA consultation on the valuation of derivatives in resolution - EBA/CP/2015/10 (213 kb)

  • 11 Aug 2015

    AFME response EBA consultation on draft RTS on slotting criteria for specialised lending exposures EBA CP201509 (804 kb)

  • 07 Aug 2015

    AFME response EBA consultation on draft ITS on mapping of ECAI assessments for securitisations EBA CP201508 (659 kb)

  • 01 Aug 2015

    AFME response to ESMA regulatory technical standards on the CSD regulation - The Operation of the Buy-in Process (1.15 mb)

  • 10 Jul 2015

    AFME response to ESMA’s consultation on draft guidelines for the assessment of knowledge and competence (579 kb)

  • 23 Jun 2015

    AFME submission to HM Treasury consultation on the Transposition of MiFID II (550 kb)

  • 19 Jun 2015

    AFME response to EBA guidelines on limits to exposures to shadow banking entities (488 kb)

  • 18 Jun 2015

    AFME paper highlighting concerns with the scope of contractual recognition of bail-in under article 55 BRRD (551 kb)

  • 08 Jun 2015

    AFME, Association for Financial Markets in Europe, Recovery & Resolution, Recovery and Resolution, AFME Recovery and Resolution, AFME Recovery, AFME Resolution (544 kb)

  • 05 Jun 2015

    AFME response to EBA consultation on draft RTS on detailed records of financial contracts - EBA/CP/2015/04 (188 kb)

  • 04 Jun 2015

    AFME response to EBA guidelines on sound remuneration policies EBA CP201503 (897 kb)

  • 01 Jun 2015

    AFME response to EC consultation on STS 13 May 2015 - additional information in response to Q15B (88 kb)

  • 27 May 2015

    AFME response to PRA consultation paper CP8/15: Engagement between External Auditors and Supervisors and Commencing the PRA's Disciplinary Powers over External Auditors and Actuaries (443 kb)

  • 26 May 2015

    AFME response to FCA Discussion paper 15/3 on Developing our approach to implementing MiFID II conduct of business and organisational requirements (502 kb)

  • 22 May 2015

    AFME BBA joint response to the PRA and FCA's joint consultation on “Strengthening accountability in banking: UK branches of foreign banks” (235 kb)

  • 22 May 2015

    AFME response to FCA consultation paper CP15/4 and PRA consultation paper CP 6/15: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers. (103 kb)

  • 13 May 2015

    AFME response to EC consultation on STS 13 May 2015 detailed answers to questions (516 kb)

  • 13 May 2015

    AFME response to EC consultation on STS - 13 May 2015 Executive Summary (92 kb)

  • 05 May 2015

    AFME response to EBA discussion paper on the future of the IRB approach EBA DP201501 (706 kb)

  • 27 Apr 2015

    AFME and ISDA joint letter to the EBA on the CVA framework review by the BCBS (96 kb)

  • 24 Apr 2015

    AFME BBA joint response to FCA consultation paper CP15/15 and PRA consultation paper CP7/15: Approach to non-executive directors in banking and Solvency II firms and Application of the presumption of responsibility to Senior Managers in banking firms. (179 kb)

  • 14 Apr 2015

    AFME response to EBA consultation on procedures, forms and templates for resolution planning - EBA/CP/2015/01 (145 kb)

  • 27 Mar 2015

    AFME Joint industry response to BCBS consultation on revisions to the standardised approach for credit risk (580 kb)

  • 27 Mar 2015

    AFME Joint trade response to BCBS consultation on capital floors the design of a framework based on standardised approaches (529 kb)

  • 27 Mar 2015

    AFME response to BCBS on revisions to standardised approach for credit risk (824 kb)

  • 25 Mar 2015

    AFME letter to the European Commission on insolvency laws (590 kb)

  • 20 Mar 2015

    AFME response to EBA consultation on draft RTS notifications under the BRRD – EBA/CP/2014/47 (154 kb)

  • 16 Mar 2015

    AFME response to EBA consultation on draft RTS on the functioning of resolution colleges - EBA/CP/2014/46 (540 kb)

  • 12 Mar 2015

    AFME response to EBA consultation on RTS assessment methodology for IRB approach EBA CP201436 (670 kb)

  • 27 Feb 2015

    AFME response EBA consultation on criteria for determining minimum requirement for own funds and eligible liabilities - MREL EBA CP201441 (791 kb)

  • 26 Feb 2015

    AFME BBA joint response to the PRA and FCA's joint consultation on Strengthening accountability in banking - forms, consequential and transitional aspects (234 kb)

  • 20 Feb 2015

    AFME joint industry response to BCBS consultation on fundamental review of the trading book outstanding issues (595 kb)

  • 19 Feb 2015

    AFME response to ESMA Guidelines on Access to CCP or Trading Venue by CSD (82 kb)

  • 19 Feb 2015

    AFME response to ESMA Technical Standards in relation to the CSD Regulation (553 kb)

  • 19 Feb 2015

    AFME response to ESMA request for Technical Advice in relation to CSDR (102 kb)

  • 06 Feb 2015

    AFME response to EBA consultation on guidelines on the rate of conversion debt to equity bail-in - EBA/CP/2014/39 (80 kb)

  • 06 Feb 2015

    AFME response to EBA consultation on guidelines on the use of shareholder treatment in bail-in - EBA/CP/2014/40 (79 kb)

  • 05 Feb 2015

    AFME response to EBA consultation on draft RTS on the contractual recognition of bail-in - EBA/CP/2014/33 (582 kb)

  • 02 Feb 2015

    AFME GFMA/IIF response to FSB consultation on adequacy of loss-absorbing capacity of global banks in resolution (TLAC) (496 kb)

  • 30 Jan 2015

    AFME response to EBA consultation on draft RTS on materiality threshold of credit obligation past due EBA CP201432 (541 kb)

  • 27 Jan 2015

    AFME response to draft ITS amending ITS on supervisory reporting on Leverage Ratio EBA CP201444 (97 kb)

  • 16 Jan 2015

    AFME BBA joint response to Ministry of Justice Triennial Review of the Information Commissioner's Office (102 kb)

  • 14 Jan 2015

    AFME and Joint Trade response to EBA discussion paper on simple standard and transparent securitisations (1.20 mb)

  • 06 Jan 2015

    AFME IIF response to PRA discussion paper on ensuring operational continuity in resolution DP114 (592 kb)

  • 06 Jan 2015

    AFME response to PRA consultation paper 20-14: Depositor Protection (125 kb)

  • 02 Jan 2015

    AFME response to EBA consultation on guidelines on payment commitments to deposit guarantee schemes - EBA/CP/2014/27 (103 kb)

  • 30 Dec 2014

    AFME Joint industry response to BCBS consultation on operational risk revisions to the simpler approaches (298 kb)

  • 18 Dec 2014

    AFME response to EBA consultation on draft guidelines on intra-group financial support - EBA/CP/2014/29 (108 kb)

  • 18 Dec 2014

    AFME response to EBA consultation on guidelines on recovery plan indicators - EBA/CP/2014/28 (386 kb)

  • 18 Dec 2014

    AFME response to EBA consultation on guidelines on triggers for use of early intervention measures - EBA/CP/2014/21 (363 kb)

  • 17 Dec 2014

    AFME response to EBA consultation on draft guidelines on failing or likely to fail - EBA/CP/2014/22 (563 kb)

  • 12 Dec 2014

    AFME response to EBA consultation on simplified obligations - EBA/CP/2014/25 (139 kb)

  • 09 Dec 2014

    AFME Consultation Response IOSCO Custody 9 Dec 2014 (696 kb)

  • 01 Dec 2014

    GFMA IIF final response to FSB consultation on cross-border recognition (185 kb)

  • 01 Dec 2014

    IIF/IBFed/GFMA/ISDA letter to Basel Committee Task Force on Interest Rate Risk TFIR on industry comments on proposed IRRBB/CSRBB QIS templates (306 kb)

  • 12 Nov 2014

    PWC report on impact of bank structural reforms in Europe (1.10 mb)

  • 06 Nov 2014

    AFME response to FCA guidance consultation on social media and customer communications (508 kb)

  • 05 Nov 2014

    Reply form for ESMA MAR Technical standards (485 kb)

  • 03 Nov 2014

    AFME BBA joint response to the FCA's CP15/9: Strengthening accountability in banking: a new regulatory framework for indivduals (317 kb)

  • 03 Nov 2014

    AFME and BBA joint response to FCA consultation paper CP14/13 and FCA consultation paper CP14/14: Strengthening accountability in banking: a new regulatory framework for individuals (180 kb)

  • 29 Oct 2014

    AFME retrospective application of regulatory rules: FCA call for examples (86 kb)

  • 17 Oct 2014

    AFME response EBA consultation on guidelines on criteria to assess other systemically important institutions O-SIIs EBA CP201419 (134 kb)

  • 14 Oct 2014

    AFME comments on Deposit Guarantee Schemes Directive (125 kb)

  • 10 Oct 2014

    AFME discussion paper on FCA DP Dealing Commission (319 kb)

  • 10 Oct 2014

    AFME Joint industry response to BCBS consultation on review of the Pillar 3 disclosure requirements (692 kb)

  • 10 Oct 2014

    AFME response to FCA wholesale sector competition review (796 kb)

  • 03 Oct 2014

    AFME response to EBA consultation on measures to address impediments to resolvability (778 kb)

  • 03 Oct 2014

    AFME response to EBA consultation on the content of resolution plans and resolvability assessments (137 kb)

  • 30 Sep 2014

    AFME response to House of Lords review of the EU financial regulatory framework (781 kb)

  • 29 Sep 2014

    AFME response to ESMA consultation on draft ITS for main indices and recognised exchanges (431 kb)

  • 26 Sep 2014

    AFME response to PRA consultation on CRD IV updates for credit risk mitigation credit risk governance and market risk CP 1214 (506 kb)

  • 19 Sep 2014

    GFMA IIF response to BCBS consultation on supervisory guidelines for identifying and dealing with weak banks (136 kb)

  • 13 Sep 2014

    GFMA letter to BCBS on Financial Institution Deduction (280 kb)

  • 12 Sep 2014

    AFME ISDA response to Bank of England Financial Policy Committee review of the Leverage Ratio (948 kb)

  • 29 Aug 2014

    GFMA IIF letter and supporting Oliver Wyman study to BCBS on treatment of equities under the NSFR (300 kb)

  • 22 Aug 2014

    AFME T+2 adherence to proposals by T2S Harmonisation Steering Group - HSG - to competent authorities (1.18 mb)

  • 18 Aug 2014

    AFME ISDA response to EBA RTS ITS on Benchmarking (879 kb)

  • 07 Aug 2014

    AFME response to EBA consultation paper on draft guidelines on the types of tests, reviews or exercises that may lead to support measures (437 kb)

  • 14 Jul 2014

    AFME response to BoE ECB Discussion Paper on case for better functioning securitisation market in the EU (537 kb)

  • 14 Jul 2014

    AFME Response to draft RTS on risk mitigation techniques for OTC derivatives not cleared by a CCP under EMIR (637 kb)

  • 11 Jul 2014

    AFME response to ESMA on Clearing Obligations under EMIR No.1 (326 kb)

  • 11 Jul 2014

    AFME response to public consultation on contributions of credit institutions to resolution financing arrangements (487 kb)

  • 18 Jun 2014

    AFME response to EBA consultation on draft implementing technical standards on the mapping of ECAIs credit assessments JCCP201401 (574 kb)

  • 06 Jun 2014

    AFME response to Draft Regulatory Standards on the conditions according to which competent authorities may grant permission for data waiver EBA CP201402 (464 kb)

  • 22 May 2014

    AFME Joint trade letter to BCBS on industry concerns on QIS timeline (343 kb)

  • 13 May 2014

    AFME PRA consultation on Clawback CP614 (115 kb)

  • 09 May 2014

    AFME response EBA consultation on draft technical standards on margin periods of risk for treatment of clearing members exposures to clients EBA CP201401 (73 kb)

  • 28 Apr 2014

    AFME briefing note Single Resolution Mechanism summary and Level 2 issues (136 kb)

  • 17 Apr 2014

    AFME paper on requirements under the Bank Recovery and Resolution Directive for contracts to contain contractual bail-in provisions (95 kb)

  • 14 Apr 2014

    AFME response EBA discussion paper on impact on volatility of own funds of revised IAS-19 and deduction of defined pension assets from own funds EBA DP201401 (133 kb)

  • 11 Apr 2014

    GFMA response to Basel III Net Stable Funding Ratio consultation Securitisation comments (109 kb)

  • 11 Apr 2014

    Joint Associations Response to Basel III Net Stable Funding Ratio consultative document (1.52 mb)

  • 10 Apr 2014

    AFME response to ESMA consultation on CRA3 implementation - Draft regulatory technical standards on information on SFIs (870 kb)

  • 05 Apr 2014

    AFME FSTB consultation on an effective resolution regime for financial institutions in Hong Kong (147 kb)

  • 31 Mar 2014

    AFME ISDA response to European Commission public hearing on liquidity coverage requirement and leverage ratio (375 kb)

  • 21 Mar 2014

    AFME - Market Standards for Corporate Actions Processing QandA (1.18 mb)

  • 20 Mar 2014

    AFME response draft guidelines proposing harmonised definitions and templates for funding plans of credit institutions EBA CP201347 (89 kb)

  • 20 Mar 2014

    AFME response on Guidelines on disclosure of encumbered and unencumbered assets - EBA CP201348 (74 kb)

  • 17 Mar 2014

    AFME note – Risk adjustment of contributions to resolution funds and DGS (124 kb)

  • 17 Mar 2014

    GFMA Joint trades FAQs to Basel III Leverage Ratio framework and disclosure requirements (261 kb)

  • 04 Mar 2014

    AFME comments on the Asset Quality Review and Stress Test exercise (151 kb)

  • 03 Mar 2014

    AFME response to draft EBA consultation on methodology for global systemically important institutions EBA CP201344 (434 kb)

  • 28 Feb 2014

    AFME response Draft methodology for assessment of liquidity and funding (68 kb)

  • 28 Feb 2014

    Joint industry comment letter on Resolution of Systemically Important Financial Institutions - Single Point of Entry Strategy (624 kb)

  • 17 Feb 2014

    AFME, Association for Financial Markets in Europe, Recovery & Resolution, Recovery and Resolution, AFME Recovery and Resolution, AFME Recovery, AFME Resolution (186 kb)

  • 30 Jan 2014

    AFME response to HM Treasury Balance of Competences Review (815 kb)

  • 27 Jan 2014

    AFME response to ESMA Discussion paper: Implementing measures under the Market Abuse Regulation (86 kb)

  • 27 Jan 2014

    AFME response to ESMA Discussion paper: Implementing measures under the Market Abuse Regulation – Q&As (181 kb)

  • 19 Jan 2014

    GFMA ISDA response to IIF counterproposals to BCBS Fundamental Review of Trading Book (681 kb)

  • 17 Jan 2014

    AFME joint trade association letter re Legal Entity Identifier codes (119 kb)

  • 16 Jan 2014

    AFME response to EBA consultation on discount rate for variable remuneration EBA CP201340 (96 kb)

  • 10 Jan 2014

    AFME response to BoE document - A framework for stress testing UK banking system (147 kb)

  • 08 Dec 2013

    AFME Performance and remuneration in investment banking in 2012 (945 kb)

  • 04 Dec 2013

    AFME letter to EBA regarding LCR proposals (143 kb)

  • 03 Dec 2013

    AFME Bank Recovery and Resolution Directive (609 kb)

  • 03 Dec 2013

    BRRD: AFME comments on key issues discussed in trilogues (618 kb)

  • 14 Nov 2013

    GFMA BCBS 254 Nimm Further Response Notional Definitions (253 kb)

  • 31 Oct 2013

    AFME response to EBA consultation on method for the identification of the geographical location of the relevant credit exposures EBA CP201335 (106 kb)

  • 29 Oct 2013

    AFME response to EBA consultation on classes of instruments appropriate to be used for the purposes of variable remuneration (96 kb)

  • 17 Oct 2013

    AFME comments on Bank Recovery and Resolution Directive national depositor preference issues (119 kb)

  • 15 Oct 2013

    AFME GFMA comments on the FSB consultative document on information sharing for resolution purposes (103 kb)

  • 14 Oct 2013

    GFMA IIF response to BCBS consultation on liquidity coverage ratio disclosure standards (1.42 mb)

  • 11 Oct 2013

    Industry comment on Discussion Paper - The regulatory framework balancing risk sensitivity simplicity and comparability (258 kb)

  • 08 Oct 2013

    AFME-ISDA-response-to-the-EBA consultation on draft RTS on prudent valuation EBA CP201328 (1.56 mb)

  • 04 Oct 2013

    AFME response to BCBS consultation on capital requirements for banks equity investment (293 kb)

  • 01 Oct 2013

    AFME response to EBA consultation on draft guidelines on retail deposits EBA CP201334 (268 kb)

  • 28 Sep 2013

    AFME GFMA response to BIS – Recovery and Resolution of Financial Market Infrastructures (250 kb)

  • 27 Sep 2013

    AFME response to EBA discussion paper on unrealised gains measured at fair value EBA DP201303 (107 kb)

  • 27 Sep 2013

    AFME response to EBA guidelines on management of interest rate risk arising from non-trading activities IRRBB EBA CP201323 (109 kb)

  • 27 Sep 2013

    AFME response to the FCA's approach to advancing its objectives (760 kb)

  • 27 Sep 2013

    Industry response to BCBS consultation on capital treatment of bank exposures to central counterparties (471 kb)

  • 27 Sep 2013

    Industry response to BCBS consultation on non-internal model method for capitalising counterparty credit risk exposures (1.67 mb)

  • 25 Sep 2013

    AFME Initial position paper on the Commission's proposal for a Single Resolution Mechanism (133 kb)

  • 20 Sep 2013

    AFME response to BIS proposal for public register of beneficial owners of corporates (564 kb)

  • 20 Sep 2013

    GFMA response to Basel consultation revised Basel III leverage ratio framework and disclosure requirements (6.67 mb)

  • 03 Sep 2013

    AFME response EBA consultation on appropriately diversified indices EBA CP201322 (104 kb)

  • 31 Aug 2013

    AFME response EBA consultation on non-delta risk of options in standardised market risk approach EBA CP201316 (470 kb)

  • 30 Aug 2013

    AFME response EBA consultation on definition of market EBA CP201315 (551 kb)

  • 27 Aug 2013

    AFME response to EBA consultation on draft implementing technical standards on passport notifications under CRD IV (335 kb)

  • 21 Aug 2013

    AFME - EBA consultation on definition of material risk takers for remuneration purposes EBA CP201311 (472 kb)

  • 20 Aug 2013

    AFME response to EBA consultation paper on draft regulatory technical standards on assessment of recovery plans (134 kb)

  • 20 Aug 2013

    AFME response to EBA consultation paper on draft regulatory technical standards specifying the range of scenarios to be used in recovery plans (137 kb)

  • 14 Aug 2013

    AFME response to EBA consultation on additional liquidity monitoring metrics EBA CP201318 (96 kb)

  • 14 Aug 2013

    AFME response to EBA consultation on additional liquidity outflows EBA CP201319 (99 kb)

  • 31 Jul 2013

    AFME Response to the EU Commission consultation on the review of the European System of Financial Supervision (ESFS) (332 kb)

  • 18 Jul 2013

    AFME response to EBA consultation on draft RTS on own funds EBA CP201317 (539 kb)

  • 11 Jul 2013

    AFME and ISDA joint response to EC consultation on structural reform of banking sector (518 kb)

  • 28 Jun 2013

    AFME Joint trade association response to BCBS consultation on supervisory framework for measuring and controlling large exposures (946 kb)

  • 25 Jun 2013

    AFME submits comments on European Commission consultation on long-term financing of the European economy (696 kb)

  • 24 Jun 2013

    AFME response to EBA ITS on supervisory reporting on forebearance and non-performing exposures (104 kb)

  • 23 Jun 2013

    AFME submits comments on European Commission consultation on long-term financing of the European economy (699 kb)

  • 21 Jun 2013

    GFMA ISDA response to BCBS consultation on recognising the cost of credit protection (276 kb)

  • 20 Jun 2013

    AFME response EBA consultation on asset encumbrance reporting (108 kb)

  • 14 Jun 2013

    AFME response to European Parliament Economic and Monetary Affairs Committee Questionnaire on enhancing the coherence of EU financial services legislation (972 kb)

  • 11 Jun 2013

    AFME consultation response to EBA consultation on criteria for determining the materiality of model changes and extensions (1.44 mb)

  • 11 Jun 2013

    AFME response to EBA consultation on draft regulatory technical standards on the content of recovery plans (108 kb)

  • 31 May 2013

    Joint industry further response to consultation on the fundamental review of the trading book rules (712 kb)

  • 26 Apr 2013

    AFME response to FSA consultation DP 13/1: Transparency (334 kb)

  • 01 Apr 2013

    AFME Legal Committee response to HMT questions on securities law legislation (965 kb)

  • 28 Mar 2013

    AFME Joint trade associations second follow up response to BCBS Fundamental Review of the Trading Book (1.50 mb)

  • 21 Mar 2013

    AFME response to EBA discussion paper on defining liquid assets in the LCR (275 kb)

  • 21 Mar 2013

    AFME response to EBA discussion paper on retail deposits subject to higher outflows for the purposes of liquidity reporting under the draft CRR (84 kb)

  • 20 Feb 2013

    AFME HMT consultation response: Amendments to the recognition requirements for investment exchanges and clearing houses (175 kb)

  • 15 Feb 2013

    AFME response to ESMA/EBA consultation on principles for benchmarks-setting processes in the EU (100 kb)

  • 13 Feb 2013

    Joint industry follow-up response to BCBS Fundamental Review of the Trading Book (835 kb)

  • 05 Feb 2013

    AFME response to CP12/30 Complaints against the regulators (126 kb)

  • 04 Feb 2013

    AFME response to CP12/35: The FCA’s use of temporary product intervention rules (117 kb)

  • 29 Jan 2013

    AFME response: CP12/34 FCA Handbook updates - supervision, threshold conditions, statement on FCA power of direction over qualifying parent undertakings (181 kb)

  • 11 Jan 2013

    AFME Joint industry response to EBA discussion paper on draft regulatory standards on prudent valuation (726 kb)

  • 20 Dec 2012

    AFME Response to FSA CP12-25 Chapter 7 (131 kb)

  • 12 Dec 2012

    AFME response to CP12/24 Regulatory reform: PRA and FCA regimes relating to aspects of authorisation and supervision (142 kb)

  • 07 Dec 2012

    GFMA response to recovery and resolution planning (195 kb)

  • 06 Dec 2012

    AFME response: CP12/26 Regulatory reform: the PRA and FCA regimes for Approved Persons (146 kb)

  • 29 Nov 2012

    AFME response to EC consultation on regulation of Indices (90 kb)

  • 13 Nov 2012

    AFME ISDA response to Liikanen High-Level Expert Group recommendations (386 kb)

  • 05 Oct 2012

    AFME ISDA letter ESMA CP Market Making (409 kb)

  • 05 Oct 2012

    AFME response to ESMA consultation on exemption for market making and primary market operations on short selling (403 kb)

  • 01 Oct 2012

    AFME response to the House of Lords inquiry into reform of the EU banking sector (97 kb)

  • 30 Sep 2012

    AFME response to EBA consultation on credit risk adjustments EBA CP201210 (127 kb)

  • 26 Sep 2012

    AFME response to HMT – Financial Sector Resolution Broadening the Regime (108 kb)

  • 19 Sep 2012

    GFMA joint response on Basel principles for effective risk data aggregation and risk reporting (250 kb)

  • 17 Sep 2012

    AFME Joint trade association response to the BCBS Fundamental Review of the Trading Book (558 kb)

  • 14 Sep 2012

    AFME response to the draft ECON Own Initiative report on Shadow Banking (110 kb)

  • 24 Aug 2012

    AFME response to EBA LCR and NSFR ITSs EBA CP201205 (178 kb)

  • 24 Aug 2012

    AFME response to EBA Leverage Ratio ITSs EBA CP201206 (235 kb)

  • 10 Aug 2012

    AFME response to EBA re gain on sale EBA CP2012 07 (90 kb)

  • 01 Aug 2012

    GFMA response Domestic systemically important banks (130 kb)

  • 31 Jul 2012

    AFME response Disclosure for own funds (86 kb)

  • 31 Jul 2012

    AFME response to the EU Commission consultation on the review of the European System of Financial Supervision (ESFS) (326 kb)

  • 31 Jul 2012

    Industry response to EBA consultation on technical standards for credit valuation adjustment risk (407 kb)

  • 24 Jul 2012

    AFME response to ESMA Consultation Paper: Guidelines on certain aspects of the MiFID suitability requirements (143 kb)

  • 04 Jul 2012

    AFME response on EBA Own Funds RTSs EBA CP201202 (153 kb)

  • 28 Jun 2012

    AFME response to the Treasury call for evidence (138 kb)

  • 15 Jun 2012

    MiFID 2 – Algorithmic & High Frequency Trading (130 kb)

  • 14 Jun 2012

    AFME response to the Commission Green Paper on Shadow Banking (134 kb)

  • 16 May 2012

    AFME Joint trade association further response to BCBS consultation on the fundamental review of the trading book (469 kb)

  • 23 Apr 2012

    AFME response to European Commission – Discussion paper on Debt WriteDown tool (87 kb)

  • 19 Mar 2012

    AFME CSD Acct Structure Final Report for Publication (254 kb)

  • 10 Mar 2012

    AFME ICMA ISLA ISDA joint response to ESMA consultation on delegated acts for Regulation on Short Selling CDS (472 kb)

  • 24 Feb 2012

    AFME Response to ESMA Consultation Paper: Guidelines on certain aspects of the MiFID suitability requirements (155 kb)

  • 17 Feb 2012

    GFMA response to the BCB consultative document on capital disclosure requirements (142 kb)

  • 13 Feb 2012

    AFME ICMA ISDA ISLA Joint response to ESMA consultation on technical standards for Regulation on Short Selling CDS (367 kb)

  • 13 Jan 2012

    AFME response to Ferber MiFID Questionnaire (334 kb)

  • 25 Nov 2011

    AFME Reply to call for evidence of ESMA on empty voting (94 kb)

  • 18 Nov 2011

    AFME Joint Trade IDI Resolution Plan Comment Letter (186 kb)

  • 13 Nov 2011

    AFME response to FSA Soundings Questionnaire Q&A 1-17 (156 kb)

  • 08 Nov 2011

    AFME GFMA response to FSB's consultation on A Common Data Template for Global Systemically Important Banks (243 kb)

  • 27 Oct 2011

    AFME response to HM Treasury Consultation Document: A new approach to financial regulation: judgments, focus and stability (302 kb)

  • 18 Oct 2011

    AFME response to the Insolvency Service Moratorium Proposal (254 kb)

  • 26 Aug 2011

    GFMA comment on consultative document on Global systemically important banks Assessment methodology and additional loss absorbency requirement (110 kb)

  • 20 Aug 2011

    Roadmap for integrated, safe and efficient post-trade services in Europe (889 kb)

  • 29 Jul 2011

    GFMA response to principles for financial market infrastructures consultative report (328 kb)

  • 16 May 2011

    GFMA submits discussion note to FSB on SIFI loss absorbency proposals (271 kb)

  • 01 Mar 2011

    AFME response to the consultation on Central Securities Depositories - CSDs (232 kb)

  • 04 Feb 2011

    Joint associations response to Basel capitalisation of bank exposures to CCPs (416 kb)

  • 01 Feb 2011

    AFME response to MiFID review consultation (1.53 mb)

  • 07 Jan 2011

    AFME BBA Joint Response to European Commission Public Consultation on Credit Rating Agencies (274 kb)

  • 07 Jan 2011

    AFME Joint Response of AFME and BBA to the European Commission's Public Consultation on Credit Rating Agencies (268 kb)

  • 02 Jan 2011

    AFME response to EU Framework for Cross-Border Crisis Management (294 kb)

  • 01 Jan 2011

    AFME response to HM Treasury Consultation Document A new approach to financial regulation judgments focus and stability (296 kb)

  • 31 Dec 2010

    AFME Consultation response to legislation on legal certainty of securities holding and dispositions (219 kb)

  • 14 Dec 2010

    AFME FOA joint response to CESR's Consultation on Understanding the Definition of Advice under MiFID (20 kb)

  • 25 Nov 2010

    Joint AFME ISDA response to European Commission Consultation on Countercyclical Buffers (297 kb)

  • 28 Oct 2010

    AFME BBA response to CESR Technical Advice in the context of the MiFID Review - Equity Markets (211 kb)

  • 22 Oct 2010

    AFME - OTC Cash Equity Trades - default protocol (83 kb)

  • 01 Oct 2010

    AFME Joint Response to CEBS CP40 Consultation paper on guidelines to Article 122a of the Capital Requirements Directive (519 kb)

  • 01 Oct 2010

    AFME Joint Trade Association response to the FSA's Consultation Paper CP0930 on Capital Planning Buffers (208 kb)

  • 01 Oct 2010

    AFME response to BCBS Consultative Document Proposal to ensure the Loss Absorbency of Regulatory Capital at point of non-viability BCBS 174 (171 kb)

  • 24 Sep 2010

    AFME Signed OTC Protocol Documents (52 kb)

  • 20 Sep 2010

    AFME Prevention and Cure: Chapter 5. Resolution and fast-track capitalisation (375 kb)

  • 10 Sep 2010

    AFME ISDA response to the Basel Committee's BCBS 172 (185 kb)

  • 23 Aug 2010

    AFME response to EU Commission consultation paper on modernisation of the Transparency Directive (206 kb)

  • 06 Aug 2010

    AFME ISDA ICMA BBA joint response to CESR technical advice to the European Commission in the context of the MiFID review - Client categorisation (159 kb)

  • 30 Jul 2010

    AFME, BBA & ISDA Response to European Commission Consultation on the Revision of MAD (170 kb)

  • 12 Jul 2010

    AFME, ISLA and ISDA Contribution to Short Selling Consultation (380 kb)

  • 10 Jun 2010

    Joint AFME BBA ISDA Response to CEBS CP36 Guidelines on Liquidity Cost Benefit Allocation (829 kb)

  • 04 Jun 2010

    AFME BBA ISDA joint response to CESR technical advice to European Commission in context of MiFID review - non-equity markets transparency (559 kb)

  • 01 Jun 2010

    AFME BBA FOA joint response to CESR Technical Advice to the European Commission in the context of the MiFID Review - Investor Protection and Intermediaries (247 kb)

  • 16 Apr 2010

    AFME Joint industry response to the Basel Committee's BCBS 164 and 165 December 2009 Package (1.48 mb)

  • 16 Apr 2010

    AFME Joint trade associations response to the Basel Committee on Banking Supervision Consultative Proposals (1.48 mb)

  • 01 Apr 2010

    Joint AFME BBA ISDA response to CEBS CP33 Guidelines regarding instruments referred to in article 57 (a) of Directive 2000648EC Recast (182 kb)

  • 31 Mar 2010

    AFME response to CEBS CP34 on Guidelines for Supervisory Colleges (172 kb)

  • 31 Dec 2009

    AFME response to the Report and Recommendations of the Cross Border Bank Resolution Group (54 kb)

  • 30 Sep 2009

    SIFMA LIBA ISDA ISLA Joint Response CESR Proposal Pan-European Short Selling Disclosure Regime (83 kb)

  • 16 Sep 2009

    Joint Association Response to CESR Call for Evidence on Mutual Recognition of Non-EU Jurisdictions (168 kb)

  • 30 Aug 2009

    Joint SIFMA/ LIBA/ ISDA/ ISLA Response to CESR Proposal for a Pan-European Short Selling Disclosure Regime (85 kb)

  • 28 Aug 2009

    Joint SIFMA-ICMA Comment Letter in response to IOSCO's Consultation Paper on Principles for Periodic Disclosure by Listed Entities (136 kb)

  • 24 Apr 2009

    Joint SIFMA/ LIBA/ ISDA/ ISLA Response to the FSA Consultation on Short Selling (65 kb)

  • 24 Apr 2009

    SIFMA LIBA ISDA ISLA joint response to FSA Consultation on Short Selling (61 kb)

  • 10 Mar 2009

    Joint EPMD/ LIBA Comments to the European Commission on the Proposed Revisions to the European Prospectus Directive (280 kb)

  • 10 Mar 2009

    Joint EPMD/ LIBA Comments to the European Commission on the Proposed Revisions to the European Prospectus Directive (176 kb)

  • 21 Jan 2009

    Joint EPMD/ LIBA Letter to FSA on Consultation Paper CP 09/4: Shortening of Rights Issue Subscription Periods (41 kb)

  • 09 Jan 2009

    CESR/08-717 Market Abuse Directive Level 3 - Third set of CESR guidance & information on the common operation of the the directive on the market (150 kb)

  • 09 Jan 2009

    Joint response to CESR's call for evidence on MIFID impact on secondary markets (44 kb)

  • 28 Oct 2008

    EPMD Comments to the Dubai International Financial Exchange (DIFX) on the Proposed Changes to the DIFX Listing Rules published on 28 September 2008 (82 kb)

  • 14 Apr 2008

    Joint LIBA/ EPMD Response to FSA Consultation Paper DP 08/01: Review of the Structure of the Listing Regime (60 kb)

  • 14 Apr 2008

    Joint LIBA/ EPMD Response to FSA Consultation Paper DP 08/01: Review of the Structure of the Listing Regime (87 kb)

  • 01 Jan 0001

    AFME-and-Joint-Associations-response-to-the-second-Consultative-Document-on-Revisions-to-the-Basel-securitisation-framework.pdf (3.18 mb)

  • 01 Jan 0001

    AFME Joint industry response to EBA consultation on credit valuation adjustment risk 2nd consultation EBACP201324 (578 kb)