SEC Regulation Outside the United States will put you directly in front of current and former SEC officials who will give you inside knowledge of how the SEC legislates and enforces U.S. securities laws, and how these affect organisations outside the United States.
Non-U.S. financial services practitioners wishing to access the U.S. markets can’t afford to miss out on this unique opportunity to tap into the combined knowledge and experience of such a distinguished faculty of expert speakers to discover what regulatory developments from the SEC and other U.S. bodies mean for them.
In addition to the conference this event includes two intensive, interactive workshops:
SEC Basics: One-day pre-conference workshop – London, 30 May 2012 – covers all you need to know to give you a head start when first offering or selling securities to the United States and so first registering with the SEC.
SEC Inspections & CCOs: Half-day post-conference Workshop – London, 1 June 2012 – examines the responsibilities of Chief Compliance Officers and explores what is involved in a compliance programme, an annual review and an SEC inspection of a non-US investment adviser that is registered with the SEC.
Click here for the full conference and workshop programmes and speaker line-up.
Click here to register. Alternatively, please call Elizabeth Curtis on +44 (0)20 7101 5072 or email her at bookings@investoregulation.com.
AFME members can claim a 15% discount by quoting SR12/AFME/15.